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HUM

HUMANA INC

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1429
SEC CIK
0000049071
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738

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · derivative · entry 12

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353

Underlying: Humana Common · 353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 351 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · derivative · entry 11

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 151 $463.58 $70,000.58
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · nonDerivative · entry 6

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,928

F9 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 334 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · nonDerivative · entry 5

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 160 $463.58 $74,172.80
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · nonDerivative · entry 4

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,745

F9 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 353 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · nonDerivative · entry 3

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 159 $463.58 $73,709.22
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · nonDerivative · entry 2

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,552

F9 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:00 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 351 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022815 · form4.xml · nonDerivative · entry 1

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 343 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · derivative · entry 14

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686

Underlying: Humana Common · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · derivative · entry 13

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362

Underlying: Humana Common · 362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · derivative · entry 12

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 160 $463.58 $74,172.80
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · nonDerivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,962

F10 · shares: Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 343 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 168 $463.58 $77,881.44
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,779

F10 · shares: Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 362 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 189 $463.58 $87,616.62
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,585

F10 · shares: Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:50 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 406 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022813 · form4.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Exercise / conversionRestricted Stock Units · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · derivative · entry 15

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639

Underlying: Humana Common · 319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Exercise / conversionRestricted Stock Units · Derivative 345 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · derivative · entry 14

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345

Underlying: Humana Common · 345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Exercise / conversionRestricted Stock Units · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · derivative · entry 13

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Tax withholdingHumana Common 147 $463.58 $68,146.26
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,987

F13 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Exercise / conversionHumana Common 319 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Tax withholdingHumana Common 159 $463.58 $73,709.22
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,815

F13 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Exercise / conversionHumana Common 345 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Tax withholdingHumana Common 179 $463.58 $82,980.82
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,629

F13 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:48 UTC
Fleming William KevinChief Corporate Aff. Officer
Exercise / conversionHumana Common 390 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022811 · form4.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Chief Corporate Aff. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 2,391 shares were transferred from William K. Fleming Grantor Retained Annuity Trust (est. 7/2/2020) to direct ownership on 9/15/2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:32 UTC
Felter John-Paul W.SVP, Chief Accting Off & Cont.
Exercise / conversionRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022809 · form4.xml · derivative · entry 4

Felter John-Paul W. · CIK 0001936662 · SVP, Chief Accting Off & Cont.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229

Underlying: Humana Common · 114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:32 UTC
Felter John-Paul W.SVP, Chief Accting Off & Cont.
Tax withholdingHumana Common 36 $463.58 $16,688.88
Disclosure

SEC source: 0001062993-23-022809 · form4.xml · nonDerivative · entry 2

Felter John-Paul W. · CIK 0001936662 · SVP, Chief Accting Off & Cont.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223

F4 · shares: Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:32 UTC
Felter John-Paul W.SVP, Chief Accting Off & Cont.
Exercise / conversionHumana Common 114 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022809 · form4.xml · nonDerivative · entry 1

Felter John-Paul W. · CIK 0001936662 · SVP, Chief Accting Off & Cont.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,286 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · derivative · entry 13

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,573

Underlying: Humana Common · 2,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,184 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · derivative · entry 12

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,184

Underlying: Humana Common · 2,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,465 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · derivative · entry 11

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 2,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 900 $463.58 $417,222.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · nonDerivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,245

F9 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 2,286 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 860 $463.58 $398,678.80
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,859

F9 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 2,184 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 970 $463.58 $449,672.60
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,535

F9 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:30 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 2,465 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022807 · form4.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · derivative · entry 15

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621

Underlying: Humana Common · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · derivative · entry 14

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309

Underlying: Humana Common · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · derivative · entry 13

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Tax withholdingHumana Common 140 $463.58 $64,901.20
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · nonDerivative · entry 6

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,835

F11 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 310 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · nonDerivative · entry 5

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Tax withholdingHumana Common 140 $463.58 $64,901.20
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · nonDerivative · entry 4

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,665

F11 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · nonDerivative · entry 3

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Tax withholdingHumana Common 149 $463.58 $69,073.42
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · nonDerivative · entry 2

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,496

F11 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:13 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022805 · form4.xml · nonDerivative · entry 1

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:11 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022803 · form4.xml · derivative · entry 14

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719

Underlying: Humana Common · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:11 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022803 · form4.xml · derivative · entry 13

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362

Underlying: Humana Common · 362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 15:11 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022803 · form4.xml · derivative · entry 12

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.