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HVT

HAVERTY FURNITURE COMPANIES INC

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5603
SEC CIK
0000216085
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471

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2019 Filed May 10, 2019 20:06 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018126 · form4.xml · nonDerivative · entry 2

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:06 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018126 · form4.xml · nonDerivative · entry 1

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:14 UTC OtherCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017771 · form4.xml · nonDerivative · entry 4

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 221,503

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:14 UTC OtherClass A Common Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017771 · form4.xml · nonDerivative · entry 3

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 219,820

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 8

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 221,503

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 7

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 219,820

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 6

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 221,503

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 5

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 219,820

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:13 UTC
H5, L.P.10% owner
OtherCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017770 · form4.xml · nonDerivative · entry 4

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,503

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5"). The partnership's general manager is Pine Hill Associates, a limited liability company ("PH").

Read SEC document
May 07, 2019 Filed May 8, 2019 21:13 UTC
H5, L.P.10% owner
OtherClass A Common Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017770 · form4.xml · nonDerivative · entry 3

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,820

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5"). The partnership's general manager is Pine Hill Associates, a limited liability company ("PH").

Read SEC document
May 06, 2019 Filed May 8, 2019 21:14 UTC OtherCommon Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017771 · form4.xml · nonDerivative · entry 2

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 220,617

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:14 UTC OtherClass A Common Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017771 · form4.xml · nonDerivative · entry 1

Pine Hill Associates, LLC · CIK 0001407062 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership for which Pine Hill Associates, LLC serves as general partner.

Disclosed balance after: 220,706

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 4

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 220,617

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 3

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Hill Associates, LLC

Disclosed balance after: 220,706

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherCommon Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 220,617

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:10 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
OtherClass A Common Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017769 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By H5, LP

Disclosed balance after: 220,706

F1 · kind: Converted shares of Class A Common Stock to shares of Common Stock.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5") and are also reported herein by Pine Hill Associates, a limited liability company ("PH"), the partnership's general partner. Mr. Haverty is a co-manager of PH and has sole voting power over these shares. Mr. Haverty disclaims beneficial ownership of shares held by H5 or PH except to the extent of his pecuniary interest therein.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:13 UTC
H5, L.P.10% owner
OtherCommon Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017770 · form4.xml · nonDerivative · entry 2

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,617

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5"). The partnership's general manager is Pine Hill Associates, a limited liability company ("PH").

Read SEC document
May 06, 2019 Filed May 8, 2019 21:13 UTC
H5, L.P.10% owner
OtherClass A Common Stock 220,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017770 · form4.xml · nonDerivative · entry 1

H5, L.P. · CIK 0001407063 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,706

F1 · kind: Conversion of Class A Common Stock into Common Stock of the Company.

F2 · balance_after: These shares are held by H5, LP, a limited partnership ("H5"). The partnership's general manager is Pine Hill Associates, a limited liability company ("PH").

Read SEC document
May 01, 2019 Filed May 3, 2019 20:39 UTC
Fladger Kelly AllenSVP, Chief HR Officer
GrantRSUs 2019.1 · Derivative 3,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017284 · form4.xml · derivative · entry 2

Fladger Kelly Allen · CIK 0001775533 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 3,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 5/1/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 5/1/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 5/1/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:39 UTC
Fladger Kelly AllenSVP, Chief HR Officer
GrantRSUs 2019 · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017284 · form4.xml · derivative · entry 1

Fladger Kelly Allen · CIK 0001775533 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") award granted 5/1/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") award granted 5/1/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") award granted 5/1/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.

Read SEC document
March 04, 2019 Filed Mar 11, 2019 20:44 UTC SaleCommon Stock 5,136 $24.28 $124,702.08
Disclosure

SEC source: 0001127602-19-010828 · form4.xml · nonDerivative · entry 1

TRUJILLO ALFREDO · CIK 0001268773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:53 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionPRSUs 2016 · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009711 · form4.xml · derivative · entry 3

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:53 UTC
Taylor Janet ESr. VP, General Counsel
Tax withholdingCommon Stock 1,110 $24.36 $27,039.60
Disclosure

SEC source: 0001127602-19-009711 · form4.xml · nonDerivative · entry 2

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,597

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:53 UTC
Taylor Janet ESr. VP, General Counsel
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009711 · form4.xml · nonDerivative · entry 1

Taylor Janet E · CIK 0001338628 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:41 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionPRSUs 2016 · Derivative 16,109 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009710 · form4.xml · derivative · entry 11

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F4 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F4 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:41 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,306 $24.36 $177,974.16
Disclosure

SEC source: 0001127602-19-009710 · form4.xml · nonDerivative · entry 4

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,246

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:41 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 16,109 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009710 · form4.xml · nonDerivative · entry 3

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:41 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
GiftCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009710 · form4.xml · nonDerivative · entry 2

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,443

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:41 UTC
SMITH CLARENCE HDirector · Chairman, President & CEO
SaleCommon Stock 9,976 $24.01 $239,513.78
Disclosure

