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HUBB

HUBBELL INC

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3208
SEC CIK
0000048898
Parsed reports
584

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202500
Jan 202600
Feb 2026016
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2019 Filed May 7, 2019 22:19 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 2,243 $129.69 $290,896.91
Disclosure

SEC source: 0001628280-19-006141 · wf-form4_155726752867237.xml · nonDerivative · entry 5

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,784

F4 · price: The transaction was executed in multiple trades at prices ranging from $129.37 to $129.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:19 UTC
Mais Stephen MSenior VP Human Resources
Tax withholdingCommon Stock 4,946 $129.86 $642,287.56
Disclosure

SEC source: 0001628280-19-006141 · wf-form4_155726752867237.xml · nonDerivative · entry 4

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,027

F3 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:19 UTC
Mais Stephen MSenior VP Human Resources
Exercise / conversionCommon Stock 6,541 $83.73 $547,645.23
Disclosure

SEC source: 0001628280-19-006141 · wf-form4_155726752867237.xml · nonDerivative · entry 3

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:19 UTC
Mais Stephen MSenior VP Human Resources
Tax withholdingCommon Stock 551 $129.97 $71,613.47
Disclosure

SEC source: 0001628280-19-006141 · wf-form4_155726752867237.xml · nonDerivative · entry 2

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,432

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:19 UTC
Mais Stephen MSenior VP Human Resources
GrantCommon Stock 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006141 · wf-form4_155726752867237.xml · nonDerivative · entry 1

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,983

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:29 UTC
Wegman Darrin SGroup President, C&I
Tax withholdingCommon Stock 734 $129.97 $95,397.98
Disclosure

SEC source: 0001628280-19-006153 · wf-form4_155726815931909.xml · nonDerivative · entry 2

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:29 UTC
Wegman Darrin SGroup President, C&I
GrantCommon Stock 2,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006153 · wf-form4_155726815931909.xml · nonDerivative · entry 1

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,625

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:25 UTC
Ruland Rodd RichardGroup President, C&E
SaleCommon Stock 2,000 $129.98 $259,958.80
Disclosure

SEC source: 0001628280-19-006148 · wf-form4_155726788684149.xml · nonDerivative · entry 3

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F4 · price: The transaction was executed in multiple trades at prices ranging from $129.9784 to $129.9804. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:25 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 571 $129.97 $74,212.87
Disclosure

SEC source: 0001628280-19-006148 · wf-form4_155726788684149.xml · nonDerivative · entry 2

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,815.031

F3 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:25 UTC
Ruland Rodd RichardGroup President, C&E
GrantCommon Stock 2,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006148 · wf-form4_155726788684149.xml · nonDerivative · entry 1

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342.402

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

F2 · balance_after: This total includes reinvested dividends that have been paid on the individual's securities.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:11 UTC
BAKKER GERBENGroup President, Power Systems
Tax withholdingCommon Stock 796 $129.97 $103,456.12
Disclosure

SEC source: 0001628280-19-006131 · wf-form4_155726709170741.xml · nonDerivative · entry 2

Bakker Gerben · CIK 0001598223 · Group President, Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,306

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:11 UTC
BAKKER GERBENGroup President, Power Systems
GrantCommon Stock 2,537 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006131 · wf-form4_155726709170741.xml · nonDerivative · entry 1

Bakker Gerben · CIK 0001598223 · Group President, Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,102

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:26 UTC
Sperry William RSenior Vice President & CFO
Tax withholdingCommon Stock 1,662 $129.97 $216,010.14
Disclosure

SEC source: 0001628280-19-006151 · wf-form4_155726799382240.xml · nonDerivative · entry 2

Sperry William R · CIK 0001551441 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,176

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:26 UTC
Sperry William RSenior Vice President & CFO
GrantCommon Stock 3,904 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006151 · wf-form4_155726799382240.xml · nonDerivative · entry 1

Sperry William R · CIK 0001551441 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,838

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:23 UTC
Poyck Kevin ArthurGroup President, Lighting
Tax withholdingCommon Stock 735 $129.97 $95,527.95
Disclosure

SEC source: 0001628280-19-006146 · wf-form4_155726778808671.xml · nonDerivative · entry 2

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,819

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:23 UTC
Poyck Kevin ArthurGroup President, Lighting
GrantCommon Stock 2,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006146 · wf-form4_155726778808671.xml · nonDerivative · entry 1

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,554

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Right · Derivative 23,784 $0.00 Strike: $83.73 $0.00
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · derivative · entry 9

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,785

Underlying: Common Stock · 23,784 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 4, 2013.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Right · Derivative 27,910 $0.00 Strike: $76.02 $0.00
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · derivative · entry 8

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,910 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on June 6, 2013.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
SaleCommon Stock 10,762 $129.88 $1,397,736.27
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 7

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,817

F4 · price: The transaction was executed in multiple trades at prices ranging from $129.41 to $130.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Tax withholdingCommon Stock 19,241 $130.01 $2,501,522.41
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 6

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,579

F3 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 23,784 $83.73 $1,991,315.40
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 5

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Tax withholdingCommon Stock 21,691 $130.01 $2,820,046.91
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 4

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,036

F3 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 27,910 $76.02 $2,121,578.65
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 3

