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INNOVATIVE SOLUTIONS & SUPPORT INC

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544
SEC CIK
0000836690
Parsed reports
220

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2022 Filed May 31, 2022 20:15 UTC SaleCommon Stock 2,268 $8.92 $20,228.52
Disclosure

SEC source: 0001104659-22-066551 · tm2217198-2_4seq1.xml · nonDerivative · entry 2

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,740

Read SEC document
May 27, 2022 Filed May 31, 2022 20:15 UTC SaleCommon Stock 5,264 $8.80 $46,323.20
Disclosure

SEC source: 0001104659-22-066551 · tm2217198-2_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,008

Read SEC document
May 26, 2022 Filed May 27, 2022 21:27 UTC SaleCommon Stock 2,864 $8.80 $25,203.20
Disclosure

SEC source: 0001104659-22-066037 · tm2217198-1_4seq.xml · nonDerivative · entry 2

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,272

Read SEC document
May 25, 2022 Filed May 27, 2022 21:27 UTC SaleCommon Stock 1,872 $8.81 $16,492.32
Disclosure

SEC source: 0001104659-22-066037 · tm2217198-1_4seq.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,136

Read SEC document
May 16, 2022 Filed May 18, 2022 20:16 UTC SaleCommon Stock 15,000 $9.48 $142,200.00
Disclosure

SEC source: 0001104659-22-062453 · tm2215987-1_4seq1.xml · nonDerivative · entry 2

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,244

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.47 to $9.48, inclusive.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:16 UTC SaleCommon Stock 30,000 $9.48 $284,400.00
Disclosure

SEC source: 0001104659-22-062453 · tm2215987-1_4seq1.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,244

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.67, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote or the following footnote to this Form 4.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:40 UTC GrantCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-055934 · tm2214537-1_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,008

F1 · security: Stock based compensation for the period January 1, 2022 through April 29, 2022.

Read SEC document
February 28, 2022 Filed Mar 1, 2023 14:32 UTC PurchaseCommon Stock, par value $0.001 per share 3,284 $7.75 $25,451.00
Disclosure

SEC source: 0001946479-23-000008 · primary_doc.xml · nonDerivative · entry 1

Harborne Christopher · CIK 0001946479 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,539,080

F1 · ownership.nature: These shares of common stock, par value $0.001 per share, of Innovative Solutions and Support, Inc. are directly held by Klear Kite LLC, a Delaware limited liability company, whose sole member is Christopher Harborne.

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February 27, 2022 Filed Feb 28, 2023 12:14 UTC PurchaseCommon Stock, par value $0.001 per share 4,666 $7.75 $36,161.50
Disclosure

SEC source: 0001946479-23-000007 · primary_doc.xml · nonDerivative · entry 2

Harborne Christopher · CIK 0001946479 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,535,796

F1 · ownership.nature: These shares of common stock, par value $0.001 per share, of Innovative Solutions and Support, Inc. are directly held by Klear Kite LLC, a Delaware limited liability company, whose sole member is Christopher Harborne.

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February 24, 2022 Filed Feb 28, 2023 12:14 UTC PurchaseCommon Stock, par value $0.001 per share 20,086 $7.75 $155,666.50
Disclosure

SEC source: 0001946479-23-000007 · primary_doc.xml · nonDerivative · entry 1

Harborne Christopher · CIK 0001946479 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,531,130

F1 · ownership.nature: These shares of common stock, par value $0.001 per share, of Innovative Solutions and Support, Inc. are directly held by Klear Kite LLC, a Delaware limited liability company, whose sole member is Christopher Harborne.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 23:21 UTC GrantCommon Stock 6,349 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001051 · tm221460-4_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,068

F1 · security: Stock based compensation for the year ended December 31, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 23:19 UTC GrantCommon Stock 6,349 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001050 · tm221460-3_4seq1.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,042

F1 · security: Stock based compensation for the year ended December 31, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 23:17 UTC GrantCommon Stock 6,349 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001049 · tm221460-2_4seq1.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,092

F1 · security: Stock based compensation for the year ended December 31, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 23:16 UTC GrantCommon Stock 6,349 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001047 · tm221460-1_4seq1.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,244

F1 · security: Stock based compensation for the year ended December 31, 2021.

Read SEC document
January 03, 2022 Filed Jan 7, 2022 22:00 UTC Amendment GrantCommon Stock 6,349 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-002316 · tm221460-5_4aseq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,978

F1 · balance_after: The original Form 4, filed on March 11, 2021, is being amended by this form 4 amendment solely to correct a typo in the amount of securities sold the original Form 4 read "175,068", whereas "171,978" was the correct amount.

