Tapewire

Nasdaq · USD

HWC

HANCOCK WHITNEY CORP

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3804
SEC CIK
0000750577
Parsed reports
723

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2018 Filed Nov 19, 2018 21:19 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
GrantCommon Stock 1,942 $39.14 $76,009.88
Disclosure

SEC source: 0001127602-18-033744 · form4.xml · nonDerivative · entry 1

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975.2204

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:18 UTC
Knight Cecil W. JrChief Banking Officer
GrantCommon Stock 3,638 $39.14 $142,391.32
Disclosure

SEC source: 0001127602-18-033743 · form4.xml · nonDerivative · entry 1

Knight Cecil W. Jr · CIK 0001680956 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,807.5996

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:17 UTC
Exnicios Joseph SPresident-Hancock Whitney Bank
GrantCommon Stock 4,461 $39.14 $174,603.54
Disclosure

SEC source: 0001127602-18-033739 · form4.xml · nonDerivative · entry 1

Exnicios Joseph S · CIK 0001249459 · President-Hancock Whitney Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,851

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:16 UTC
Barker Stephen E.EVP & Chief Accounting Officer
GrantCommon Stock 1,104 $39.14 $43,210.56
Disclosure

SEC source: 0001127602-18-033738 · form4.xml · nonDerivative · entry 1

Barker Stephen E. · CIK 0001528782 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,103.284

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:45 UTC
Loper D ShaneChief Operating Officer
Tax withholdingCommon Stock 4,786 $41.96 $200,820.56
Disclosure

SEC source: 0001127602-18-031955 · form4.xml · nonDerivative · entry 1

Loper D Shane · CIK 0001356224 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,295.022

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:43 UTC
Achary Michael MChief Financial Officer
Tax withholdingCommon Stock 3,871 $41.96 $162,427.16
Disclosure

SEC source: 0001127602-18-031950 · form4.xml · nonDerivative · entry 1

Achary Michael M · CIK 0001352815 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,253.3

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:40 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
Tax withholdingCommon Stock 1,312 $41.96 $55,051.52
Disclosure

SEC source: 0001127602-18-031944 · form4.xml · nonDerivative · entry 1

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,033.2204

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:38 UTC
HAIRSTON JOHN MDirector · President & CEO
Tax withholdingCommon Stock 9,460 $41.96 $396,941.60
Disclosure

SEC source: 0001127602-18-031938 · form4.xml · nonDerivative · entry 1

HAIRSTON JOHN M · CIK 0001250119 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,767.8806

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:36 UTC
Exnicios Joseph SPresident-Hancock Whitney Bank
Tax withholdingCommon Stock 3,440 $41.96 $144,342.40
Disclosure

SEC source: 0001127602-18-031933 · form4.xml · nonDerivative · entry 1

Exnicios Joseph S · CIK 0001249459 · President-Hancock Whitney Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,390

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:34 UTC
Barker Stephen E.EVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,079 $41.96 $45,274.84
Disclosure

SEC source: 0001127602-18-031927 · form4.xml · nonDerivative · entry 1

Barker Stephen E. · CIK 0001528782 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,999.284

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
October 22, 2018 Filed Oct 23, 2018 20:38 UTC
Knight Cecil W. JrChief Banking Officer
PurchaseCommon Stock 1,500 $41.41 $62,115.00
Disclosure

SEC source: 0001127602-18-030853 · form4.xml · nonDerivative · entry 1

Knight Cecil W. Jr · CIK 0001680956 · Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,169.5996

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 20:25 UTC GrantCommon Stock 31.4183 $44.56 $1,400.00
Disclosure

SEC source: 0001127602-18-030188 · form4.xml · nonDerivative · entry 1

Wilkins Carleton Richard · CIK 0001688887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,724.7492

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 21:07 UTC GrantCommon Stock 311.3779 $44.56 $13,875.00
Disclosure

SEC source: 0001127602-18-030213 · form4.xml · nonDerivative · entry 1

HORNE JAMES H · CIK 0001250122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,085.9177

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 20:24 UTC
Liollio DeanDirector
GrantCommon Stock 327 $45.77 $14,966.79
Disclosure

