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Nasdaq · USD

HURC

HURCO COMPANIES INC

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Tapewire entity
6564
SEC CIK
0000315374
Parsed reports
206

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
Exercise / conversionCommon Stock 2,000 $18.13 $36,260.00
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · nonDerivative · entry 4

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
Exercise / conversionCommon Stock 300 $14.82 $4,446.00
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · nonDerivative · entry 3

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 17:59 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001144204-18-002615 · tv483571_form4.xml · derivative · entry 5

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in thirds on each of December 18, 2010, December 18, 2011 and December 18, 2012.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 17:59 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionCommon Stock 8,000 $14.82 $118,560.00
Disclosure

SEC source: 0001144204-18-002615 · tv483571_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 18:50 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,700 $0.00 Strike: $21.45 $0.00
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · derivative · entry 6

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564

Underlying: Common Stock · 2,700 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in thirds on each of December 14, 2012, December 14, 2013 and December 14, 2014.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 18:50 UTC SaleCommon Stock 2,700 $47.94 $129,429.09
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · nonDerivative · entry 2

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,139

F1 · price: Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 18:50 UTC Exercise / conversionCommon Stock 2,700 $21.45 $57,915.00
Disclosure

SEC source: 0001144204-18-002400 · tv483470_form4.xml · nonDerivative · entry 1

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,700 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · derivative · entry 7

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 2,700 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in thirds on each of December 18, 2010, December 18, 2011 and December 18, 2012.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
SaleCommon Stock 2,700 $47.94 $129,429.09
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · nonDerivative · entry 2

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,699

F1 · price: Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 18:47 UTC
McClelland Sonja KChief Financial Officer
Exercise / conversionCommon Stock 2,700 $14.82 $40,014.00
Disclosure

SEC source: 0001144204-18-002397 · tv483467_form4.xml · nonDerivative · entry 1

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2018 Filed Jan 9, 2018 21:22 UTC Tax withholdingCommon Stock 327 $45.40 $14,845.80
Disclosure

SEC source: 0001144204-18-001499 · tv482993_form4.xml · nonDerivative · entry 2

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,139

Read SEC document
January 06, 2018 Filed Jan 9, 2018 21:19 UTC
DOAR MICHAELDirector · Chairman & CEO
Tax withholdingCommon Stock 523 $45.40 $23,744.20
Disclosure

SEC source: 0001144204-18-001496 · tv482991_form4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,283

Read SEC document
January 06, 2018 Filed Jan 9, 2018 21:20 UTC
McClelland Sonja KChief Financial Officer
Tax withholdingCommon Stock 229 $45.40 $10,396.60
Disclosure

SEC source: 0001144204-18-001497 · tv482992_form4.xml · nonDerivative · entry 2

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,699

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:22 UTC Tax withholdingCommon Stock 466 $45.40 $21,156.40
Disclosure

SEC source: 0001144204-18-001499 · tv482993_form4.xml · nonDerivative · entry 1

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,466

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:19 UTC
DOAR MICHAELDirector · Chairman & CEO
Tax withholdingCommon Stock 776 $45.40 $35,230.40
Disclosure

SEC source: 0001144204-18-001496 · tv482991_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,806

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:20 UTC
McClelland Sonja KChief Financial Officer
Tax withholdingCommon Stock 310 $45.40 $14,074.00
Disclosure

SEC source: 0001144204-18-001497 · tv482992_form4.xml · nonDerivative · entry 1

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,928

Read SEC document
January 04, 2018 Filed Jan 5, 2018 22:38 UTC
McClelland Sonja KChief Financial Officer
Tax withholdingCommon Stock 364 $42.20 $15,360.80
Disclosure

SEC source: 0001144204-18-001144 · tv482835_form4.xml · nonDerivative · entry 3

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,238

Read SEC document
January 04, 2018 Filed Jan 5, 2018 22:38 UTC Tax withholdingCommon Stock 525 $42.20 $22,155.00
Disclosure

SEC source: 0001144204-18-001143 · tv482834_form4.xml · nonDerivative · entry 3

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,932

Read SEC document
January 04, 2018 Filed Jan 5, 2018 22:37 UTC
DOAR MICHAELDirector · Chairman & CEO
Tax withholdingCommon Stock 829 $42.20 $34,983.80
Disclosure

SEC source: 0001144204-18-001142 · tv482833_form4.xml · nonDerivative · entry 4

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,582

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:38 UTC
McClelland Sonja KChief Financial Officer
Tax withholdingCommon Stock 1,561 $42.20 $65,874.20
Disclosure

SEC source: 0001144204-18-001144 · tv482835_form4.xml · nonDerivative · entry 2

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,602

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:38 UTC
McClelland Sonja KChief Financial Officer
GrantCommon Stock 7,905 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-001144 · tv482835_form4.xml · nonDerivative · entry 1

McClelland Sonja K · CIK 0001310471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,163

F1 · shares: These shares include: (a) 4,943 performance shares granted in 2015 for the performance period commencing November 1, 2014 and ending October 31, 2017 and (b) 2,962 shares of restricted stock granted under a new award on January 3, 2018.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:38 UTC Tax withholdingCommon Stock 2,229 $42.20 $94,063.80
Disclosure

SEC source: 0001144204-18-001143 · tv482834_form4.xml · nonDerivative · entry 2

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,457

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:38 UTC GrantCommon Stock 11,503 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-001143 · tv482834_form4.xml · nonDerivative · entry 1

