Tapewire

Nasdaq · USD

HSTM

HEALTHSTREAM INC

Export transactions ↓
Tapewire entity
5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 1, 2018 20:18 UTC SaleCommon Stock 10,452 $24.06 $251,487.66
Disclosure

SEC source: 0001209191-18-014872 · doc4.xml · nonDerivative · entry 3

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,363

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.9310 to $24.0685. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 20:18 UTC Exercise / conversionCommon Stock 15,000 $12.23 $183,450.00
Disclosure

SEC source: 0001209191-18-014872 · doc4.xml · nonDerivative · entry 2

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 20:18 UTC Exercise / conversionCommon Stock 11,250 $5.99 $67,387.50
Disclosure

SEC source: 0001209191-18-014872 · doc4.xml · nonDerivative · entry 1

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 10

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 9

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 8

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 7

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 6

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 5

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionCommon Stock 15,000 $12.23 $183,450.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · nonDerivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionCommon Stock 15,000 $4.66 $69,900.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · nonDerivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:23 UTC Exercise / conversionCommon Stock 6,000 $2.99 $17,940.00
Disclosure

SEC source: 0001209191-18-014363 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:05 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,800 $0.00 Strike: $11.97 $0.00
Disclosure

SEC source: 0001209191-18-014362 · doc4.xml · derivative · entry 2

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2019-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 17:05 UTC
Collier Michael ManningSVP, BusDev and GenCounsel
Exercise / conversionCommon Stock 2,800 $11.97 $33,516.00
Disclosure

SEC source: 0001209191-18-014362 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · SVP, BusDev and GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
SaleCommon Stock 14,145 $24.27 $343,340.17
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · nonDerivative · entry 3

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,546

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.00 to $24.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 19:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-013296 · doc4.xml · derivative · entry 5

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 19:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-013296 · doc4.xml · derivative · entry 4

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 19:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-013296 · doc4.xml · derivative · entry 3

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 19:39 UTC SaleCommon Stock 15,000 $24.41 $366,133.50
Disclosure

SEC source: 0001209191-18-013296 · doc4.xml · nonDerivative · entry 2

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,006

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.29 to $24.45. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 19:39 UTC Exercise / conversionCommon Stock 15,000 $12.23 $183,450.00
Disclosure

SEC source: 0001209191-18-013296 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 17:47 UTC
Doster JeffreyChief Information Officer
SaleCommon Stock 10,000 $24.57 $245,659.00
Disclosure

SEC source: 0001209191-18-013256 · doc4.xml · nonDerivative · entry 1

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,235

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.31 to $25.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · derivative · entry 7

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · derivative · entry 6

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · derivative · entry 5

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · derivative · entry 4

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
SaleCommon Stock 10,855 $24.38 $264,618.85
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · nonDerivative · entry 2

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,691

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.29 to $24.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:00 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionCommon Stock 25,000 $7.66 $191,500.00
Disclosure

SEC source: 0001209191-18-014089 · doc4.xml · nonDerivative · entry 1

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · derivative · entry 7

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · derivative · entry 6

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · derivative · entry 5

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · derivative · entry 4

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,750 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · derivative · entry 3

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,750 shares

Expires 2018-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionCommon Stock 20,000 $3.58 $71,600.00
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · nonDerivative · entry 2

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2018 Filed Jan 19, 2018 22:45 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionCommon Stock 9,750 $3.15 $30,712.50
Disclosure

SEC source: 0001209191-18-004636 · doc4.xml · nonDerivative · entry 1

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 10

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 9

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 8

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 7

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 6

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 5

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 4

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · derivative · entry 3

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionCommon Stock 25,000 $7.66 $191,500.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · nonDerivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 14:27 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionCommon Stock 20,000 $3.58 $71,600.00
Disclosure

SEC source: 0001209191-18-003512 · doc4.xml · nonDerivative · entry 1

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 10

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 9

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 8

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 7

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 22:34 UTC
Doster JeffreyChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001209191-18-003140 · doc4.xml · derivative · entry 6

Doster Jeffrey · CIK 0001435609 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.