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Nasdaq · USD

HTLD

HEARTLAND EXPRESS INC

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127
SEC CIK
0000799233
Parsed reports
171

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 6, 2020 23:20 UTC PurchaseCommon Stock 2,000 $19.39 $38,779.80
Disclosure

SEC source: 0001740563-20-000002 · wf-form4_158103118919451.xml · nonDerivative · entry 1

Sullivan Michael John · CIK 0001740563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,402

Read SEC document
January 21, 2020 Filed Jul 27, 2020 13:31 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 772,579 $0.00 $0.00
Disclosure

SEC source: 0000799233-20-000039 · wf-form4_159585666613512.xml · nonDerivative · entry 4

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 18,158,354

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
January 21, 2020 Filed Jul 27, 2020 13:31 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 626,378 $0.00 $0.00
Disclosure

SEC source: 0000799233-20-000039 · wf-form4_159585666613512.xml · nonDerivative · entry 3

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 1,148,290

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
January 21, 2020 Filed Jul 27, 2020 13:31 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 626,378 $0.00 $0.00
Disclosure

SEC source: 0000799233-20-000039 · wf-form4_159585666613512.xml · nonDerivative · entry 2

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,666,863

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
January 21, 2020 Filed Jul 27, 2020 13:31 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 772,579 $0.00 $0.00
Disclosure

SEC source: 0000799233-20-000039 · wf-form4_159585666613512.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 1,774,668

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
January 21, 2020 Filed Jul 27, 2020 13:35 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 626,378 $0.00 $0.00
Disclosure

SEC source: 0000799233-20-000041 · wf-form4_159585691551882.xml · nonDerivative · entry 2

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,666,863

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
January 21, 2020 Filed Jul 27, 2020 13:35 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 772,579 $0.00 $0.00
Disclosure

SEC source: 0000799233-20-000041 · wf-form4_159585691551882.xml · nonDerivative · entry 1

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,158,354

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 15:45 UTC
Strain Christopher AlanVice Pres/CFO/Secretary
Tax withholdingCommon Stock 445 $20.84 $9,273.80
Disclosure

SEC source: 0001642771-20-000002 · wf-form4_157806629759012.xml · nonDerivative · entry 1

Strain Christopher Alan · CIK 0001642771 · Vice Pres/CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,227

F1 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

F2 · balance_after: The total number of securities beneficially owned following reported transaction includes: (a) 12,977 unrestricted shares and (b) 1,250 unvested units from an award of 5,000 time-based restricted stock units granted 12/20/17.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
OtherCommon Stock 2,020,000 $19.80 $39,996,000.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 8

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,040,485

F4 · kind: Pursuant to a "substitution of assets" provision in the applicable trust documents of the 2009 Gerdin Heartland Trust, 2,020,000 shares were withdrawn from the trust and contributed to the Ann S. Gerdin Revocable Trust, and assets having a value equal to the withdrawn securities were contributed to the 2009 Gerdin Heartland Trust in substitution for the withdrawn securities. To the extent that this substitution of assets is deemed to be a purchase, the price reflecting the value for the withdrawn securities is $19.80 per share.

F5 · price: The sale price per share is estimated as of December 16, 2019 and is subject to adjustment. The final sales price per share will be determined pursuant to a valuation performed by an independent financial advisor retained by the reporting persons, with such valuation including an evaluation of trading discounts appropriate for large block transactions in equity securities with similar trading characteristics. If the final sales price per share is not $19.80, the reporting persons undertake to amend this Form 4 to provide the final sales price per share as determined by the independent financial advisor.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
OtherCommon Stock 2,020,000 $19.80 $39,996,000.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 7

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,385,775

F4 · kind: Pursuant to a "substitution of assets" provision in the applicable trust documents of the 2009 Gerdin Heartland Trust, 2,020,000 shares were withdrawn from the trust and contributed to the Ann S. Gerdin Revocable Trust, and assets having a value equal to the withdrawn securities were contributed to the 2009 Gerdin Heartland Trust in substitution for the withdrawn securities. To the extent that this substitution of assets is deemed to be a purchase, the price reflecting the value for the withdrawn securities is $19.80 per share.

F5 · price: The sale price per share is estimated as of December 16, 2019 and is subject to adjustment. The final sales price per share will be determined pursuant to a valuation performed by an independent financial advisor retained by the reporting persons, with such valuation including an evaluation of trading discounts appropriate for large block transactions in equity securities with similar trading characteristics. If the final sales price per share is not $19.80, the reporting persons undertake to amend this Form 4 to provide the final sales price per share as determined by the independent financial advisor.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
OtherCommon Stock 2,020,000 $19.80 $39,996,000.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 14

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 17,385,775

F5 · kind: Pursuant to a "substitution of assets" provision in the applicable trust documents of the 2009 Gerdin Heartland Trust, 2,020,000 shares were withdrawn from the trust and contributed to the Ann S. Gerdin Revocable Trust, and assets having a value equal to the withdrawn securities were contributed to the 2009 Gerdin Heartland Trust in substitution for the withdrawn securities. To the extent that this substitution of assets is deemed to be a purchase, the price reflecting the value for the withdrawn securities is $19.80 per share.

