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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
Parsed reports
471

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2018 Filed May 10, 2018 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionPRSUs 2014.1 · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017046 · form4.xml · derivative · entry 11

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the Company's sales performance for each of the four years 2014 - 2017. This amount represents the number of performance units earned for fiscal 2017, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2018 and will vest on May 8, 2018.

F4 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the Company's sales performance for each of the four years 2014 - 2017. This amount represents the number of performance units earned for fiscal 2017, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2018 and will vest on May 8, 2018.

F4 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/17/2014 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the Company's sales performance for each of the four years 2014 - 2017. This amount represents the number of performance units earned for fiscal 2017, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2018 and will vest on May 8, 2018.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 1,085 $19.35 $20,994.75
Disclosure

SEC source: 0001127602-18-017046 · form4.xml · nonDerivative · entry 3

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,796

Read SEC document
May 08, 2018 Filed May 10, 2018 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017046 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:37 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 970 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017046 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · derivative · entry 9

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · derivative · entry 8

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · derivative · entry 7

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionRSUs 2014 · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · derivative · entry 6

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 944 $19.35 $18,266.40
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · nonDerivative · entry 5

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,040

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · nonDerivative · entry 4

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · nonDerivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · nonDerivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:39 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017050 · form4.xml · nonDerivative · entry 1

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · derivative · entry 9

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · derivative · entry 8

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · derivative · entry 7

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionRSUs 2014 · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · derivative · entry 6

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Tax withholdingCommon Stock 1,409 $19.35 $27,264.15
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · nonDerivative · entry 5

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,152

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · nonDerivative · entry 4

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · nonDerivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · nonDerivative · entry 2

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:34 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017038 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · derivative · entry 16

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F5 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F5 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · derivative · entry 15

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · derivative · entry 14

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionRSUs 2014 · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · derivative · entry 13

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Tax withholdingCommon Stock 944 $19.35 $18,266.40
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · nonDerivative · entry 5

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,257

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · nonDerivative · entry 4

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · nonDerivative · entry 3

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:32 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017032 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:29 UTC
Hare Richard BExecutive Vice President & CFO
Exercise / conversionRSUs 2017 · Derivative 1,099 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017029 · form4.xml · derivative · entry 3

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297

Underlying: Common Stock · 1,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 5/4/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 5/4/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 5/4/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:29 UTC
Hare Richard BExecutive Vice President & CFO
Tax withholdingCommon Stock 499 $19.35 $9,655.65
Disclosure

SEC source: 0001127602-18-017029 · form4.xml · nonDerivative · entry 2

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Read SEC document
May 08, 2018 Filed May 10, 2018 20:29 UTC
Hare Richard BExecutive Vice President & CFO
Exercise / conversionCommon Stock 1,099 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017029 · form4.xml · nonDerivative · entry 1

Hare Richard B · CIK 0001356159 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionRSUs 2017 · Derivative 1,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · derivative · entry 10

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock · 1,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionRSUs 2016 · Derivative 1,293 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · derivative · entry 9

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

Underlying: Common Stock · 1,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionRSUs 2015 · Derivative 1,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · derivative · entry 8

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 1,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionRSUs 2014 · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · derivative · entry 7

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Tax withholdingCommon Stock 1,780 $19.35 $34,443.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · nonDerivative · entry 5

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,336

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionCommon Stock 1,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · nonDerivative · entry 4

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · nonDerivative · entry 3

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · nonDerivative · entry 2

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:27 UTC
Gallagher Richard DeweyExecutive Vice President
Exercise / conversionCommon Stock 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017025 · form4.xml · nonDerivative · entry 1

Gallagher Richard Dewey · CIK 0001455927 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2017 · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · derivative · entry 9

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

F4 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/30/2017 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2018. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2016 · Derivative 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · derivative · entry 8

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: Common Stock · 868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2017. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2015 · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · derivative · entry 7

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

Underlying: Common Stock · 755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/23/2015 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2016. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionRSUs 2014 · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · derivative · entry 6

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 1/17/2014 under the 2004 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2015. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Tax withholdingCommon Stock 944 $19.35 $18,266.40
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · nonDerivative · entry 5

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,112

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · nonDerivative · entry 4

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:25 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017019 · form4.xml · nonDerivative · entry 3

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.