SEC source: 0001127602-18-030185 · form4.xml · nonDerivative · entry 1

Liollio Dean · CIK 0001489311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785.2744

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 21:03 UTC
HAIRSTON JOHN MDirector · President & CEO
SaleCommon - 401(k) 15,941.2723 $50.18 $800,000.00
Disclosure

SEC source: 0001127602-18-024277 · form4.xml · nonDerivative · entry 1

HAIRSTON JOHN M · CIK 0001250119 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through 401(k) Plan

Disclosed balance after: 2,513.6557

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:14 UTC SaleCommon Stock 586 $51.55 $30,208.30
Disclosure

SEC source: 0001127602-18-024019 · form4.xml · nonDerivative · entry 1

PICKERING CHRISTINE L · CIK 0001250150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,727.2515

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
July 23, 2018 Filed Jul 23, 2018 20:28 UTC
Exnicios Joseph SPresident-Hancock Whitney Bank
SaleCommon Stock 7,925 $51.75 $410,118.75
Disclosure

SEC source: 0001127602-18-023702 · form4.xml · nonDerivative · entry 1

Exnicios Joseph S · CIK 0001249459 · President-Hancock Whitney Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,830

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:20 UTC
Liollio DeanDirector
GrantCommon Stock 314 $47.65 $14,962.10
Disclosure

SEC source: 0001127602-18-022985 · form4.xml · nonDerivative · entry 1

Liollio Dean · CIK 0001489311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,434.4131

F1 · shares: Equity shares issued under the 2014 Long Term Incentive Plan.

F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:16 UTC GrantCommon Stock 305.3236 $47.90 $14,625.00
Disclosure

SEC source: 0001127602-18-022980 · form4.xml · nonDerivative · entry 1

HORNE JAMES H · CIK 0001250122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,533.422

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:18 UTC GrantCommon Stock 31.3152 $47.90 $1,500.00
Disclosure

SEC source: 0001127602-18-022982 · form4.xml · nonDerivative · entry 1

Wilkins Carleton Richard · CIK 0001688887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673.2877

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:12 UTC Exercise / conversionNon-qualified Stock Options · Derivative 1,881 $0.00 Strike: $43.78 $0.00
Disclosure

SEC source: 0001127602-18-020716 · form4.xml · derivative · entry 3

Nickelsen Eric J · CIK 0001249454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,881 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:12 UTC Exercise / conversionCommon Stock 1,881 $43.78 $82,350.18
Disclosure

SEC source: 0001127602-18-020716 · form4.xml · nonDerivative · entry 1

Nickelsen Eric J · CIK 0001249454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:18 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018651 · form4.xml · nonDerivative · entry 1

BERTUCCI FRANK E · CIK 0001250620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,920.687

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:17 UTC
ESTABROOK JAMES B JRDirector · Chairman
GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018650 · form4.xml · nonDerivative · entry 1

ESTABROOK JAMES B JR · CIK 0001250623 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,459.0556

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes Restricted Stock Awards that were previously reported in Table II.

F3 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:16 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018649 · form4.xml · nonDerivative · entry 1

Fowler Hardy B. · CIK 0001479255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes Restricted Stock Awards that were previously reported in Table II.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:15 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018648 · form4.xml · nonDerivative · entry 1

Hanna Randall W · CIK 0001487076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,626.9557

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:14 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018647 · form4.xml · nonDerivative · entry 1

HORNE JAMES H · CIK 0001250122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,066.9237

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · shares: Shares to be deferred upon vesting.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:13 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018646 · form4.xml · nonDerivative · entry 1

Levens Jerry L · CIK 0001488009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,410.1726

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · shares: Shares to be deferred upon vesting.