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,238 $129.97 $940,722.86
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 2

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,817

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:21 UTC
NORD DAVID GDirector · Chairman, President & CEO
GrantCommon Stock 15,619 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006144 · wf-form4_155726764632088.xml · nonDerivative · entry 1

NORD DAVID G · CIK 0001184191 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,055

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:17 UTC
Ricciardone Maria A.VP Treasurer/Investor Relation
Tax withholdingCommon Stock 214 $129.97 $27,813.58
Disclosure

SEC source: 0001628280-19-006138 · wf-form4_155726743557862.xml · nonDerivative · entry 2

Lee Maria Ricciardone · CIK 0001661900 · VP Treasurer/Investor Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:17 UTC
Ricciardone Maria A.VP Treasurer/Investor Relation
GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006138 · wf-form4_155726743557862.xml · nonDerivative · entry 1

Lee Maria Ricciardone · CIK 0001661900 · VP Treasurer/Investor Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:14 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
Tax withholdingCommon Stock 256 $129.97 $33,272.32
Disclosure

SEC source: 0001628280-19-006134 · wf-form4_155726725020499.xml · nonDerivative · entry 2

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

F2 · shares: Shares withheld for payment of taxes upon vesting of performance shares.

Read SEC document
May 03, 2019 Filed May 7, 2019 22:14 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006134 · wf-form4_155726725020499.xml · nonDerivative · entry 1

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,277

F1 · shares: Shares of the Company's Common Stock acquired upon the vesting of a performance share award granted on December 8, 2015, which vested at 160% of the target amount of the award based upon the Company's Relative Sales Growth as compared to the other companies in the S&P 900 Index measured over a three year period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionStock Appreciation Right · Derivative 11,166 $0.00 Strike: $113.69 $0.00
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · derivative · entry 18

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583

Underlying: Common Stock · 11,166 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 6, 2017.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionStock Appreciation Right · Derivative 21,941 $0.00 Strike: $97.48 $0.00
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · derivative · entry 17

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,941 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 8, 2016.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionStock Appreciation Right · Derivative 11,044 $0.00 Strike: $106.44 $0.00
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · derivative · entry 16

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,044 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 2, 2015.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionStock Appreciation Right · Derivative 11,829 $0.00 Strike: $107.87 $0.00
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · derivative · entry 15

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,829 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 10, 2014.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionStock Appreciation Right · Derivative 8,919 $0.00 Strike: $83.73 $0.00
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · derivative · entry 14

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,919 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 4, 2013.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
SaleCommon Stock 6,315 $122.32 $772,419.23
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 13

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Tax withholdingCommon Stock 10,744 $122.32 $1,314,206.08
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 12

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,772

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionCommon Stock 11,166 $113.69 $1,269,462.54
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 11

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Tax withholdingCommon Stock 5,919 $122.28 $723,775.32
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 10

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,350

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionCommon Stock 6,641 $97.48 $647,364.68
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 9

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Tax withholdingCommon Stock 13,638 $122.24 $1,667,109.12
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 8

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,628

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

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March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionCommon Stock 15,300 $97.48 $1,491,444.00
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 7

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Tax withholdingCommon Stock 10,279 $122.24 $1,256,504.96
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 6

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,966

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

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March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionCommon Stock 11,044 $106.44 $1,175,523.36
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 5

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Tax withholdingCommon Stock 11,015 $122.21 $1,346,143.15
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 4

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,201

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

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March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionCommon Stock 11,829 $107.87 $1,275,935.09
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 3

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Tax withholdingCommon Stock 6,989 $122.27 $854,510.09
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 2

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,387

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:22 UTC
Hsieh An-PingSenior VP General Counsel
Exercise / conversionCommon Stock 8,919 $83.73 $746,743.28
Disclosure

SEC source: 0001628280-19-003146 · wf-form4_155303413419937.xml · nonDerivative · entry 1

Hsieh An-Ping · CIK 0001557702 · Senior VP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:17 UTC
Wegman Darrin SGroup President, C&I
Tax withholdingCommon Stock 426 $117.50 $50,055.00
Disclosure

SEC source: 0001628280-19-001691 · wf-form4_155078744881081.xml · nonDerivative · entry 1

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,283

F1 · shares: Shares withheld for payment of taxes upon vesting of performance-based restricted stock grant.

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February 19, 2019 Filed Feb 21, 2019 22:15 UTC
Sperry William RSenior Vice President & CFO
Tax withholdingCommon Stock 693 $117.50 $81,427.50
Disclosure

SEC source: 0001628280-19-001688 · wf-form4_155078733279359.xml · nonDerivative · entry 1

Sperry William R · CIK 0001551441 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,934

F1 · shares: Shares withheld for payment of taxes upon vesting of performance-based restricted stock grant.

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February 19, 2019 Filed Feb 21, 2019 22:14 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 348 $117.50 $40,890.00
Disclosure

SEC source: 0001628280-19-001685 · wf-form4_155078723417313.xml · nonDerivative · entry 1

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000.402

F1 · shares: Shares withheld for payment of taxes upon vesting of performance-based restricted stock grant.

F2 · balance_after: This total includes reinvested dividends that have been paid on the individual's securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.