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HUBB

HUBBELL INC

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3208
SEC CIK
0000048898
Parsed reports
584

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202500
Jan 202600
Feb 2026016
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 11, 2020 21:48 UTC
NORD DAVID GDirector · Chairman and CEO
Exercise / conversionStock Appreciation Right · Derivative 23,785 $0.00 Strike: $83.73 $0.00
Disclosure

SEC source: 0001628280-20-001370 · wf-form4_158145769025414.xml · derivative · entry 5

NORD DAVID G · CIK 0001184191 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,785 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 4, 2013.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:48 UTC
NORD DAVID GDirector · Chairman and CEO
SaleCommon Stock 6,400 $146.27 $936,096.00
Disclosure

SEC source: 0001628280-20-001370 · wf-form4_158145769025414.xml · nonDerivative · entry 4

NORD DAVID G · CIK 0001184191 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,817

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:48 UTC
NORD DAVID GDirector · Chairman and CEO
SaleCommon Stock 58 $146.23 $8,481.51
Disclosure

SEC source: 0001628280-20-001370 · wf-form4_158145769025414.xml · nonDerivative · entry 3

NORD DAVID G · CIK 0001184191 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,217

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:48 UTC
NORD DAVID GDirector · Chairman and CEO
Tax withholdingCommon Stock 17,327 $146.24 $2,533,900.48
Disclosure

SEC source: 0001628280-20-001370 · wf-form4_158145769025414.xml · nonDerivative · entry 2

NORD DAVID G · CIK 0001184191 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,275

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:48 UTC
NORD DAVID GDirector · Chairman and CEO
Exercise / conversionCommon Stock 23,785 $83.73 $1,991,399.13
Disclosure

SEC source: 0001628280-20-001370 · wf-form4_158145769025414.xml · nonDerivative · entry 1

NORD DAVID G · CIK 0001184191 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:46 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionStock Appreciation Right · Derivative 26,205 $0.00 Strike: $113.69 $0.00
Disclosure

SEC source: 0001628280-20-001366 · wf-form4_158145758430109.xml · derivative · entry 5

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,205 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 6, 2017.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:46 UTC
Sperry William RExecutive VP, CFO & Treasurer
SaleCommon Stock 1,943 $145.18 $282,075.03
Disclosure

SEC source: 0001628280-20-001366 · wf-form4_158145758430109.xml · nonDerivative · entry 4

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,430

F2 · shares: The reporting person undertakes to provide to Hubbell Incorporated, any security holder of Hubbell Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 3 to this Form 4.

F3 · price: The average price per share for the 1,943 shares sold was $145.175 with the lowest per share price being $144.72 and the highest per share price being $145.69.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:46 UTC
Sperry William RExecutive VP, CFO & Treasurer
SaleCommon Stock 10 $144.66 $1,446.60
Disclosure

SEC source: 0001628280-20-001366 · wf-form4_158145758430109.xml · nonDerivative · entry 3

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,373

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:46 UTC
Sperry William RExecutive VP, CFO & Treasurer
Tax withholdingCommon Stock 22,300 $145.44 $3,243,421.27
Disclosure

SEC source: 0001628280-20-001366 · wf-form4_158145758430109.xml · nonDerivative · entry 2

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,383

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:46 UTC
Sperry William RExecutive VP, CFO & Treasurer
Exercise / conversionCommon Stock 26,205 $113.69 $2,979,246.45
Disclosure

SEC source: 0001628280-20-001366 · wf-form4_158145758430109.xml · nonDerivative · entry 1

Sperry William R · CIK 0001551441 · Executive VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:43 UTC
Connolly AllanGroup President, Power Systems
Tax withholdingCommon Stock 1,148 $145.71 $167,275.08
Disclosure

SEC source: 0001628280-20-001364 · wf-form4_158145742274356.xml · nonDerivative · entry 1

Connolly Allan · CIK 0001781788 · Group President, Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted shares.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:02 UTC
LANE KATHERINE ANNEVP, GC & Secretary
Tax withholdingCommon Stock 52 $146.75 $7,631.00
Disclosure

SEC source: 0001628280-19-015108 · wf-form4_157653375346905.xml · nonDerivative · entry 1

LANE KATHERINE ANNE · CIK 0001776591 · VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted shares.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:12 UTC
LANE KATHERINE ANNEVP, GC & Secretary
Tax withholdingCommon Stock 39 $147.74 $5,761.86
Disclosure

SEC source: 0001628280-19-014880 · wf-form4_157592953909027.xml · nonDerivative · entry 2