F6 · price: The sale price per share is estimated as of December 16, 2019 and is subject to adjustment. The final sales price per share will be determined pursuant to a valuation performed by an independent financial advisor retained by the reporting person, with such valuation including an evaluation of trading discounts appropriate for large block transactions in equity securities with similar trading characteristics. If the final sales price per share is not $19.80, the reporting person undertakes to amend this Form 4 to provide the final sales price per share as determined by the independent financial advisor.

F4 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
OtherCommon Stock 2,020,000 $19.80 $39,996,000.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 13

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,040,485

F5 · kind: Pursuant to a "substitution of assets" provision in the applicable trust documents of the 2009 Gerdin Heartland Trust, 2,020,000 shares were withdrawn from the trust and contributed to the Ann S. Gerdin Revocable Trust, and assets having a value equal to the withdrawn securities were contributed to the 2009 Gerdin Heartland Trust in substitution for the withdrawn securities. To the extent that this substitution of assets is deemed to be a purchase, the price reflecting the value for the withdrawn securities is $19.80 per share.

F6 · price: The sale price per share is estimated as of December 16, 2019 and is subject to adjustment. The final sales price per share will be determined pursuant to a valuation performed by an independent financial advisor retained by the reporting person, with such valuation including an evaluation of trading discounts appropriate for large block transactions in equity securities with similar trading characteristics. If the final sales price per share is not $19.80, the reporting person undertakes to amend this Form 4 to provide the final sales price per share as determined by the independent financial advisor.

F3 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 445,849 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 6

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 9,060,485

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 603,318 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 5

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,365,775

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 830,592 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 4

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,762,457

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 603,318 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 12

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 15,365,775

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 830,592 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 11

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 14,762,457

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 445,849 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 10

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 9,060,485

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 603,318 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 9

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 2,547,247

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 445,849 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 8

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 3,150,565

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
December 07, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 830,592 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 7

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 3,596,414

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:20 UTC
Strain Christopher AlanVice Pres/CFO/Secretary
Tax withholdingCommon Stock 303 $22.10 $6,696.30
Disclosure

SEC source: 0001642771-19-000004 · wf-form4_157178279423825.xml · nonDerivative · entry 2

Strain Christopher Alan · CIK 0001642771 · Vice Pres/CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F2 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

F3 · balance_after: The total number of securities beneficially owned following reported transaction includes: (a) 12,172 unrestricted shares and (b) 2,500 unvested units from an award of 5,000 time-based restricted stock units granted 12/20/17.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:20 UTC
Strain Christopher AlanVice Pres/CFO/Secretary
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001642771-19-000004 · wf-form4_157178279423825.xml · nonDerivative · entry 1

Strain Christopher Alan · CIK 0001642771 · Vice Pres/CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,975

F1 · shares: The reporting person received 1,000 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan, as such plan may be amended from time to time. The award vested immediately.

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October 18, 2019 Filed Oct 22, 2019 22:16 UTC
Trimble Todd AllanVP of Southern Operations
Tax withholdingCommon Stock 147 $22.10 $3,248.70
Disclosure

SEC source: 0001668221-19-000002 · wf-form4_157178256825384.xml · nonDerivative · entry 2

Trimble Todd Allan · CIK 0001668221 · VP of Southern Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453

F2 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:16 UTC
Trimble Todd AllanVP of Southern Operations
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001668221-19-000002 · wf-form4_157178256825384.xml · nonDerivative · entry 1

Trimble Todd Allan · CIK 0001668221 · VP of Southern Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

F1 · shares: The reporting person received 500 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan, as such plan may be amended from time to time. The award vested immediately.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:12 UTC
EICKMAN KRIS ERICVP of Information Technology
Tax withholdingCommon Stock 171 $22.10 $3,779.10
Disclosure

SEC source: 0001735946-19-000002 · wf-form4_157178232769331.xml · nonDerivative · entry 2

EICKMAN KRIS ERIC · CIK 0001735946 · VP of Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,521

F2 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:12 UTC
EICKMAN KRIS ERICVP of Information Technology
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001735946-19-000002 · wf-form4_157178232769331.xml · nonDerivative · entry 1

EICKMAN KRIS ERIC · CIK 0001735946 · VP of Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,692

F1 · shares: The reporting person received 500 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan, as such plan may be amended from time to time. The award vested immediately.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:09 UTC
Rigdon Kent DarylVice President of Sales
Tax withholdingCommon Stock 151 $22.10 $3,337.10
Disclosure

SEC source: 0001668223-19-000004 · wf-form4_157178211341579.xml · nonDerivative · entry 2

