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HUBB

HUBBELL INC

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3208
SEC CIK
0000048898
Parsed reports
584

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202500
Jan 202600
Feb 2026016
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2019 Filed Aug 19, 2019 21:07 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 243.724 $123.09 $29,999.99
Disclosure

SEC source: 0001628280-19-010951 · wf-form4_156624885168930.xml · derivative · entry 1

Guzzi Anthony · CIK 0001306045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,259.82

Underlying: Common Stock · 243.724 shares

Expires not disclosed

F1 · security: Each Directors Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Directors Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred units are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred units are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:45 UTC PurchaseCommon Stock 493 $125.77 $62,004.12
Disclosure

SEC source: 0001628280-19-010158 · wf-form4_156512429320557.xml · nonDerivative · entry 2

Keating Neal J · CIK 0001319629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,071

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:45 UTC PurchaseCommon Stock 7 $125.84 $880.85
Disclosure

SEC source: 0001628280-19-010158 · wf-form4_156512429320557.xml · nonDerivative · entry 1

Keating Neal J · CIK 0001319629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionStock Appreciation Right · Derivative 21,250 $0.00 Strike: $97.48 $0.00
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · derivative · entry 9

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,250 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 8, 2016.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionStock Appreciation Right · Derivative 15,339 $0.00 Strike: $106.44 $0.00
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · derivative · entry 8

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,339 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 2, 2015.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionStock Appreciation Right · Derivative 15,209 $0.00 Strike: $107.87 $0.00
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · derivative · entry 7

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,209 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 10, 2014.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 18,627 $126.61 $2,358,364.47
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · nonDerivative · entry 6

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,478

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 21,250 $97.48 $2,071,450.00
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · nonDerivative · entry 5

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 14,028 $126.61 $1,776,085.08
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · nonDerivative · entry 4

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,855

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 15,339 $106.44 $1,632,683.16
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · nonDerivative · entry 3

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 14,001 $126.61 $1,772,666.61
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · nonDerivative · entry 2

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,544

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:52 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 15,209 $107.87 $1,640,518.79
Disclosure

SEC source: 0001628280-19-010169 · wf-form4_156512475344513.xml · nonDerivative · entry 1

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
Exercise / conversionStock Appreciation Right · Derivative 4,557 $0.00 Strike: $113.69 $0.00
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · derivative · entry 7

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,558

Underlying: Common Stock · 4,557 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 6, 2017.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
Exercise / conversionStock Appreciation Right · Derivative 4,250 $0.00 Strike: $97.48 $0.00
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · derivative · entry 6

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,250 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 8, 2016.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
SaleCommon Stock 1,828 $127.66 $233,362.48
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · nonDerivative · entry 5

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,746

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
Tax withholdingCommon Stock 4,251 $128.03 $544,255.53
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · nonDerivative · entry 4

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
Exercise / conversionCommon Stock 4,557 $113.69 $518,085.33
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · nonDerivative · entry 3

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
Tax withholdingCommon Stock 3,554 $128.03 $455,018.62
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · nonDerivative · entry 2

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,268

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:50 UTC
Poyck Kevin ArthurGroup President, Lighting
Exercise / conversionCommon Stock 4,250 $97.48 $414,290.00
Disclosure

SEC source: 0001628280-19-010166 · wf-form4_156512463652852.xml · nonDerivative · entry 1

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:48 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 2,000 $127.41 $254,822.00
Disclosure

SEC source: 0001628280-19-010161 · wf-form4_156512446407277.xml · nonDerivative · entry 1

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,784

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:45 UTC
Sperry William RExecutive VP, CFO & Treasurer
GrantStock Appreciation Right · Derivative 7,059 $0.00 Strike: $129.28 $0.00
Disclosure

SEC source: 0001628280-19-008542 · wf-form4_156210390078768.xml · derivative · entry 2

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,059

Underlying: Common Stock · 7,059 shares

Expires 2029-07-01

F2 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on July 1, 2020.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:45 UTC
Sperry William RExecutive VP, CFO & Treasurer
GrantCommon Stock 1,160 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008542 · wf-form4_156210390078768.xml · nonDerivative · entry 1

