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INTEGRA LIFESCIENCES HOLDINGS CORP

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2707
SEC CIK
0000917520
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472

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 21:54 UTC
REUVERS DANIEL L.CVP,PRES - CODMAN SPC SURGICAL
GrantCommon Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010221 · doc4.xml · nonDerivative · entry 2

REUVERS DANIEL L. · CIK 0001563602 · CVP,PRES - CODMAN SPC SURGICAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,175

F2 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2018 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the second anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:54 UTC
REUVERS DANIEL L.CVP,PRES - CODMAN SPC SURGICAL
GrantCommon Stock 2,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010221 · doc4.xml · nonDerivative · entry 1

REUVERS DANIEL L. · CIK 0001563602 · CVP,PRES - CODMAN SPC SURGICAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,582

F1 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019, at least 9% and up to a maximum of 33% cumulative increase in annual revenue over the 2016 fiscal year, under the March 13, 2017 Performance Stock Award. Accordingly, 34% of the shares will vest on March 13, 2020 at 150% of target, the third anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC
Schwartz EricCorp VP, Gen Counsel & Sec
GrantCommon Stock 1,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010217 · doc4.xml · nonDerivative · entry 1

Schwartz Eric · CIK 0001329100 · Corp VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622

F1 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2019 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the first anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
Evoli LisaChief Human Resources Officer
GrantCommon Stock 981 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010179 · doc4.xml · nonDerivative · entry 3

Evoli Lisa · CIK 0001661715 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,101

F3 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2019 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the first anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
Evoli LisaChief Human Resources Officer
GrantCommon Stock 947 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010179 · doc4.xml · nonDerivative · entry 2

Evoli Lisa · CIK 0001661715 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,120

F2 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2018 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the second anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
Evoli LisaChief Human Resources Officer
GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010179 · doc4.xml · nonDerivative · entry 1

Evoli Lisa · CIK 0001661715 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

F1 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019, at least 9% and up to a maximum of 33% cumulative increase in annual revenue over the 2016 fiscal year, under the March 13, 2017 Performance Stock Award. Accordingly, 34% of the shares will vest on March 13, 2020 at 150% of target, the third anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:36 UTC
Coleman GlennCVP, CHIEF OPERATING OFFICER
GrantCommon Stock 3,697 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010167 · doc4.xml · nonDerivative · entry 3

Coleman Glenn · CIK 0001434369 · CVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,568

F4 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2019 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the first anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:36 UTC
Coleman GlennCVP, CHIEF OPERATING OFFICER
GrantCommon Stock 3,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010167 · doc4.xml · nonDerivative · entry 2

Coleman Glenn · CIK 0001434369 · CVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,871

F3 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2018 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the second anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:36 UTC
Coleman GlennCVP, CHIEF OPERATING OFFICER
GrantCommon Stock 6,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010167 · doc4.xml · nonDerivative · entry 1

Coleman Glenn · CIK 0001434369 · CVP, CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,336

F1 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019, at least 9% and up to a maximum of 33% cumulative increase in annual revenue over the 2016 fiscal year, under the March 13, 2017 Performance Stock Award. Accordingly, 34% of the shares will vest on March 13, 2020 at 150% of target, the third anniversary of the grant date.

F2 · balance_after: Includes 428 shares acquired under the Integra Employee Stock Purchase Plan since the date of the reporting person's most recent filing on Form 4.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:35 UTC
Arduini Peter JDirector · President & CEO
GrantCommon Stock 16,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010160 · doc4.xml · nonDerivative · entry 3

Arduini Peter J · CIK 0001323134 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,575

F3 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2019 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the first anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:35 UTC
Arduini Peter JDirector · President & CEO
GrantCommon Stock 15,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010160 · doc4.xml · nonDerivative · entry 2

Arduini Peter J · CIK 0001323134 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,259

F2 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019 under the March 13, 2018 performance stock award at or above the threshold level based on annual organic revenue growth over the prior fiscal year. Accordingly, 33% of the shares will vest on March 13, 2020 at 97% of target, the second anniversary of the grant date.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:35 UTC
Arduini Peter JDirector · President & CEO
GrantCommon Stock 27,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010160 · doc4.xml · nonDerivative · entry 1

Arduini Peter J · CIK 0001323134 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,747

