IBCP

SEC source: 0000039311-20-000036 · primary_doc.xml · derivative · entry 2

Cok Michael J · CIK 0001711112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091.33

Underlying: Common Stock · 1,295 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-20-000035 · primary_doc.xml · derivative · entry 2

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,783.4

Underlying: Common Stock · 777 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-20-000034 · primary_doc.xml · derivative · entry 4

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,192.22

Underlying: Common Stock · 1,424.5 shares

Expires not disclosed

F3 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F3 · price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F3 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F3 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-20-000033 · primary_doc.xml · derivative · entry 2

Keller Christina · CIK 0001693139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037.44

Underlying: Common Stock · 1,295 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of the Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-20-000032 · primary_doc.xml · nonDerivative · entry 1

Boer William J · CIK 0001561329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,487

F1 · balance_after: Includes 146 shares acquired through dividend reinvestment program (DRIP) during the first quarter.

SEC source: 0000039311-20-000031 · primary_doc.xml · nonDerivative · entry 2

Keller Christina · CIK 0001693139 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse Trust

Disclosed balance after: 3,053

SEC source: 0000039311-20-000030 · primary_doc.xml · nonDerivative · entry 1

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,474

SEC source: 0000039311-20-000028 · primary_doc.xml · nonDerivative · entry 2

Keller Christina · CIK 0001693139 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse Trust

Disclosed balance after: 1,786

SEC source: 0000039311-20-000029 · primary_doc.xml · nonDerivative · entry 1

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,326

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $15.8274 to $16.50, inclusive. The reporting person undertakes to provide to Independent Bank Corporation, any security holder of Independent Bank Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000039311-20-000027 · primary_doc.xml · nonDerivative · entry 1

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,971

SEC source: 0000039311-20-000026 · primary_doc.xml · nonDerivative · entry 2

Keller Christina · CIK 0001693139 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse Trust

Disclosed balance after: 710

SEC source: 0000039311-20-000038 · primary_doc.xml · derivative · entry 1

Kruse Ronia F · CIK 0001792263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508.19

Underlying: Common Stock · 13.41 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-20-000037 · primary_doc.xml · derivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,220.48

Underlying: Common Stock · 446.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

SEC source: 0000039311-20-000036 · primary_doc.xml · derivative · entry 1

Cok Michael J · CIK 0001711112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,796.33

Underlying: Common Stock · 69.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-20-000035 · primary_doc.xml · derivative · entry 1

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006.4

Underlying: Common Stock · 80.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-20-000034 · primary_doc.xml · derivative · entry 3

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,767.72

Underlying: Common Stock · 122.43 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-20-000033 · primary_doc.xml · derivative · entry 1

Keller Christina · CIK 0001693139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742.44

Underlying: Common Stock · 6.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-20-000025 · primary_doc.xml · derivative · entry 4

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2022-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000039311-20-000025 · primary_doc.xml · nonDerivative · entry 2

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,444.46

SEC source: 0000039311-20-000025 · primary_doc.xml · nonDerivative · entry 1

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000039311-20-000024 · primary_doc.xml · nonDerivative · entry 2

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,044

SEC source: 0000039311-20-000024 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,693

SEC source: 0000039311-20-000023 · primary_doc.xml · derivative · entry 5

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000023 · primary_doc.xml · nonDerivative · entry 3

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,488

SEC source: 0000039311-20-000023 · primary_doc.xml · nonDerivative · entry 2

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

SEC source: 0000039311-20-000023 · primary_doc.xml · nonDerivative · entry 1

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000022 · primary_doc.xml · derivative · entry 5

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000022 · primary_doc.xml · nonDerivative · entry 3

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,471

SEC source: 0000039311-20-000022 · primary_doc.xml · nonDerivative · entry 2

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,824

SEC source: 0000039311-20-000022 · primary_doc.xml · nonDerivative · entry 1

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000021 · primary_doc.xml · derivative · entry 5

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000021 · primary_doc.xml · nonDerivative · entry 3

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,233.46

SEC source: 0000039311-20-000021 · primary_doc.xml · nonDerivative · entry 2

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,484.46

SEC source: 0000039311-20-000021 · primary_doc.xml · nonDerivative · entry 1

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,569.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000020 · primary_doc.xml · derivative · entry 5

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000020 · primary_doc.xml · nonDerivative · entry 3

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,898

SEC source: 0000039311-20-000020 · primary_doc.xml · nonDerivative · entry 2

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,004

SEC source: 0000039311-20-000020 · primary_doc.xml · nonDerivative · entry 1

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000018 · primary_doc.xml · derivative · entry 5

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000018 · primary_doc.xml · nonDerivative · entry 3

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,018

SEC source: 0000039311-20-000018 · primary_doc.xml · nonDerivative · entry 2

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,837

SEC source: 0000039311-20-000018 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000019 · primary_doc.xml · derivative · entry 6

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000019 · primary_doc.xml · nonDerivative · entry 3

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,218

SEC source: 0000039311-20-000019 · primary_doc.xml · nonDerivative · entry 2

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,253

SEC source: 0000039311-20-000019 · primary_doc.xml · nonDerivative · entry 1

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000017 · primary_doc.xml · derivative · entry 5

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.

SEC source: 0000039311-20-000017 · primary_doc.xml · nonDerivative · entry 3

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,274

SEC source: 0000039311-20-000017 · primary_doc.xml · nonDerivative · entry 2

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,828

SEC source: 0000039311-20-000017 · primary_doc.xml · nonDerivative · entry 1

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's Common Stock, relative to its peer group index.