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,336

F1 · price: Restricted stock grant, all of which vests on the third anniversary of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:42 UTC
LANE KATHERINE ANNEVP, GC & Corporate Secretary
GrantStock Appreciation Right · Derivative 8,118 $0.00 Strike: $129.28 $0.00
Disclosure

SEC source: 0001628280-19-008541 · wf-form4_156210374759083.xml · derivative · entry 3

LANE KATHERINE ANNE · CIK 0001776591 · VP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Underlying: Common Stock · 8,118 shares

Expires 2029-07-01

F3 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on July 1, 2020.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:42 UTC
LANE KATHERINE ANNEVP, GC & Corporate Secretary
GrantCommon Stock 1,334 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008541 · wf-form4_156210374759083.xml · nonDerivative · entry 2

LANE KATHERINE ANNE · CIK 0001776591 · VP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829

F2 · price: Restricted stock grant, all of which vests on the third anniversary of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:42 UTC
LANE KATHERINE ANNEVP, GC & Corporate Secretary
Tax withholdingCommon Stock 16 $131.26 $2,100.16
Disclosure

SEC source: 0001628280-19-008541 · wf-form4_156210374759083.xml · nonDerivative · entry 1

LANE KATHERINE ANNE · CIK 0001776591 · VP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted shares.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:41 UTC
BAKKER GERBENPresident and COO
GrantStock Appreciation Right · Derivative 13,765 $0.00 Strike: $129.28 $0.00
Disclosure

SEC source: 0001628280-19-008540 · wf-form4_156210368893758.xml · derivative · entry 2

Bakker Gerben · CIK 0001598223 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,765

Underlying: Common Stock · 13,765 shares

Expires 2029-07-01

F2 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on July 1, 2020.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:41 UTC
BAKKER GERBENPresident and COO
GrantCommon Stock 2,263 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008540 · wf-form4_156210368893758.xml · nonDerivative · entry 1

Bakker Gerben · CIK 0001598223 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,569

F1 · price: Restricted stock grant, all of which vests on the third anniversary of the date of grant.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:58 UTC
Poyck Kevin ArthurGroup President, Lighting
SaleCommon Stock 247 $122.00 $30,134.00
Disclosure

SEC source: 0001628280-19-007055 · wf-form4_155838588201894.xml · nonDerivative · entry 1

Poyck Kevin Arthur · CIK 0001642437 · Group President, Lighting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,572

Read SEC document
May 15, 2019 Filed May 16, 2019 20:59 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 227.574 $120.84 $27,500.04
Disclosure

SEC source: 0001628280-19-006914 · wf-form4_155804036808711.xml · derivative · entry 1

SHAWLEY STEVEN R · CIK 0001335640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,278.673

Underlying: Common Stock · 227.574 shares

Expires not disclosed

F1 · security: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:57 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 108.615 $120.84 $13,125.04
Disclosure

SEC source: 0001628280-19-006912 · wf-form4_155804026266952.xml · derivative · entry 1

Keating Neal J · CIK 0001319629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445.188

Underlying: Common Stock · 108.615 shares

Expires not disclosed

F1 · security: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:55 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 248.262 $120.84 $29,999.98
Disclosure

SEC source: 0001628280-19-006909 · wf-form4_155804013784776.xml · derivative · entry 1

Guzzi Anthony · CIK 0001306045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,836.704

Underlying: Common Stock · 248.262 shares

Expires not disclosed

F1 · security: Each Directors Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Directors Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred units are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred units are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Exercise / conversionStock Appreciation Right · Derivative 4,162 $0.00 Strike: $83.73 $0.00
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · derivative · entry 10

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,162 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 4, 2013 (date of grant was December 4, 2012).

Read SEC document
May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Exercise / conversionStock Appreciation Right · Derivative 5,425 $0.00 Strike: $64.48 $0.00
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · derivative · entry 9

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,425 shares

Expires 2021-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 5, 2012 (date of grant was December 5, 2011).