F1 · shares: On February 13, 2020, the Compensation Committee certified that the Company achieved its performance goal for fiscal year 2019, at least 9% and up to a maximum of 33% cumulative increase in annual revenue over the 2016 fiscal year, under the March 13, 2017 Performance Stock Award. Accordingly, 34% of the shares will vest on March 13, 2020 at 150% of target, the third anniversary of the grant date.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:08 UTC SaleCommon Stock 491,205 $59.42 $29,187,401.10
Disclosure

SEC source: 0001209191-19-061524 · doc4.xml · nonDerivative · entry 2

CARUSO RICHARD E · CIK 0001187576 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partership

Disclosed balance after: 10,891,205

F1 · kind: Trust Partnership contributed Issuer common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer common stock was valued at $59.42 per share for the purpose of determining the number of shares of the exchange fund issuable to Trust Partnership.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 21:29 UTC GiftCommon Stock 1,871 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060219 · doc4.xml · nonDerivative · entry 2

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,629

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:29 UTC GiftCommon Stock 642 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060219 · doc4.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Read SEC document
December 05, 2019 Filed Dec 5, 2019 21:07 UTC
Schwartz EricCorp VP, Gen Counsel & Sec
SaleCommon Stock 4,007 $61.62 $246,920.16
Disclosure

SEC source: 0001209191-19-059284 · doc4.xml · nonDerivative · entry 2

Schwartz Eric · CIK 0001329100 · Corp VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,041

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of the sale prices was $61.58 to $61.69.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:07 UTC
Schwartz EricCorp VP, Gen Counsel & Sec
Tax withholdingCommon Stock 1,515 $60.49 $91,642.35
Disclosure

SEC source: 0001209191-19-059284 · doc4.xml · nonDerivative · entry 1

Schwartz Eric · CIK 0001329100 · Corp VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,048

Read SEC document
November 16, 2019 Filed Nov 19, 2019 21:52 UTC Tax withholdingCommon Stock 43 $58.43 $2,512.49
Disclosure

SEC source: 0001209191-19-057215 · doc4.xml · nonDerivative · entry 2

BRADLEY KEITH · CIK 0001188650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,831

Read SEC document
November 16, 2019 Filed Nov 19, 2019 21:52 UTC Tax withholdingCommon Stock 9 $58.43 $525.87
Disclosure

SEC source: 0001209191-19-057215 · doc4.xml · nonDerivative · entry 1

BRADLEY KEITH · CIK 0001188650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,874

Read SEC document
October 11, 2019 Filed May 14, 2020 20:21 UTC
ESSIG STUARTDirector
GiftCommon Stock 214,553 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029190 · doc4.xml · nonDerivative · entry 6

ESSIG STUART · CIK 0001187574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F4 · kind: On October 11, 2019, 214,553 shares, which were indirectly beneficially owned by the reporting person through a GRAT, were transferred by such GRAT to the Stuart M. Essig 2010 Remainder Trust.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 20:56 UTC SaleCommon Stock 520,000 $60.97 $31,704,140.00
Disclosure

SEC source: 0001209191-19-050354 · doc4.xml · nonDerivative · entry 2

CARUSO RICHARD E · CIK 0001187576 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 11,382,410

F1 · kind: Trust Partnership contributed Issuer common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer common stock was valued at $60.9695 per share for the purpose of determining the number of shares of the exchange fund issuable to Trust Partnership.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $56.23 $0.00
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · derivative · entry 12

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

Underlying: Common Stock · 609 shares

Expires 2026-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares of stock options will vest each of the first, second, third and fourth anniversaries of the grant date of 3/13/2018.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,681 $0.00 Strike: $43.68 $0.00
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · derivative · entry 11

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682

Underlying: Common Stock · 1,681 shares

Expires 2025-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the shares of stock options will vest each of the first, second, third and fourth anniversaries of the grant date of 3/13/2017.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,663 $0.00 Strike: $32.59 $0.00
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · derivative · entry 10

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 3,663 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares of stock options will vest each of the first, second, third and fourth anniversaries of the grant date of 3/14/2016.