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June 02, 2021 Filed Jun 3, 2021 20:35 UTC SaleCommon Stock 2,700 $5.54 $14,958.00
Disclosure

SEC source: 0001104659-21-076410 · tm2118329-1_4seq1.xml · nonDerivative · entry 2

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:35 UTC SaleCommon Stock 7,300 $5.51 $40,223.00
Disclosure

SEC source: 0001104659-21-076410 · tm2118329-1_4seq1.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,393

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:05 UTC SaleCommon Stock 3,090 $6.26 $19,343.40
Disclosure

SEC source: 0001104659-21-036435 · tm217565-10_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,629

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.29, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:44 UTC SaleCommon Stock 5,926 $6.24 $36,978.24
Disclosure

SEC source: 0001104659-21-035109 · tm217565-9_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,548

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:43 UTC SaleCommon Stock 24,936 $6.01 $149,865.36
Disclosure

SEC source: 0001104659-21-035108 · tm217565-8_4seq1.xml · nonDerivative · entry 2

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,693

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:43 UTC SaleCommon Stock 200 $6.36 $1,272.00
Disclosure

SEC source: 0001104659-21-035108 · tm217565-8_4seq1.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,629

Read SEC document
March 10, 2021 Filed Mar 15, 2021 22:06 UTC Amendment SaleCommon Stock 3,755 $6.24 $23,431.20
Disclosure

SEC source: 0001104659-21-036436 · tm217565-11_4aseq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,719

F1 · shares: The original Form 4, filed on March 11, 2021, is being amended by this form 4 amendment solely to correct a typo in the amount of securities sold the original Form 4 read "5,926", whereas "3,755" was the correct amount.

F1 · balance_after: The original Form 4, filed on March 11, 2021, is being amended by this form 4 amendment solely to correct a typo in the amount of securities sold the original Form 4 read "5,926", whereas "3,755" was the correct amount.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 00:57 UTC SaleCommon Stock 5,000 $6.20 $31,000.00
Disclosure

SEC source: 0001104659-21-033990 · tm217565-7_4seq1.xml · nonDerivative · entry 2

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,474

Read SEC document
March 08, 2021 Filed Mar 10, 2021 00:57 UTC SaleCommon Stock 5,926 $6.20 $36,741.20
Disclosure

SEC source: 0001104659-21-033990 · tm217565-7_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,474

Read SEC document
March 04, 2021 Filed Mar 6, 2021 00:14 UTC SaleCommon Stock 8,244 $6.07 $50,041.08
Disclosure

SEC source: 0001104659-21-032866 · tm217565-6_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,400

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:47 UTC SaleCommon Stock 3,039 $6.31 $19,176.09
Disclosure

SEC source: 0001104659-21-032151 · tm217565-5_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,644

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.30 to $6.35, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:36 UTC SaleCommon Stock 5,000 $6.33 $31,650.00
Disclosure

SEC source: 0001104659-21-031502 · tm217565-4_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,683

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.31 and $6.50, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:34 UTC SaleCommon Stock 10,000 $6.54 $65,400.00
Disclosure

SEC source: 0001104659-21-029421 · tm217565-3_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,683

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.58, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2021 Filed Feb 26, 2021 22:37 UTC SaleCommon Stock 1,139 $6.86 $7,813.54
Disclosure

SEC source: 0001104659-21-029420 · tm217565-2_4seq1.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,895

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.81 to $6.89, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:42 UTC SaleCommon Stock 8,279 $6.88 $56,959.52
Disclosure

SEC source: 0001104659-21-026319 · tm217565-1_4seq1.xml · nonDerivative · entry 4

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,034

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $6.92, inclusive.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 00:42 UTC SaleCommon Stock 1,200 $6.75 $8,100.00
Disclosure

SEC source: 0001104659-21-026319 · tm217565-1_4seq1.xml · nonDerivative · entry 3

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,313

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.76, inclusive.

Read SEC document
February 17, 2021 Filed Feb 23, 2021 00:42 UTC SaleCommon Stock 900 $6.77 $6,093.00
Disclosure

SEC source: 0001104659-21-026319 · tm217565-1_4seq1.xml · nonDerivative · entry 2

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,513

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.81, inclusive.