Read SEC document
May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Exercise / conversionStock Appreciation Right · Derivative 5,258 $0.00 Strike: $59.95 $0.00
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · derivative · entry 8

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,258 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 6, 2011 (date of grant was December 6, 2010).

Read SEC document
May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
SaleCommon Stock 3,925 $127.06 $498,719.53
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 7

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

F2 · price: The transaction was executed in multiple trades at prices ranging from $127.049 to $127.122. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Tax withholdingCommon Stock 3,402 $127.00 $432,039.37
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 6

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,816

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Exercise / conversionCommon Stock 4,162 $83.73 $348,463.45
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 5

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Tax withholdingCommon Stock 3,992 $127.00 $506,966.83
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 4

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

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May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Exercise / conversionCommon Stock 5,425 $64.48 $349,804.00
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 3

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Tax withholdingCommon Stock 3,526 $127.00 $447,786.84
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 2

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,623

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

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May 08, 2019 Filed May 9, 2019 21:23 UTC
Wegman Darrin SGroup President, C&I
Exercise / conversionCommon Stock 5,258 $59.95 $315,217.10
Disclosure

SEC source: 0001628280-19-006472 · wf-form4_155743698583912.xml · nonDerivative · entry 1

Wegman Darrin S · CIK 0001428729 · Group President, C&I

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 07, 2019 Filed May 7, 2019 22:55 UTC GrantDirectors Deferred Restricted Common Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006161 · wf-form4_155726970838296.xml · derivative · entry 1

Keating Neal J · CIK 0001319629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674.573

Underlying: Common Stock · 1,027 shares

Expires not disclosed

F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units.

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May 07, 2019 Filed May 7, 2019 23:01 UTC GrantCommon Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006167 · wf-form4_155727009847585.xml · nonDerivative · entry 1

Malloy John F · CIK 0001523540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,046.78

F1 · price: Restricted Stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2020.

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May 07, 2019 Filed May 7, 2019 23:06 UTC GrantDirectors Deferred Restricted Common Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006173 · wf-form4_155727040365456.xml · derivative · entry 1

SHAWLEY STEVEN R · CIK 0001335640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,740.79

Underlying: Common Stock · 1,027 shares

Expires not disclosed

F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units.

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May 07, 2019 Filed May 7, 2019 23:05 UTC GrantCommon Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006171 · wf-form4_155727031615555.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,359

F1 · price: Restricted Stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2020.

Read SEC document
May 07, 2019 Filed May 7, 2019 23:03 UTC GrantDirectors Deferred Restricted Common Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006169 · wf-form4_155727019948761.xml · derivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,578.123

Underlying: Common Stock · 1,027 shares

Expires not disclosed

F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units.

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May 07, 2019 Filed May 7, 2019 22:57 UTC GrantDirectors Deferred Restricted Common Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006163 · wf-form4_155726986092107.xml · derivative · entry 1

Lind Bonnie Cruickshank · CIK 0001303696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Common Stock · 1,027 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

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May 07, 2019 Filed May 7, 2019 22:51 UTC GrantDirectors Deferred Restricted Common Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006159 · wf-form4_155726950235704.xml · derivative · entry 1

Guzzi Anthony · CIK 0001306045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674.572

Underlying: Common Stock · 1,027 shares

Expires not disclosed

F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F2 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units.

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May 07, 2019 Filed May 9, 2019 21:21 UTC GrantCommon Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006470 · wf-form4_155743689964760.xml · nonDerivative · entry 1

CARDOSO CARLOS M · CIK 0001208747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027

F1 · price: Restricted Stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2020.

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May 03, 2019 Filed May 7, 2019 22:19 UTC
Mais Stephen MSenior VP Human Resources
Exercise / conversionStock Appreciation Right · Derivative 6,541 $0.00 Strike: $83.73 $0.00
Disclosure

SEC source: 0001628280-19-006141 · wf-form4_155726752867237.xml · derivative · entry 6

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,541 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 4, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.