F4 · balance_after: In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to eflect the two-for-one stock split that occurred on December 21, 2016.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,296 $0.00 Strike: $26.87 $0.00
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · derivative · entry 9

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,296 shares

Expires 2023-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares of stock options will vest each of the first, second, third and fourth anniversaries of the grant date of 3/23/2015.

F2 · balance_after: 25% of the shares of stock options will vest each of the first, second, third and fourth anniversaries of the grant date of 3/23/2015.

F3 · balance_after: This option was previously reported as covering 1,426 shares at an exercise price of $62.10 per share, but was adjusted pursuant to the anti-dilution provisions of the award in connection with the spin-off of SeaSpine Holdings Corporation on July 1, 2015.

F4 · balance_after: In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to eflect the two-for-one stock split that occurred on December 21, 2016.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
SaleCommon Stock 3,663 $62.53 $229,052.88
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 8

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $62.17 to $63.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionCommon Stock 3,663 $32.59 $119,358.86
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 7

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
SaleCommon Stock 1,681 $62.53 $105,115.45
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 6

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $62.17 to $63.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionCommon Stock 1,681 $43.68 $73,426.08
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 5

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
SaleCommon Stock 609 $62.53 $38,081.68
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 4

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $62.17 to $63.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionCommon Stock 609 $56.23 $34,244.07
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 3

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
SaleCommon Stock 3,296 $62.53 $206,103.82
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 2

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $62.17 to $63.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:13 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
Exercise / conversionCommon Stock 3,296 $26.87 $88,547.04
Disclosure

SEC source: 0001209191-19-049474 · doc4.xml · nonDerivative · entry 1

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:12 UTC
VINHAIS JOSEPHCorp VP,Quality&Transformation
SaleCommon Stock 910 $63.72 $57,983.56
Disclosure

SEC source: 0001209191-19-049473 · doc4.xml · nonDerivative · entry 1

VINHAIS JOSEPH · CIK 0001563599 · Corp VP,Quality&Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $63.7177 to $63.7183.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:10 UTC
Arduini Peter JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001209191-19-049009 · doc4.xml · derivative · entry 3

Arduini Peter J · CIK 0001323134 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,864

Underlying: Common Stock · 250,000 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3 · derivative.exercise_date: One-third of the stock options vested on the first anniversary of the grant date which is March 1, 2012 and thereafter with respect to the remaining two-thirds which vested in monthly installments through the 3rd anniversary of the grant date.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:10 UTC
Arduini Peter JDirector · President & CEO
SaleCommon Stock 250,000 $60.55 $15,137,150.00
Disclosure

SEC source: 0001209191-19-049009 · doc4.xml · nonDerivative · entry 2

Arduini Peter J · CIK 0001323134 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,017

F1 · kind: The transaction reported in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $60.545 to $60.705.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:10 UTC
Arduini Peter JDirector · President & CEO
Exercise / conversionCommon Stock 250,000 $13.89 $3,472,500.00
Disclosure

SEC source: 0001209191-19-049009 · doc4.xml · nonDerivative · entry 1

Arduini Peter J · CIK 0001323134 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:11 UTC
MOORADIAN JOHNCorp VP, Global Ops & Supp Chn
SaleCommon Stock 7,000 $61.42 $429,958.20
Disclosure

SEC source: 0001209191-19-047400 · doc4.xml · nonDerivative · entry 1

MOORADIAN JOHN · CIK 0001563593 · Corp VP, Global Ops & Supp Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:08 UTC SaleCommon Stock 80,000 $61.77 $4,941,600.00
Disclosure

SEC source: 0001209191-19-047398 · doc4.xml · nonDerivative · entry 2

CARUSO RICHARD E · CIK 0001187576 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partership

Disclosed balance after: 11,902,410

F1 · kind: Trust Partnership contributed Issuer common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer common stock was valued at $61.77 per share for the purpose of determining the number of shares of the exchange fund issuable to Trust Partnership.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:17 UTC Tax withholdingCommon Stock 43 $61.02 $2,623.86
Disclosure

SEC source: 0001209191-19-046830 · doc4.xml · nonDerivative · entry 2

BRADLEY KEITH · CIK 0001188650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,883

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August 16, 2019 Filed Aug 20, 2019 21:17 UTC Tax withholdingCommon Stock 9 $61.02 $549.18
Disclosure

SEC source: 0001209191-19-046830 · doc4.xml · nonDerivative · entry 1

BRADLEY KEITH · CIK 0001188650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,926

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August 16, 2019 Filed Aug 20, 2019 21:14 UTC SaleCommon Stock 4,136 $60.99 $252,245.54
Disclosure

SEC source: 0001209191-19-046826 · doc4.xml · nonDerivative · entry 1

Murphy Raymond G. · CIK 0001461806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,026

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $60.53 to $61.195.