LANE KATHERINE ANNE · CIK 0001776591 · VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,754

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted shares.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:12 UTC
LANE KATHERINE ANNEVP, GC & Secretary
Tax withholdingCommon Stock 36 $146.29 $5,266.44
Disclosure

SEC source: 0001628280-19-014880 · wf-form4_157592953909027.xml · nonDerivative · entry 1

LANE KATHERINE ANNE · CIK 0001776591 · VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted shares.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:08 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 184.924 $148.71 $27,500.05
Disclosure

SEC source: 0001628280-19-014333 · wf-form4_157420129730896.xml · derivative · entry 1

SHAWLEY STEVEN R · CIK 0001335640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758.507

Underlying: Common Stock · 184.924 shares

Expires not disclosed

F1 · security: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:06 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 88.259 $148.71 $13,125.00
Disclosure

SEC source: 0001628280-19-014331 · wf-form4_157420117773560.xml · derivative · entry 1

Keating Neal J · CIK 0001319629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,713.049

Underlying: Common Stock · 88.259 shares

Expires not disclosed

F1 · security: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 22:03 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 201.735 $148.71 $30,000.01
Disclosure

SEC source: 0001628280-19-014328 · wf-form4_157420101350713.xml · derivative · entry 1

Guzzi Anthony · CIK 0001306045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626.761

Underlying: Common Stock · 201.735 shares

Expires not disclosed

F1 · security: Each Directors Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Directors Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred units are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred units are payable commencing the fifth business day of January following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionStock Appreciation Right · Derivative 3,029 $0.00 Strike: $109.07 $0.00
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · derivative · entry 16

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,029 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on July 1, 2016.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionStock Appreciation Right · Derivative 3,835 $0.00 Strike: $106.44 $0.00
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · derivative · entry 15

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,835 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 2, 2015.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionStock Appreciation Right · Derivative 3,971 $0.00 Strike: $107.87 $0.00
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · derivative · entry 14

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,971 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 10, 2014.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionStock Appreciation Right · Derivative 4,162 $0.00 Strike: $83.73 $0.00
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · derivative · entry 13

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,162 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 4, 2013.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionStock Appreciation Right · Derivative 1,266 $0.00 Strike: $64.48 $0.00
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · derivative · entry 12

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,266 shares

Expires 2021-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 5, 2012.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
SaleCommon Stock 3,594 $143.96 $517,388.65
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 11

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,919.86

F3 · price: The transaction was executed in multiple trades at prices ranging from $143.85 to $144.115. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 2,583 $144.04 $372,055.32
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 10

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,513.86

F2 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionCommon Stock 3,029 $109.07 $330,357.89
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 9

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,096.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 3,228 $144.04 $464,961.12
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 8

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067.86

F2 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionCommon Stock 3,835 $106.44 $408,197.40
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 7

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,295.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 3,276 $144.04 $471,875.04
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 6

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,460.86

F2 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionCommon Stock 3,971 $107.87 $428,331.92
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 5

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,736.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 2,844 $144.04 $409,649.76
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 4

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765.86

F2 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionCommon Stock 4,162 $83.73 $348,463.45
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 3

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Tax withholdingCommon Stock 738 $144.04 $106,301.52
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 2

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,447.86

F2 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:57 UTC
Ruland Rodd RichardGroup President, C&E
Exercise / conversionCommon Stock 1,266 $64.48 $81,631.68
Disclosure

SEC source: 0001628280-19-013842 · wf-form4_157325021687790.xml · nonDerivative · entry 1

Ruland Rodd Richard · CIK 0001642425 · Group President, C&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,185.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes reinvested dividends that have been paid on the individual's securities.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:56 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
Exercise / conversionStock Appreciation Right · Derivative 5,791 $0.00 Strike: $97.48 $0.00
Disclosure

SEC source: 0001628280-19-013351 · wf-form4_157299098834008.xml · derivative · entry 4

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,791 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 8, 2016.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:56 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
SaleCommon Stock 1,243 $142.39 $176,992.01
Disclosure

SEC source: 0001628280-19-013351 · wf-form4_157299098834008.xml · nonDerivative · entry 3

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:56 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
Tax withholdingCommon Stock 4,548 $141.87 $645,224.76
Disclosure

SEC source: 0001628280-19-013351 · wf-form4_157299098834008.xml · nonDerivative · entry 2

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:56 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
Exercise / conversionCommon Stock 5,791 $97.48 $564,506.68
Disclosure

