Last 12 months
Inside the activity.
1 purchase rows · 35 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 9 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2026 Filed Mar 12, 2026 23:57 UTC |
BARABE TIMOTHY CDirector
|
Exercise / conversionCommon Stock | 8,667 | $2.22 | $19,240.74 |
DisclosureSEC source: 0001464521-26-000028 · form4.xml · nonDerivative · entry 1 BARABE TIMOTHY C · CIK 0001237409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 23:55 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
SaleCommon Stock | 12,837 | $22.66 | $290,886.42 |
DisclosureSEC source: 0001464521-26-000026 · form4.xml · nonDerivative · entry 2 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 581,450 F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2025. Read SEC document |
| March 06, 2026 Filed Mar 12, 2026 23:55 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
GrantCommon Stock | 2,631 | $16.15 | $42,490.65 |
DisclosureSEC source: 0001464521-26-000026 · form4.xml · nonDerivative · entry 1 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 594,287 F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c). Read SEC document |
| March 06, 2026 Filed Aug 10, 2026 21:19 UTC |
Verghese VikramChief Financial Officer
|
GrantCommon Stock. | 671 | $16.15 | $10,836.65 |
DisclosureSEC source: 0001464521-26-000121 · form4.xml · nonDerivative · entry 1 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,534 F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).? The share balance reflects the Reporting Person's total current holdings immediately following the reported transaction. Read SEC document |
| March 06, 2026 Filed Aug 10, 2026 21:21 UTC |
Jones Marie L.Chief Accounting Officer
|
GrantCommon Stock. | 1,661 | $16.15 | $26,825.15 |
DisclosureSEC source: 0001464521-26-000123 · form4.xml · nonDerivative · entry 1 Jones Marie L. · CIK 0001968991 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,311 F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).? The share balance reflects the Reporting Person's total current holdings immediately following the reported transaction. Read SEC document |
| March 05, 2026 Filed Mar 7, 2026 01:18 UTC |
Cullivan Julie ADirector
|
SaleCommon Stock | 9,122 | $25.00 | $228,050.00 |
DisclosureSEC source: 0001464521-26-000024 · form4.xml · nonDerivative · entry 1 Cullivan Julie A · CIK 0001713207 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,291 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2025. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:14 UTC |
BARABE TIMOTHY CDirector
|
Exercise / conversionStock Option · Derivative | 2,497 | $0.00 Strike: $8.33 | $0.00 |
DisclosureSEC source: 0001464521-26-000022 · form4.xml · derivative · entry 2 BARABE TIMOTHY C · CIK 0001237409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,497 shares Expires 2032-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options are fully exercisable. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:14 UTC |
BARABE TIMOTHY CDirector
|
Exercise / conversionCommon Stock | 2,497 | $8.33 | $20,800.01 |
DisclosureSEC source: 0001464521-26-000022 · form4.xml · nonDerivative · entry 1 BARABE TIMOTHY C · CIK 0001237409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
Exercise / conversionStock Option · Derivative | 7,906 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · derivative · entry 11 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,527 Underlying: Common Stock · 7,906 shares Expires 2033-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. F6 · derivative.exercise_date: The option vests and becomes exercisable in monthly installments until July 1, 2027, subject to continued service through the applicable vesting date. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
Exercise / conversionStock Option · Derivative | 19,401 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · derivative · entry 10 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,433 Underlying: Common Stock · 19,401 shares Expires 2033-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. F6 · derivative.exercise_date: The option vests and becomes exercisable in monthly installments until July 1, 2027, subject to continued service through the applicable vesting date. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
Exercise / conversionStock Option · Derivative | 39,709 | $0.00 Strike: $8.33 | $0.00 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · derivative · entry 9 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,709 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. F5 · derivative.exercise_date: These stock options are fully exercisable. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
SaleCommon Stock | 65,153 | $24.49 | $1,595,486.21 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · nonDerivative · entry 4 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,034 F3 · kind: Includes the sale of 17,538 shares of common stock held and the option exercise and sale of 47,615 shares reported on this Form 4 that were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. F4 · price: This transaction was executed in multiple trades at price ranging from $22.90 to $26.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
Exercise / conversionCommon Stock | 7,906 | $2.22 | $17,551.32 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · nonDerivative · entry 3 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 141,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
Exercise / conversionCommon Stock | 39,709 | $8.33 | $330,775.97 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · nonDerivative · entry 2 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 133,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. Read SEC document |
| February 12, 2026 Filed Feb 18, 2026 01:07 UTC |
Rogers CampbellChief Medical Officer
|
Exercise / conversionCommon Stock | 19,401 | $2.22 | $43,070.22 |