F3 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:12 UTC
Liollio DeanDirector
GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018645 · form4.xml · nonDerivative · entry 1

Liollio Dean · CIK 0001489311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101.042

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · shares: Shares to be deferred upon vesting.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:12 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018644 · form4.xml · nonDerivative · entry 1

Little Sonya C · CIK 0001673171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100.521

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:11 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018643 · form4.xml · nonDerivative · entry 1

Wilkins Carleton Richard · CIK 0001688887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,620.4882

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:09 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018642 · form4.xml · nonDerivative · entry 1

Teofilo Joan Cahill · CIK 0001688857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes Restricted Stock Awards that were previously reported in Table II.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:08 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018641 · form4.xml · nonDerivative · entry 1

ROSEBERRY ROBERT W · CIK 0001078731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,491

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:08 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018640 · form4.xml · nonDerivative · entry 1

PICKERING CHRISTINE L · CIK 0001250150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,281.6136

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · shares: Shares to be deferred upon vesting

F3 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

F4 · balance_after: Includes shares held through the company's Deferred Compensation Plan previously reported as indirectly owned.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:06 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018639 · form4.xml · nonDerivative · entry 1

Olinde Thomas H · CIK 0001488228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,701.9893

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · shares: Shares to be deferred upon vesting.

F3 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

F4 · balance_after: Includes shares held through the company's Deferred Compensation Plan previously reported as indirectly owned.

Read SEC document
May 24, 2018 Filed May 24, 2018 13:03 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018638 · form4.xml · nonDerivative · entry 1

Nickelsen Eric J · CIK 0001249454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,697

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards have a one year vesting.

F2 · balance_after: Includes Restricted Stock Awards that were previously reported in Table II.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:18 UTC SaleCommon Stock 4,135 $51.76 $214,030.49
Disclosure

SEC source: 0001127602-18-017674 · form4.xml · nonDerivative · entry 1

HORNE JAMES H · CIK 0001250122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,196.9237

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 20:44 UTC
Liollio DeanDirector
GrantCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014052 · form4.xml · nonDerivative · entry 1

Liollio Dean · CIK 0001489311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231.042

F1 · shares: Equity shares granted under the 2014 Long Term Incentive Plan.

F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 20:43 UTC GrantCommon Stock 27.1318 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014049 · form4.xml · nonDerivative · entry 1

Wilkins Carleton Richard · CIK 0001688887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750.4882

F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan since the reporting person's last Form 4 filing.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 20:41 UTC GrantCommon Stock 259.811 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014044 · form4.xml · nonDerivative · entry 1

HORNE JAMES H · CIK 0001250122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,290.3727

Read SEC document
March 14, 2018 Filed Mar 15, 2018 20:14 UTC
Barker Stephen E.EVP & Chief Accounting Officer
SaleCommon Stock 3,572 $55.70 $198,960.40
Disclosure

SEC source: 0001127602-18-011702 · form4.xml · nonDerivative · entry 1

Barker Stephen E. · CIK 0001528782 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,993.22

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
SaleCommon Stock 346 $55.66 $19,256.87
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · nonDerivative · entry 9

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
SaleCommon Stock 3,868 $55.70 $215,440.64
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · nonDerivative · entry 8

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,947.7547

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
SaleCommon Stock 1,000 $55.66 $55,655.70
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · nonDerivative · entry 7

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,815.7547

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
Exercise / conversionEmployee Incentive Stock Option (Right to Buy) · Derivative 4,091 $0.00 Strike: $41.56 $0.00
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · derivative · entry 13

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,091 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
Exercise / conversionEmployee Incentive Stock Option (Right to Buy) · Derivative 3,229 $0.00 Strike: $38.48 $0.00
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · derivative · entry 12

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,229 shares

Expires 2019-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
Exercise / conversionEmployee Incentive Stock Option (Right to Buy) · Derivative 1,796 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · derivative · entry 11

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,796 shares

Expires 2021-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
Exercise / conversionNon-qualified Stock Options · Derivative 516 $0.00 Strike: $38.48 $0.00
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · derivative · entry 10

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 516 shares

Expires 2019-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
SaleCommon Stock 8,900 $55.30 $492,170.00
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · nonDerivative · entry 6

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,815.7547

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March 09, 2018 Filed Mar 13, 2018 20:04 UTC
Phillips Joy LEVP / General Counsel · Corporate Secretary
Exercise / conversionCommon Stock 4,091 $41.56 $170,021.96
Disclosure

SEC source: 0001127602-18-011369 · form4.xml · nonDerivative · entry 5

Phillips Joy L · CIK 0001352813 · EVP / General Counsel · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,715.7547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.