SEC source: 0001628280-19-013351 · wf-form4_157299098834008.xml · nonDerivative · entry 1

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2019 Filed Nov 5, 2019 21:50 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 500 $143.35 $71,672.50
Disclosure

SEC source: 0001628280-19-013347 · wf-form4_157299061663829.xml · nonDerivative · entry 5

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,034

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November 01, 2019 Filed Nov 5, 2019 21:50 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 20 $143.33 $2,866.60
Disclosure

SEC source: 0001628280-19-013347 · wf-form4_157299061663829.xml · nonDerivative · entry 4

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,534

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:50 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 100 $143.32 $14,332.10
Disclosure

SEC source: 0001628280-19-013347 · wf-form4_157299061663829.xml · nonDerivative · entry 3

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,554

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:50 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 349 $143.32 $50,018.68
Disclosure

SEC source: 0001628280-19-013347 · wf-form4_157299061663829.xml · nonDerivative · entry 2

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,654

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:50 UTC
Mais Stephen MSenior VP Human Resources
SaleCommon Stock 781 $143.27 $111,895.43
Disclosure

SEC source: 0001628280-19-013347 · wf-form4_157299061663829.xml · nonDerivative · entry 1

Mais Stephen M · CIK 0001576931 · Senior VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,003

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:47 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
Tax withholdingCommon Stock 0 $131.00 $0.00
Disclosure

SEC source: 0001628280-19-013343 · wf-form4_157299044980212.xml · nonDerivative · entry 2

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

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November 01, 2019 Filed Nov 5, 2019 21:47 UTC
Capozzoli Joseph AnthonyVP and Corporate Controller
Exercise / conversionCommon Stock 0 $95.58 $0.00
Disclosure

SEC source: 0001628280-19-013343 · wf-form4_157299044980212.xml · nonDerivative · entry 1

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 8, 2019 21:53 UTC Amendment
Capozzoli Joseph AnthonyVP and Corporate Controller
Exercise / conversionStock Appreciation Right · Derivative 5,791 $0.00 Strike: $97.48 $0.00
Disclosure

SEC source: 0001628280-19-013839 · wf-form4a_157324999687301.xml · derivative · entry 4

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,791 shares

Expires 2025-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 8, 2016.

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November 01, 2019 Filed Nov 8, 2019 21:53 UTC Amendment
Capozzoli Joseph AnthonyVP and Corporate Controller
SaleCommon Stock 1,243 $142.39 $176,992.01
Disclosure

SEC source: 0001628280-19-013839 · wf-form4a_157324999687301.xml · nonDerivative · entry 3

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Read SEC document
November 01, 2019 Filed Nov 8, 2019 21:53 UTC Amendment
Capozzoli Joseph AnthonyVP and Corporate Controller
Tax withholdingCommon Stock 4,548 $141.87 $645,224.76
Disclosure

SEC source: 0001628280-19-013839 · wf-form4a_157324999687301.xml · nonDerivative · entry 2

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

F1 · shares: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.

Read SEC document
November 01, 2019 Filed Nov 8, 2019 21:53 UTC Amendment
Capozzoli Joseph AnthonyVP and Corporate Controller
Exercise / conversionCommon Stock 5,791 $97.48 $564,506.68
Disclosure

SEC source: 0001628280-19-013839 · wf-form4a_157324999687301.xml · nonDerivative · entry 1

Capozzoli Joseph Anthony · CIK 0001574756 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:11 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 223.414 $123.09 $27,500.03
Disclosure

SEC source: 0001628280-19-010956 · wf-form4_156624909413428.xml · derivative · entry 1

SHAWLEY STEVEN R · CIK 0001335640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,538.738

Underlying: Common Stock · 223.414 shares

Expires not disclosed

F1 · security: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

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August 15, 2019 Filed Aug 19, 2019 21:09 UTC GrantDirectors Deferred Compensation Stock Units · Derivative 106.629 $123.09 $13,124.96
Disclosure

SEC source: 0001628280-19-010954 · wf-form4_156624898214875.xml · derivative · entry 1

Keating Neal J · CIK 0001319629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,589.625

Underlying: Common Stock · 106.629 shares

Expires not disclosed

F1 · security: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F1 · derivative.exercise_price: Each Director Deferred Compensation Stock Unit consists of one share of Common Stock credited as units under the Company's Deferred Plan for Directors.

F3 · price: Unit price consisting of the closing price of one share of Common Stock.

F2 · derivative.exercise_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F2 · derivative.expiration_date: Deferred Units are payable commencing six months following the reporting person's retirement or separation from the Board.

F4 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.