DisclosureSEC source: 0001464521-26-000018 · form4.xml · nonDerivative · entry 1 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 12, 2025. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 01:24 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
SaleCommon Stock | 22,562 | $27.46 | $619,552.52 |
DisclosureSEC source: 0001464521-26-000014 · form4.xml · nonDerivative · entry 3 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 591,656 F3 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2025. F4 · price: This transaction was executed in multiple trades at price ranging from $26.74 to $29.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:18 UTC |
Verghese VikramChief Financial Officer
|
GrantStock Option · Derivative | 119,685 | $0.00 Strike: $27.74 | $0.00 |
DisclosureSEC source: 0001464521-26-000010 · form4.xml · derivative · entry 3 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,685 Underlying: Common Stock · 119,685 shares Expires 2036-02-06 F3 · derivative.exercise_date: The option vests 1/48 on each monthly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:18 UTC |
Verghese VikramChief Financial Officer
|
GrantCommon Stock. | 68,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001464521-26-000010 · form4.xml · nonDerivative · entry 2 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,863 F2 · shares: Represents restricted stock units ("RSUs"), with a vesting commencement date of February 6, 2026 (the "Vesting Commencement Date"). 1/16th of the RSUs vest on each quarterly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:18 UTC |
Verghese VikramChief Financial Officer
|
Tax withholdingCommon Stock. | 542 | $27.74 | $15,035.08 |
DisclosureSEC source: 0001464521-26-000010 · form4.xml · nonDerivative · entry 1 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,370 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:55 UTC |
Jones Marie L.Chief Accounting Officer, VP
|
GrantStock Option · Derivative | 37,795 | $0.00 Strike: $27.74 | $0.00 |
DisclosureSEC source: 0001464521-26-000016 · form4.xml · derivative · entry 3 Jones Marie L. · CIK 0001968991 · Chief Accounting Officer, VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,795 Underlying: Common Stock · 37,795 shares Expires 2036-02-06 F3 · derivative.exercise_date: The option vests 1/48 on each monthly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:55 UTC |
Jones Marie L.Chief Accounting Officer, VP
|
GrantCommon Stock. | 21,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001464521-26-000016 · form4.xml · nonDerivative · entry 2 Jones Marie L. · CIK 0001968991 · Chief Accounting Officer, VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,650 F2 · shares: Represents restricted stock units ("RSUs"), with a vesting commencement date of February 6, 2026 (the "Vesting Commencement Date"). 1/16th of the RSUs vest on each quarterly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:55 UTC |
Jones Marie L.Chief Accounting Officer, VP
|
Tax withholdingCommon Stock. | 94 | $27.74 | $2,607.56 |
DisclosureSEC source: 0001464521-26-000016 · form4.xml · nonDerivative · entry 1 Jones Marie L. · CIK 0001968991 · Chief Accounting Officer, VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,021 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:24 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
GrantStock Option · Derivative | 321,259 | $0.00 Strike: $27.74 | $0.00 |
DisclosureSEC source: 0001464521-26-000014 · form4.xml · derivative · entry 4 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 321,259 Underlying: Common Stock · 321,259 shares Expires 2036-02-06 F5 · derivative.exercise_date: The option vests 1/48 on each monthly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:24 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
GrantCommon Stock | 183,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001464521-26-000014 · form4.xml · nonDerivative · entry 2 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 614,218 F2 · shares: Represents restricted stock units ("RSUs"), with a vesting commencement date of February 6, 2026 (the "Vesting Commencement Date"). 1/16th of the RSUs vest on each quarterly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:24 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,541 | $27.74 | $42,747.34 |
DisclosureSEC source: 0001464521-26-000014 · form4.xml · nonDerivative · entry 1 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 430,368 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:21 UTC |
Rogers CampbellChief Medical Officer
|
GrantStock Option · Derivative | 94,488 | $0.00 Strike: $27.74 | $0.00 |
DisclosureSEC source: 0001464521-26-000012 · form4.xml · derivative · entry 7 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,488 Underlying: Common Stock · 94,488 shares Expires 2036-02-06 F3 · derivative.exercise_date: The option vests 1/48 on each monthly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:21 UTC |
Rogers CampbellChief Medical Officer
|
GrantCommon Stock | 54,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001464521-26-000012 · form4.xml · nonDerivative · entry 2 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,171 F2 · shares: Represents restricted stock units ("RSUs"), with a vesting commencement date of February 6, 2026 (the "Vesting Commencement Date"). 1/16th of the RSUs vest on each quarterly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. Read SEC document |
| February 06, 2026 Filed Feb 11, 2026 01:21 UTC |
Rogers CampbellChief Medical Officer
|
Tax withholdingCommon Stock | 515 | $27.74 | $14,286.10 |
DisclosureSEC source: 0001464521-26-000012 · form4.xml · nonDerivative · entry 1 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,098 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| February 05, 2026 Filed Feb 7, 2026 02:42 UTC |
Cullivan Julie ADirector
|