Read SEC document
February 16, 2021 Filed Feb 23, 2021 00:42 UTC SaleCommon Stock 6,500 $6.78 $44,070.00
Disclosure

SEC source: 0001104659-21-026319 · tm217565-1_4seq1.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,413

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.84, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote or the following footnotes to this Form 4.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:32 UTC GrantCommon Stock 6,872 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001545 · tm211837-4_4seq1.xml · nonDerivative · entry 1

MITTELSTAEDT ROBERT E JR · CIK 0001200847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,683

F1 · security: Stock based compensation for the year ended December 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:32 UTC GrantCommon Stock 6,872 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001544 · tm211837-3_4seq1.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,829

F1 · security: Stock based compensation for the year ended December 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:31 UTC GrantCommon Stock 6,872 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001543 · tm211837-2_4seq1.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,913

F1 · security: Stock based compensation for the year ended December 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:31 UTC GrantCommon Stock 6,872 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001540 · tm211837-1_4seq1.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,743

F1 · security: Stock based compensation for the year ended December 31, 2020.

Read SEC document
December 17, 2020 Filed Dec 17, 2020 21:47 UTC SaleCommon Stock 15,202 $7.76 $117,908.23
Disclosure

SEC source: 0001104659-20-136904 · tm2038256d2_4seq1.xml · nonDerivative · entry 3

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,957

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:45 UTC SaleCommon Stock 4,276 $7.80 $33,352.80
Disclosure

SEC source: 0001104659-20-138089 · tm2038957-1_4seq1.xml · nonDerivative · entry 1

BRESSNER GLEN R · CIK 0000902959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,041

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:47 UTC SaleCommon Stock 1,400 $7.76 $10,861.48
Disclosure

SEC source: 0001104659-20-136904 · tm2038256d2_4seq1.xml · nonDerivative · entry 2

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,159

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:47 UTC SaleCommon Stock 10,251 $7.99 $81,883.96
Disclosure

SEC source: 0001104659-20-136904 · tm2038256d2_4seq1.xml · nonDerivative · entry 1

CHURCHILL WINSTON J · CIK 0000923792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,559

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:42 UTC SaleCommon Stock 10,179 $8.04 $81,839.16
Disclosure

SEC source: 0001104659-20-136345 · tm2038651-1_4seq1.xml · nonDerivative · entry 2

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,871

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05, inclusive.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:42 UTC SaleCommon Stock 18,264 $8.06 $147,207.84
Disclosure

SEC source: 0001104659-20-136345 · tm2038651-1_4seq1.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,050

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.66 to $8.20, inclusive. The reporting person undertakes to provide to Innovative Solutions & Support Inc. ("ISSC"), any security holder of ISSC or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote or the following footnote to this Form 4.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:16 UTC Exercise / conversionEmployee Stock Option · Derivative 250,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001104659-20-105233 · a4.xml · derivative · entry 6

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:16 UTC Exercise / conversionEmployee Stock Option · Derivative 250,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001104659-20-105233 · a4.xml · derivative · entry 5

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:16 UTC Tax withholdingCommon Stock 172,518 $8.01 $1,381,869.18
Disclosure

SEC source: 0001104659-20-105233 · a4.xml · nonDerivative · entry 4

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,458

F1 · shares: These shares were withheld by the issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:16 UTC Tax withholdingCommon Stock 141,524 $8.01 $1,133,607.24
Disclosure

SEC source: 0001104659-20-105233 · a4.xml · nonDerivative · entry 3

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,976

F1 · shares: These shares were withheld by the issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:16 UTC Exercise / conversionCommon Stock 250,000 $4.06 $1,015,000.00
Disclosure

SEC source: 0001104659-20-105233 · a4.xml · nonDerivative · entry 2

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:16 UTC Exercise / conversionCommon Stock 250,000 $2.48 $620,000.00
Disclosure

SEC source: 0001104659-20-105233 · a4.xml · nonDerivative · entry 1

Askarpour Shahram · CIK 0001546928 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Oct 8, 2020 01:29 UTC
Winand RellandChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0001104659-20-113185 · a4.xml · derivative · entry 1

Winand Relland · CIK 0001430177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-08-27

F1 · date: This filing is delayed due to the filer's inability to access EDGAR on the form's due date. The filer was required to undertake the manual authentication process set forth in Section 4.1.1.1.2 et seq. of the EDGAR Filer Manual, Volume I: General Information, which process was delayed in light of the COVID-19 pandemic.

F2 · derivative.exercise_date: Grant of stock option pursuant to the 2019 Stock-Based Incentive Compensation Plan. The option vests in two equal annual installments beginning on August 27, 2021

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.