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,686

F1 · shares: These shares include: (a) 7,060 performance shares granted in 2015 for the performance period commencing November 1, 2014 and ending October 31, 2017 and (b) 4,443 shares of restricted stock granted under a new award on January 3, 2018.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:37 UTC
DOAR MICHAELDirector · Chairman & CEO
Tax withholdingCommon Stock 3,567 $42.20 $150,527.40
Disclosure

SEC source: 0001144204-18-001142 · tv482833_form4.xml · nonDerivative · entry 3

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,411

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:37 UTC
DOAR MICHAELDirector · Chairman & CEO
GrantCommon Stock 18,701 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-001142 · tv482833_form4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,978

F1 · shares: These shares include: (a) 11,296 performance shares granted in 2015 for the performance period commencing November 1, 2014 and ending October 31, 2017 and (b) 7,405 shares of restricted stock granted under a new award on January 3, 2018.

Read SEC document
December 05, 2017 Filed Jan 5, 2018 22:37 UTC
DOAR MICHAELDirector · Chairman & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-001142 · tv482833_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,277

Read SEC document
October 16, 2017 Filed Oct 16, 2017 21:26 UTC SaleCommon Stock 1,000 $45.00 $45,000.00
Disclosure

SEC source: 0001144204-17-052667 · tv477079_form4.xml · nonDerivative · entry 1

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,396

Read SEC document
October 02, 2017 Filed Oct 3, 2017 15:57 UTC SaleCommon Stock 2,000 $42.25 $84,500.00
Disclosure

SEC source: 0001144204-17-051088 · v476355_form4.xml · nonDerivative · entry 1

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,396

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 300 $41.75 $12,525.00
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 8

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,277

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 1,000 $41.70 $41,703.00
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 7

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,577

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 400 $41.70 $16,681.00
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 6

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,577

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 100 $41.70 $4,170.10
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 5

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,977

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 100 $41.65 $4,165.00
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 4

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,077

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 100 $41.60 $4,160.00
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 3

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,177

Read SEC document
September 28, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 100 $40.81 $4,081.15
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,277

Read SEC document
September 28, 2017 Filed Oct 2, 2017 20:05 UTC
DOAR MICHAELDirector · Chairman & CEO
SaleCommon Stock 4,900 $40.80 $199,920.49
Disclosure

SEC source: 0001144204-17-050918 · v476309_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,377

Read SEC document
September 27, 2017 Filed Sep 27, 2017 21:01 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001144204-17-050071 · v476008_form4.xml · derivative · entry 2

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 7,000 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options vested and became exercisable over a three-year period, with one-third (1/3) of the total 15,000 options granted exercisable on each of 12/18/10, 12/18/11 and 12/18/12.

Read SEC document
September 27, 2017 Filed Sep 27, 2017 21:01 UTC
DOAR MICHAELDirector · Chairman & CEO
Exercise / conversionCommon Stock 7,000 $14.82 $103,740.00
Disclosure

SEC source: 0001144204-17-050071 · v476008_form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2017 Filed Sep 27, 2017 20:59 UTC SaleCommon Stock 1,000 $40.00 $40,000.00
Disclosure

SEC source: 0001144204-17-050068 · v476007_form4.xml · nonDerivative · entry 2

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,396

Read SEC document
September 27, 2017 Filed Sep 27, 2017 20:59 UTC SaleCommon Stock 1,000 $39.75 $39,750.00
Disclosure

SEC source: 0001144204-17-050068 · v476007_form4.xml · nonDerivative · entry 1

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,396

Read SEC document
September 26, 2017 Filed Sep 27, 2017 15:15 UTC SaleCommon Stock 1,000 $39.50 $39,500.00
Disclosure

SEC source: 0001144204-17-049904 · v475974_4.xml · nonDerivative · entry 2

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396

Read SEC document
September 26, 2017 Filed Sep 27, 2017 15:15 UTC SaleCommon Stock 1,000 $39.25 $39,250.00
Disclosure

SEC source: 0001144204-17-049904 · v475974_4.xml · nonDerivative · entry 1

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,396

Read SEC document
September 25, 2017 Filed Sep 26, 2017 23:00 UTC SaleCommon Stock 3,000 $39.55 $118,650.00
Disclosure

SEC source: 0001144204-17-049813 · v475943_form4.xml · nonDerivative · entry 1

CRUICKSHANK ROBERT W · CIK 0000928498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,396

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.13 $0.00
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · derivative · entry 28

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options vested and became exercisable over a three-year period, with one-third (1/3) of the total 4,000 options granted exercisable on each of 5/13/11, 5/13/12 and 5/13/13.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · derivative · entry 27

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options vested and became exercisable over a three-year period, with one-third (1/3) of the total 6,000 options granted exercisable on each of 12/18/10, 12/18/11 and 12/18/12.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC SaleCommon Stock 838 $39.85 $33,394.30
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · nonDerivative · entry 26

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,183

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC SaleCommon Stock 100 $39.80 $3,980.00
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · nonDerivative · entry 25

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,021

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC SaleCommon Stock 1,600 $39.75 $63,600.00
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · nonDerivative · entry 24

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,121

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC SaleCommon Stock 147 $39.70 $5,835.90
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · nonDerivative · entry 23

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,721

Read SEC document
September 25, 2017 Filed Sep 26, 2017 22:59 UTC SaleCommon Stock 200 $39.65 $7,930.00
Disclosure

SEC source: 0001144204-17-049812 · v475942_form4.xml · nonDerivative · entry 22

Volovic Gregory S · CIK 0001509471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,868

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.