SEC source: 0001127602-19-009710 · form4.xml · nonDerivative · entry 1

SMITH CLARENCE H · CIK 0001209399 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,820

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.90 to $24.16. The price reported reflects the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:31 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionPRSUs 2016 · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009709 · form4.xml · derivative · entry 3

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:31 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Tax withholdingCommon Stock 1,583 $24.36 $38,561.88
Disclosure

SEC source: 0001127602-19-009709 · form4.xml · nonDerivative · entry 2

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,203

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:31 UTC
PARKER JENNY HSr. VP, Finance Secy. & Treas.
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009709 · form4.xml · nonDerivative · entry 1

PARKER JENNY H · CIK 0001214526 · Sr. VP, Finance Secy. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:25 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionPRSUs 2016 · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009708 · form4.xml · derivative · entry 10

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F2 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F2 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

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February 28, 2019 Filed Mar 5, 2019 02:25 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Tax withholdingCommon Stock 1,110 $24.36 $27,039.60
Disclosure

SEC source: 0001127602-19-009708 · form4.xml · nonDerivative · entry 2

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:25 UTC
HAVERTY RAWSON JRDirector · Senior Vice President · 10% owner
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009708 · form4.xml · nonDerivative · entry 1

HAVERTY RAWSON JR · CIK 0001214531 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:22 UTC
Gill John LinwoodSenior V.P., Merchandising
Exercise / conversionPRSUs 2016 · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009707 · form4.xml · derivative · entry 4

Gill John Linwood · CIK 0001658186 · Senior V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:22 UTC
Gill John LinwoodSenior V.P., Merchandising
Tax withholdingCommon Stock 944 $24.36 $22,995.84
Disclosure

SEC source: 0001127602-19-009707 · form4.xml · nonDerivative · entry 2

Gill John Linwood · CIK 0001658186 · Senior V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:22 UTC
Gill John LinwoodSenior V.P., Merchandising
Exercise / conversionCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009707 · form4.xml · nonDerivative · entry 1

Gill John Linwood · CIK 0001658186 · Senior V.P., Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:21 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionPRSUs 2016 · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009706 · form4.xml · derivative · entry 3

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:21 UTC
DeNiro Allan JSr. VP, Chief People Officer
Tax withholdingCommon Stock 1,182 $24.36 $28,793.52
Disclosure

SEC source: 0001127602-19-009706 · form4.xml · nonDerivative · entry 2

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,038

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:21 UTC
DeNiro Allan JSr. VP, Chief People Officer
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009706 · form4.xml · nonDerivative · entry 1

DeNiro Allan J · CIK 0001304990 · Sr. VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:12 UTC
Daly Kathleen MarieSenior V.P., Marketing
Exercise / conversionPRSUs 2016 · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009704 · form4.xml · derivative · entry 3

Daly Kathleen Marie · CIK 0001745427 · Senior V.P., Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:12 UTC
Daly Kathleen MarieSenior V.P., Marketing
Tax withholdingCommon Stock 1,097 $24.36 $26,722.92
Disclosure

SEC source: 0001127602-19-009704 · form4.xml · nonDerivative · entry 2

Daly Kathleen Marie · CIK 0001745427 · Senior V.P., Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,155

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:12 UTC
Daly Kathleen MarieSenior V.P., Marketing
Exercise / conversionCommon Stock 3,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009704 · form4.xml · nonDerivative · entry 1

Daly Kathleen Marie · CIK 0001745427 · Senior V.P., Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:09 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionPRSUs 2016 · Derivative 5,387 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009703 · form4.xml · derivative · entry 3

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:09 UTC
CLARY J EDWARDExecutive VP & CIO
Tax withholdingCommon Stock 2,336 $24.36 $56,904.96
Disclosure

SEC source: 0001127602-19-009703 · form4.xml · nonDerivative · entry 2

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,940

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:09 UTC
CLARY J EDWARDExecutive VP & CIO
Exercise / conversionCommon Stock 5,387 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009703 · form4.xml · nonDerivative · entry 1

CLARY J EDWARD · CIK 0001222986 · Executive VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:05 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionPRSUs 2016 · Derivative 5,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009702 · form4.xml · derivative · entry 4

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.exercise_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

F1 · derivative.expiration_date: Performance Restricted Stock Units ("PRSUs") award granted 1/26/2016 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2016. This amount represents the number of performance units earned for fiscal year 2016, which were certified by the Executive Compensation and Employee Benefits Committee on 1/30/2017. The performance units vest on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:05 UTC
BURDETTE STEVEN GExecutive VP, Operations
Tax withholdingCommon Stock 2,435 $24.36 $59,316.60
Disclosure

SEC source: 0001127602-19-009702 · form4.xml · nonDerivative · entry 2

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304

Read SEC document
February 28, 2019 Filed Mar 5, 2019 02:05 UTC
BURDETTE STEVEN GExecutive VP, Operations
Exercise / conversionCommon Stock 5,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009702 · form4.xml · nonDerivative · entry 1

BURDETTE STEVEN G · CIK 0001222985 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.