SaleCommon Stock | 8,000 | $27.32 | $218,560.00 |
DisclosureSEC source: 0001464521-26-000008 · form4.xml · nonDerivative · entry 1 Cullivan Julie A · CIK 0001713207 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,413 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2025. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:58 UTC |
BCLS Fund III Investments GP, LLC10% owner
BCLS Fund III Investments, LP10% owner
|
SaleCommon Stock | 2,000,000 | $28.05 | $56,100,000.00 |
DisclosureSEC source: 0001193125-26-041349 · ownership.xml · nonDerivative · entry 1 Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner Bain Capital Life Sciences III General Partner, LLC · CIK 0001952106 · 10% owner Bain Capital Life Sciences Fund III, L.P. · CIK 0001875273 · 10% owner BCLS Fund III Investments GP, LLC · CIK 0001952080 · 10% owner BCLS Fund III Investments, LP · CIK 0001952107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 10,448,158 F1 · ownership.nature: Represents securities held directly by BCLS Fund III Investments, LP ("BCLS Fund III Investments"). F2 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences III General Partner, LLC ("BCLS Fund III GP"), which is the general partner of Bain Capital Life Sciences Fund III, L.P. ("BCLS Fund III"), which is the managing member of BCLS Fund III Investments GP, LLC ("BCLS Fund III Investments GP"), which is the general partner of BCLS Fund III Investments. As a result, each of BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Investments GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Fund III Investments. BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Investments GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 23:43 UTC |
Lightcap Jeffrey CDirector
|
PurchaseCommon Stock | 40,000 | $26.34 | $1,053,680.00 |
DisclosureSEC source: 0001464521-25-000039 · form4.xml · nonDerivative · entry 1 Lightcap Jeffrey C · CIK 0001519465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 F1 · price: This transaction was executed in multiple trades at price ranging from $25.645 to $26.750. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2025 Filed Nov 13, 2025 01:40 UTC |
Verghese VikramChief Financial Officer
|
Tax withholdingCommon Stock. | 471 | $32.56 | $15,335.76 |
DisclosureSEC source: 0001464521-25-000029 · form4.xml · nonDerivative · entry 1 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,912 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| November 07, 2025 Filed Nov 13, 2025 01:46 UTC |
Rogers CampbellChief Medical Officer
|
Tax withholdingCommon Stock | 439 | $32.56 | $14,293.84 |
DisclosureSEC source: 0001464521-25-000033 · form4.xml · nonDerivative · entry 1 Rogers Campbell · CIK 0001585724 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,613 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| November 07, 2025 Filed Nov 13, 2025 01:43 UTC |
Farquhar John C.M.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,339 | $32.56 | $43,597.84 |
DisclosureSEC source: 0001464521-25-000031 · form4.xml · nonDerivative · entry 1 Farquhar John C.M. · CIK 0001900415 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,909 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| November 07, 2025 Filed Nov 13, 2025 01:34 UTC |
Jones Marie L.Chief Accounting Officer, VP
|
Tax withholdingCommon Stock. | 81 | $32.56 | $2,637.36 |
DisclosureSEC source: 0001464521-25-000027 · form4.xml · nonDerivative · entry 1 Jones Marie L. · CIK 0001968991 · Chief Accounting Officer, VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,115 F1 · shares: Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:01 UTC |
Verghese VikramChief Financial Officer
|
ConversionConvertible Promissory Note · Derivative | 9,516 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001628280-25-039734 · wk-form4_1754960465.xml · derivative · entry 4 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F2 · derivative.exercise_date: Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F2 · derivative.expiration_date: Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:01 UTC |
Verghese VikramChief Financial Officer
|
ConversionCommon Stock. | 9,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039734 · wk-form4_1754960465.xml · nonDerivative · entry 2 Verghese Vikram · CIK 0002079946 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionConvertible Promissory Note · Derivative | 16,447 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 22 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F5 · derivative.exercise_date: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F5 · derivative.expiration_date: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionConvertible Promissory Note · Derivative | 1,655 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 21 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F5 · derivative.exercise_date: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F5 · derivative.expiration_date: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionConvertible Promissory Note · Derivative | 51,736 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 20 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By U.S. Venture Partners X, L.P. Disclosed balance after: 0 Underlying: Common Stock · 51,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F5 · derivative.exercise_date: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F5 · derivative.expiration_date: Upon the closing of Heartflow's initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries F Preferred Stock · Derivative | 37,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 19 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 37,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · shares: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · price: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · derivative.exercise_date: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · derivative.expiration_date: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries F Preferred Stock · Derivative | 1,164,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 18 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By U.S. Venture Partners X, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,164,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · shares: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · price: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · derivative.exercise_date: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F4 · derivative.expiration_date: Each share of Series F preferred stock automatically converted into approximately 0.3425 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries D Preferred Stock · Derivative | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 17 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · shares: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.exercise_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.expiration_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries D Preferred Stock · Derivative | 323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 16 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · shares: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.exercise_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.expiration_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries D Preferred Stock · Derivative | 80,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 15 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By U.S. Venture Partners X, L.P. Disclosed balance after: 0 Underlying: Common Stock · 80,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · shares: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.exercise_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.expiration_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries D Preferred Stock · Derivative | 10,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 14 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By U.S. Venture Partners X, L.P. Disclosed balance after: 0 Underlying: Common Stock · 10,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · shares: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · price: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.exercise_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F3 · derivative.expiration_date: Each share of Series D preferred stock automatically converted into approximately 0.6467 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries C Preferred Stock · Derivative | 21,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 13 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 21,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · shares: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · price: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · derivative.exercise_date: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · derivative.expiration_date: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
|
ConversionSeries C Preferred Stock · Derivative | 665,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 12 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By U.S. Venture Partners X, L.P. Disclosed balance after: 0 Underlying: Common Stock · 665,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · shares: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · price: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · derivative.exercise_date: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F2 · derivative.expiration_date: Each share of Series C preferred stock automatically converted into approximately 0.5764 shares of Heartflow's common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
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ConversionSeries B-2 Preferred Stock · Derivative | 7,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 11 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 7,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · shares: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · price: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · derivative.exercise_date: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · derivative.expiration_date: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 01:00 UTC |
Tansey Casey MDirector
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ConversionSeries B-2 Preferred Stock · Derivative | 10,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-039730 · wk-form4_1754960439.xml · derivative · entry 10 Tansey Casey M · CIK 0001474322 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By USVP X Affiliates, L.P. Disclosed balance after: 0 Underlying: Common Stock · 10,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · shares: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · price: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · derivative.exercise_date: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F1 · derivative.expiration_date: Each share of Series B-1 preferred stock and Series B-2 preferred stock automatically converted into approximately 0.4031 shares of Heartflow, Inc.'s ("Heartflow") common stock immediately prior to the closing of Heartflow's initial public offering. These shares are reported in Table II above on an as-converted basis. F6 · ownership.nature: Presidio Management Group X, L.L.C. ("PMG X") is the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. The Reporting Person, Steven M. Krausz, Richard W. Lewis, Jonathan D. Root and Irwin Federman are the managing members of PMG X, and share voting and dispositive power with respect to the shares held by U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. Each of the managing members of PMG X disclaims beneficial ownership of such holdings, except to the extent of their pecuniary interest in the shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.