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HYT

BLACKROCK CORPORATE HIGH YIELD FUND, INC.

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4761
SEC CIK
0001222401
Parsed reports
114

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 2, 2021 19:39 UTC
Garfin MitchellPortfolio Manager
GrantPhantom Shares · Derivative 21,841.2162 $11.10 $242,437.50
Disclosure

SEC source: 0000899243-21-004314 · doc4.xml · derivative · entry 3

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,841.2162

Underlying: Common Stock · 21,841.2162 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 19:39 UTC
Garfin MitchellPortfolio Manager
Disposition to issuerCommon Stock 10,749.087 $11.10 $119,314.87
Disclosure

SEC source: 0000899243-21-004314 · doc4.xml · nonDerivative · entry 2

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 19:39 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionCommon Stock 10,749.087 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004314 · doc4.xml · nonDerivative · entry 1

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,749.087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:03 UTC
Keenan JamesPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 6,514.524 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004501 · doc4.xml · derivative · entry 5

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,514.524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:03 UTC
Keenan JamesPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 18,902.4361 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004501 · doc4.xml · derivative · entry 4

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,902.4361

Underlying: Common Stock · 18,902.4361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:03 UTC
Keenan JamesPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 12,724.2405 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004501 · doc4.xml · derivative · entry 3

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,448.481

Underlying: Common Stock · 12,724.2405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:03 UTC
Keenan JamesPortfolio Manager
Disposition to issuerCommon Stock 38,141.2006 $11.10 $423,367.33
Disclosure

SEC source: 0000899243-21-004501 · doc4.xml · nonDerivative · entry 2

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,595

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:03 UTC
Keenan JamesPortfolio Manager
Exercise / conversionCommon Stock 38,141.2006 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004501 · doc4.xml · nonDerivative · entry 1

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,736.2006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:22 UTC Exercise / conversionPerformance Rights · Derivative 310.33 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034700 · doc4.xml · derivative · entry 3

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449.8

Underlying: Common Stock · 310.33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:22 UTC Disposition to issuerCommon Stock 310.33 $11.55 $3,584.31
Disclosure

SEC source: 0000899243-20-034700 · doc4.xml · nonDerivative · entry 2

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F4 · balance_after: As of April 30, 2020. This figure does not include shares obtained through dividend reinvestment through the date of this filing.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:22 UTC Exercise / conversionCommon Stock 310.33 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034700 · doc4.xml · nonDerivative · entry 1

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:39 UTC Exercise / conversionPerformance Rights · Derivative 259.47 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034727 · doc4.xml · derivative · entry 3

FABOZZI FRANK · CIK 0001075524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522.5

Underlying: Common Stock · 259.47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:39 UTC Disposition to issuerCommon Stock 259.47 $11.55 $2,996.88
Disclosure

SEC source: 0000899243-20-034727 · doc4.xml · nonDerivative · entry 2

FABOZZI FRANK · CIK 0001075524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F4 · balance_after: As of April 30, 2020. This figure does not include shares obtained through dividend reinvestment through the date of this filing.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:39 UTC Exercise / conversionCommon Stock 259.47 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034727 · doc4.xml · nonDerivative · entry 1

FABOZZI FRANK · CIK 0001075524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:34 UTC Exercise / conversionPerformance Rights · Derivative 653.3 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034720 · doc4.xml · derivative · entry 3

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,684.59

Underlying: Common Stock · 653.3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:34 UTC Disposition to issuerCommon Stock 653.3 $11.55 $7,545.62
Disclosure

SEC source: 0000899243-20-034720 · doc4.xml · nonDerivative · entry 2

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283.62

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F4 · balance_after: As of April 30, 2020. This figure does not include shares obtained through dividend reinvestment through the date of this filing.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:34 UTC Exercise / conversionCommon Stock 653.3 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-034720 · doc4.xml · nonDerivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936.92

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 12:49 UTC
Keenan JamesPortfolio Manager
PurchaseCommon Stock 50,000 $10.07 $503,370.00
Disclosure

SEC source: 0000899243-20-008026 · doc4.xml · nonDerivative · entry 1

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,136

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:51 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,600.8672 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-002916 · doc4.xml · derivative · entry 5

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600.8672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:51 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 3,917.6746 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-002916 · doc4.xml · derivative · entry 4

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.6746

Underlying: Common Stock · 3,917.6746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:51 UTC
Garfin MitchellPortfolio Manager
GrantPhantom Shares · Derivative 18,035.8725 $11.29 $203,625.00
Disclosure

SEC source: 0000899243-20-002916 · doc4.xml · derivative · entry 3

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,035.8725

Underlying: Common Stock · 18,035.8725 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:51 UTC
Garfin MitchellPortfolio Manager
Disposition to issuerCommon Stock 5,518.5418 $11.29 $62,304.34
Disclosure

SEC source: 0000899243-20-002916 · doc4.xml · nonDerivative · entry 2

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:51 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionCommon Stock 5,518.5418 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-002916 · doc4.xml · nonDerivative · entry 1

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,518.5418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:51 UTC
Keenan JamesPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 5,963.3963 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003046 · doc4.xml · derivative · entry 5

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,963.3963

Underlying: Common Stock · 5,963.3963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:51 UTC
Keenan JamesPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 17,303.2929 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003046 · doc4.xml · derivative · entry 4

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,606.5857

Underlying: Common Stock · 17,303.2929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:51 UTC
Keenan JamesPortfolio Manager
GrantPhantom Shares · Derivative 35,473.8707 $11.29 $400,500.00
Disclosure

SEC source: 0000899243-20-003046 · doc4.xml · derivative · entry 3

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,473.8707

Underlying: Common Stock · 35,473.8707 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:51 UTC
Keenan JamesPortfolio Manager
Disposition to issuerCommon Stock 23,266.6892 $11.29 $262,680.92
Disclosure

