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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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Tapewire entity
5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2022 Filed Mar 9, 2022 22:09 UTC GiftCommon Stock Holding 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005717 · rdgdoc.xml · nonDerivative · entry 2

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,778

Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:09 UTC GiftCommon Stock Holding 400 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005717 · rdgdoc.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,978

Read SEC document
February 24, 2022 Filed Feb 24, 2022 21:08 UTC
McQuigg Michael ScottSenior Vice President
PurchaseCommon Stock Holding 500 $19.12 $9,560.00
Disclosure

SEC source: 0001437749-22-004324 · rdgdoc.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.07 to $19.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 31, 2022 Filed Jan 31, 2022 22:52 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002006 · rdgdoc.xml · derivative · entry 3

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Underlying: Common Stock · 1,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 29, 2020, 20% vest on January 29, 2021, 30% vest on January 29, 2022, and the remaining 35% vest on January 29, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2022 Filed Jan 31, 2022 22:52 UTC
McQuigg Michael ScottSenior Vice President
Tax withholdingCommon Stock Holding 579 $24.45 $14,156.55
Disclosure

SEC source: 0001437749-22-002006 · rdgdoc.xml · nonDerivative · entry 2

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 31, 2022 Filed Jan 31, 2022 22:52 UTC
McQuigg Michael ScottSenior Vice President
Exercise / conversionCommon Stock Holding 1,950 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002006 · rdgdoc.xml · nonDerivative · entry 1

McQuigg Michael Scott · CIK 0001766223 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
January 31, 2022 Filed Jan 31, 2022 22:50 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002002 · rdgdoc.xml · derivative · entry 3

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014

Underlying: Common Stock · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 26, 2022, 20% vest on January 26, 2023, 30% vest on January 26, 2024, and the remaining 35% vest on January 26, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 31, 2022 Filed Jan 31, 2022 22:50 UTC
Fenstermacher ScottSenior Vice President
Tax withholdingCommon Stock Holding 127 $24.45 $3,105.15
Disclosure

SEC source: 0001437749-22-002002 · rdgdoc.xml · nonDerivative · entry 2

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,959

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 31, 2022 Filed Jan 31, 2022 22:50 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionCommon Stock Holding 356 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002002 · rdgdoc.xml · nonDerivative · entry 1

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
January 08, 2022 Filed Jan 10, 2022 12:19 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-000628 · rdgdoc.xml · derivative · entry 3

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906

Underlying: Common Stock · 1,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on January 8, 2022, 20% vest on January 8, 2023, 30% vest on January 8, 2024, and the remaining 35% vest on January 8, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
January 08, 2022 Filed Jan 10, 2022 12:19 UTC
O'Hara Kevin PSenior Vice President
Tax withholdingCommon Stock Holding 362 $25.62 $9,274.44
Disclosure

SEC source: 0001437749-22-000628 · rdgdoc.xml · nonDerivative · entry 2

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
January 08, 2022 Filed Jan 10, 2022 12:19 UTC
O'Hara Kevin PSenior Vice President
Exercise / conversionCommon Stock Holding 1,219 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-000628 · rdgdoc.xml · nonDerivative · entry 1

O'Hara Kevin P · CIK 0001390240 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 29, 2021 Filed Dec 29, 2021 22:46 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
Disposition to issuerCommon Stock Holding 93,607 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-029423 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762,843

F1 · shares: On December 29, 2021, Robert A. Frist, Jr., the chief executive officer and chairman of HealthStream, Inc. (the "Company"), contributed 86,494 of his shares of Company common stock to the Company without any consideration paid to Mr. Frist. This contribution is for the benefit of over 1,000 employees, excluding executives, vice presidents, or associate vice presidents. The Company has approved the grant of that same number of shares contributed by Mr. Frist under its 2016 Omnibus Incentive Plan to these employees. It is contemplated that these shares, which will not be subject to any vesting conditions, will be issued on December 29, 2021. In addition, on December 29, 2021, Mr. Frist contributed an additional 7,113 shares to the Company, without consideration paid to Mr. Frist, which amount is equivalent to the estimated Company costs associated with the equity grants, such as administrative expenses and employer payroll taxes, which will be associated with the grants.