Rigdon Kent Daryl · CIK 0001668223 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

F2 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 22:09 UTC
Rigdon Kent DarylVice President of Sales
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001668223-19-000004 · wf-form4_157178211341579.xml · nonDerivative · entry 1

Rigdon Kent Daryl · CIK 0001668223 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628

F1 · shares: The reporting person received 500 shares of Heartland Express, Inc. common stock as a grant of a restricted stock award plan. These shares represent a restricted stock award under the 2011 Restricted Stock Plan, as such plan may be amended from time to time. The award vested immediately.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 16:32 UTC SaleCommon Stock 44,944 $22.12 $994,363.53
Disclosure

SEC source: 0001591557-19-000002 · wf-form4_156839231596219.xml · nonDerivative · entry 1

Gordon Larry J. · CIK 0001591557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,159

F1 · price: The price reflects a weighted average sale price for multiple transactions ranging from 22.0700 to 22.2000 per share, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 13:44 UTC
Rigdon Kent DarylVice President of Sales
SaleCommon Stock 1,538 $20.09 $30,898.42
Disclosure

SEC source: 0001668223-19-000002 · wf-form4_155291667314184.xml · nonDerivative · entry 1

Rigdon Kent Daryl · CIK 0001668223 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 651,010 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 3

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 8,614,636

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 672,499 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 2

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,931,865

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:42 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 984,766 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000004 · wf-form4_157671253939874.xml · nonDerivative · entry 1

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,259,366

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 672,499 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 6

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 13,931,865

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 984,766 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 5

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 13,259,366

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 651,010 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 4

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 8,614,636

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 672,499 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 3

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 4,427,006

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 651,010 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 2

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 5,099,505

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
January 22, 2019 Filed Dec 18, 2019 23:49 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 984,766 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000004 · wf-form4_157671294651181.xml · nonDerivative · entry 1

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 5,750,515

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 23:24 UTC
Strain Christopher AlanVice Pres/CFO/Secretary
Tax withholdingCommon Stock 200 $18.33 $3,666.00
Disclosure

SEC source: 0001642771-19-000002 · wf-form4_154655783018010.xml · nonDerivative · entry 1

Strain Christopher Alan · CIK 0001642771 · Vice Pres/CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,975

F1 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person.

F2 · balance_after: The total number of securities beneficially owned following reported transaction includes: (a) 11,475 unrestricted shares and (b) 2,500 unvested units from an award of 5,000 time-based restricted stock units granted 12/20/17.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 469,509 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000002 · wf-form5_154871446001673.xml · nonDerivative · entry 6

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,963,626

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 539,605 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000002 · wf-form5_154871446001673.xml · nonDerivative · entry 5

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,274,600

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 745,004 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000002 · wf-form5_154871446001673.xml · nonDerivative · entry 4

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,734,995

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:27 UTC
Ann S. Gerdin Revocable Trust10% owner · Co-Trustee of 10% Owner
Janssen Angela KCo-Trustee of 10% Owner
Gerdin Ann S10% owner
Durr Julie JCo-Trustee of 10% Owner
GiftCommon Stock 1,094,411 $0.00 $0.00
Disclosure

SEC source: 0001664211-19-000002 · wf-form5_154871446001673.xml · nonDerivative · entry 3

Ann S. Gerdin Revocable Trust · CIK 0001664211 · 10% owner · Co-Trustee of 10% Owner

Janssen Angela K · CIK 0001664284 · Co-Trustee of 10% Owner

Gerdin Ann S · CIK 0001483283 · 10% owner

Durr Julie J · CIK 0001664207 · Co-Trustee of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,989,991

F1 · kind: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2 · ownership.direct: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:02 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 539,605 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000002 · wf-form5_154871295795385.xml · nonDerivative · entry 12

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 12,274,600

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:02 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 745,004 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000002 · wf-form5_154871295795385.xml · nonDerivative · entry 11

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 11,734,995

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F3 · ownership.nature: Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:02 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 539,605 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000002 · wf-form5_154871295795385.xml · nonDerivative · entry 10

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 6,735,281

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

Read SEC document
December 07, 2018 Filed Jan 28, 2019 22:02 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 745,004 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000002 · wf-form5_154871295795385.xml · nonDerivative · entry 9

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of GRATs

Disclosed balance after: 7,274,886

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F2 · ownership.nature: Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs.

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December 07, 2018 Filed Jan 28, 2019 22:02 UTC
GERDIN MICHAEL JDirector · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner
GiftCommon Stock 469,509 $0.00 $0.00
Disclosure

SEC source: 0001212393-19-000002 · wf-form5_154871295795385.xml · nonDerivative · entry 8

GERDIN MICHAEL J · CIK 0001212393 · Director · Chief Executive Officer · 10% owner · Co-Trustee of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee of Trust

Disclosed balance after: 7,963,626

F1 · kind: Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin.

F4 · ownership.nature: Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.