SEC source: 0000899243-20-003046 · doc4.xml · nonDerivative · entry 2

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,595

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:51 UTC
Keenan JamesPortfolio Manager
Exercise / conversionCommon Stock 23,266.6892 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003046 · doc4.xml · nonDerivative · entry 1

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,861.6892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:30 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,472.74 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007002 · doc4.xml · derivative · entry 4

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472.74

Underlying: Common Stock · 1,472.74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:30 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 3,604.11 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007002 · doc4.xml · derivative · entry 3

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208.23

Underlying: Common Stock · 3,604.11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:30 UTC
Garfin MitchellPortfolio Manager
Disposition to issuerCommon Stock 5,076.85 $10.01 $50,819.27
Disclosure

SEC source: 0001209191-19-007002 · doc4.xml · nonDerivative · entry 2

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:30 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionCommon Stock 5,076.85 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007002 · doc4.xml · nonDerivative · entry 1

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,076.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:35 UTC
Keenan JamesPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 5,486.1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007027 · doc4.xml · derivative · entry 4

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,972.2

Underlying: Common Stock · 5,486.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:35 UTC
Keenan JamesPortfolio Manager
GrantPhantom Shares · Derivative 47,755.14 $10.01 $478,028.95
Disclosure

SEC source: 0001209191-19-007027 · doc4.xml · derivative · entry 3

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,755.14

Underlying: Common Stock · 47,755.14 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:35 UTC
Keenan JamesPortfolio Manager
Disposition to issuerCommon Stock 5,486.1 $10.01 $54,915.86
Disclosure

SEC source: 0001209191-19-007027 · doc4.xml · nonDerivative · entry 2

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,595

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:35 UTC
Keenan JamesPortfolio Manager
Exercise / conversionCommon Stock 5,486.1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007027 · doc4.xml · nonDerivative · entry 1

Keenan James · CIK 0001406689 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,081.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 10:27 UTC
GABBAY HENRYDirector
PurchaseCommon Stock 140 $9.72 $1,360.80
Disclosure

SEC source: 0001209191-19-004041 · doc4.xml · nonDerivative · entry 1

GABBAY HENRY · CIK 0001059243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Read SEC document
January 15, 2019 Filed Jan 16, 2019 11:23 UTC
GABBAY HENRYDirector
PurchaseCommon Stock 10 $9.73 $97.30
Disclosure

SEC source: 0001209191-19-003867 · doc4.xml · nonDerivative · entry 1

GABBAY HENRY · CIK 0001059243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC Exercise / conversionPerformance Rights · Derivative 253.23 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062725 · doc4.xml · derivative · entry 3

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819.2

Underlying: Common Stock · 253.23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC Disposition to issuerCommon Stock 253.23 $9.64 $2,441.14
Disclosure

SEC source: 0001209191-18-062725 · doc4.xml · nonDerivative · entry 2

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F4 · balance_after: As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC Exercise / conversionCommon Stock 253.23 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062725 · doc4.xml · nonDerivative · entry 1

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:43 UTC Exercise / conversionPerformance Rights · Derivative 228.27 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062746 · doc4.xml · derivative · entry 3

FABOZZI FRANK · CIK 0001075524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,110.88

Underlying: Common Stock · 228.27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:43 UTC Disposition to issuerCommon Stock 228.27 $9.64 $2,200.52
Disclosure

SEC source: 0001209191-18-062746 · doc4.xml · nonDerivative · entry 2

FABOZZI FRANK · CIK 0001075524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F4 · balance_after: As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:43 UTC Exercise / conversionCommon Stock 228.27 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062746 · doc4.xml · nonDerivative · entry 1

FABOZZI FRANK · CIK 0001075524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

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December 12, 2018 Filed Dec 14, 2018 21:54 UTC Exercise / conversionPerformance Rights · Derivative 664.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062767 · doc4.xml · derivative · entry 3

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,758.31

Underlying: Common Stock · 664.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

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December 12, 2018 Filed Dec 14, 2018 21:54 UTC Disposition to issuerCommon Stock 664.39 $9.64 $6,404.72
Disclosure

SEC source: 0001209191-18-062767 · doc4.xml · nonDerivative · entry 2

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

F4 · balance_after: As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing.

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December 12, 2018 Filed Dec 14, 2018 21:54 UTC Exercise / conversionCommon Stock 664.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062767 · doc4.xml · nonDerivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").

F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 12:23 UTC GrantPerformance Rights · Derivative 401 $10.17 $4,078.17
Disclosure

SEC source: 0001209191-18-055249 · doc4.xml · derivative · entry 1

CAVANAGH RICHARD · CIK 0001075522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,769.47

Underlying: Common Stock · 401 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the end of the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the end of the deferral period chosen by the reporting person.

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October 15, 2018 Filed Oct 17, 2018 16:31 UTC GrantPerformance Rights · Derivative 117.83 $10.17 $1,198.33
Disclosure

SEC source: 0001209191-18-055267 · doc4.xml · derivative · entry 1

KESTER W CARL · CIK 0001141904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,316.25

Underlying: Common Stock · 117.83 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the end of the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the end of the deferral period chosen by the reporting person.

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October 15, 2018 Filed Oct 17, 2018 12:39 UTC GrantPerformance Rights · Derivative 61.13 $10.17 $621.69
Disclosure

SEC source: 0001209191-18-055283 · doc4.xml · derivative · entry 1

ROBARDS KAREN P · CIK 0001141903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,579.5

Underlying: Common Stock · 61.13 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Corporate High Yield Fund, Inc.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the end of the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the end of the deferral period chosen by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.