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August 01, 2019 Filed Aug 2, 2019 22:11 UTC
Evoli LisaChief Human Resources Officer
GrantCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044337 · doc4.xml · nonDerivative · entry 1

Evoli Lisa · CIK 0001661715 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,742

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July 30, 2019 Filed Jul 31, 2019 20:21 UTC
Mosebrook JeffreyPrincipal Accounting Officer
SaleCommon Stock 1,179 $63.35 $74,693.42
Disclosure

SEC source: 0001209191-19-043856 · doc4.xml · nonDerivative · entry 1

Mosebrook Jeffrey · CIK 0001719686 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078

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July 30, 2019 Filed Jul 31, 2019 20:19 UTC
Burhop KennethCORPVP,CHIEFSCIENTIFIC OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,200 $0.00 Strike: $32.59 $0.00
Disclosure

SEC source: 0001209191-19-043853 · doc4.xml · derivative · entry 6

Burhop Kenneth · CIK 0001601582 · CORPVP,CHIEFSCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

Underlying: Common Stock · 3,200 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the stock options vest every first, second, third and fourth anniversaries of the grant date of 03/14/2016.

F5 · balance_after: In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the two-for-one stock split that occurred on December 21, 2016.

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July 30, 2019 Filed Jul 31, 2019 20:19 UTC
Burhop KennethCORPVP,CHIEFSCIENTIFIC OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,456 $0.00 Strike: $26.87 $0.00
Disclosure

SEC source: 0001209191-19-043853 · doc4.xml · derivative · entry 5

Burhop Kenneth · CIK 0001601582 · CORPVP,CHIEFSCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,456 shares

Expires 2023-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares of stock options will vest each of the first, second, third and fourth anniversaries of the grant date of 03/23/2015.

F3 · balance_after: This stock option was previously reported as covering 1,495 shares of common stock at an exercise price of $62.10 per share. In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the two-for-one stock split that occurred on December 21, 2016.

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July 30, 2019 Filed Jul 31, 2019 20:19 UTC
Burhop KennethCORPVP,CHIEFSCIENTIFIC OFFICER
SaleCommon Stock 3,200 $63.98 $204,731.20
Disclosure

SEC source: 0001209191-19-043853 · doc4.xml · nonDerivative · entry 4

Burhop Kenneth · CIK 0001601582 · CORPVP,CHIEFSCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,465

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $63.9717 to $64.02.

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July 30, 2019 Filed Jul 31, 2019 20:19 UTC
Burhop KennethCORPVP,CHIEFSCIENTIFIC OFFICER
Exercise / conversionCommon Stock 3,200 $32.59 $104,272.00
Disclosure

SEC source: 0001209191-19-043853 · doc4.xml · nonDerivative · entry 3

Burhop Kenneth · CIK 0001601582 · CORPVP,CHIEFSCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2019 Filed Jul 31, 2019 20:19 UTC
Burhop KennethCORPVP,CHIEFSCIENTIFIC OFFICER
SaleCommon Stock 3,456 $63.98 $221,109.70
Disclosure

SEC source: 0001209191-19-043853 · doc4.xml · nonDerivative · entry 2

Burhop Kenneth · CIK 0001601582 · CORPVP,CHIEFSCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,465

F1 · price: The price shown above represents the weighted average price of the shares sold. The range of sale prices was $63.9717 to $64.02.

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July 30, 2019 Filed Jul 31, 2019 20:19 UTC
Burhop KennethCORPVP,CHIEFSCIENTIFIC OFFICER
Exercise / conversionCommon Stock 3,456 $26.87 $92,845.44
Disclosure

SEC source: 0001209191-19-043853 · doc4.xml · nonDerivative · entry 1

Burhop Kenneth · CIK 0001601582 · CORPVP,CHIEFSCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.