Read SEC document
December 20, 2021 Filed Jan 12, 2022 22:31 UTC
FRIST ROBERT A JRDirector · CEO and Chairman · 10% owner
GiftCommon Stock Holding 8,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-000819 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754,343

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:05 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-028539 · rdgdoc.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225

Underlying: Common Stock · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on December 14, 2019, 20% vest on December 14, 2020, 30% vest on December 14, 2021, and the remaining 35% vest on December 14, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:05 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock Holding 256 $24.87 $6,366.72
Disclosure

SEC source: 0001437749-21-028539 · rdgdoc.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,082

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:05 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock Holding 1,050 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-028539 · rdgdoc.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 22:17 UTC GrantCommon Stock Holding 229 $24.61 $5,635.69
Disclosure

SEC source: 0001437749-21-028432 · rdgdoc.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,950

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 22:16 UTC GrantCommon Stock Holding 229 $24.61 $5,635.69
Disclosure

SEC source: 0001437749-21-028429 · rdgdoc.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,782

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 22:15 UTC GrantCommon Stock Holding 229 $24.61 $5,635.69
Disclosure

SEC source: 0001437749-21-028427 · rdgdoc.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,476

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 22:14 UTC
GORDON FRANKDirector
GrantCommon Stock Holding 203 $24.61 $4,995.83
Disclosure

SEC source: 0001437749-21-028426 · rdgdoc.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,478

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 01:06 UTC
GORDON FRANKDirector
PurchaseCommon Stock Holding 2,000 $25.03 $50,050.00
Disclosure

SEC source: 0001437749-21-027186 · rdgdoc.xml · nonDerivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Frank E. Gordon 2003 Family Trust

Disclosed balance after: 2,000

F2 · ownership.nature: The reported shares were purchased for the benefit of the reporting person's family. The reporting person's brother is trustee of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of all these reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 01:06 UTC
GORDON FRANKDirector
PurchaseCommon Stock Holding 2,000 $25.03 $50,050.00
Disclosure

SEC source: 0001437749-21-027186 · rdgdoc.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial account for minor child - Taylor K. Gordon

Disclosed balance after: 2,000

F1 · ownership.nature: The reported shares were purchased for a custodial account, Frank Gordon as custodian for Taylor K. Gordon. The reporting person disclaims beneficial ownership of, and any pecuniary interest in, these securities, and this report shall not be deemed an admission that the reporting person is the owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:56 UTC Exercise / conversionRestricted Share Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057000 · doc4.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:56 UTC Tax withholdingCommon Stock 171 $29.28 $5,006.88
Disclosure

SEC source: 0001209191-21-057000 · doc4.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,586

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:56 UTC Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057000 · doc4.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:54 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056999 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:54 UTC
Collier Michael ManningSenior Vice President
Tax withholdingCommon Stock 122 $29.28 $3,572.16
Disclosure

SEC source: 0001209191-21-056999 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,090

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:54 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056999 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:13 UTC
GORDON FRANKDirector
GrantCommon Stock 200 $29.93 $5,986.00
Disclosure

SEC source: 0001209191-21-055671 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,275

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:12 UTC GrantCommon Stock 188 $29.93 $5,626.84
Disclosure

SEC source: 0001209191-21-055670 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,247

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:11 UTC GrantCommon Stock 313 $29.93 $9,368.09
Disclosure

SEC source: 0001209191-21-055668 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,553

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:10 UTC GrantCommon Stock 188 $29.93 $5,626.84
Disclosure

SEC source: 0001209191-21-055666 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,721

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:04 UTC SaleCommon Stock 1,000 $30.35 $30,346.60
Disclosure

SEC source: 0001209191-21-051642 · doc4.xml · nonDerivative · entry 1

Taylor Tate Deborah · CIK 0001500801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,378

F1 · price: This transaction was executed in multiple trades at prices ranging from $30.30 to $30.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:04 UTC
Coady Trisha LSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051641 · doc4.xml · derivative · entry 3

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:04 UTC
Coady Trisha LSenior Vice President
Tax withholdingCommon Stock 273 $30.54 $8,337.42
Disclosure

SEC source: 0001209191-21-051641 · doc4.xml · nonDerivative · entry 2

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,288

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:04 UTC
Coady Trisha LSenior Vice President
Exercise / conversionCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051641 · doc4.xml · nonDerivative · entry 1

Coady Trisha L · CIK 0001759379 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:03 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051640 · doc4.xml · derivative · entry 3

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on August 16, 2018, 20% vest on August 16, 2019, 30% vest on August 16, 2020, and the remaining 35% vest on August 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:03 UTC
Collier Michael ManningSenior Vice President
Tax withholdingCommon Stock 384 $30.54 $11,727.36
Disclosure

SEC source: 0001209191-21-051640 · doc4.xml · nonDerivative · entry 2

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,712

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:03 UTC
Collier Michael ManningSenior Vice President
Exercise / conversionCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051640 · doc4.xml · nonDerivative · entry 1

Collier Michael Manning · CIK 0001715401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

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July 27, 2021 Filed Jul 28, 2021 13:12 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048399 · doc4.xml · derivative · entry 3

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 1,085 RSU's vest on July 27, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:12 UTC
Fenstermacher ScottSenior Vice President
Tax withholdingCommon Stock 331 $29.43 $9,741.33
Disclosure

SEC source: 0001209191-21-048399 · doc4.xml · nonDerivative · entry 2

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,730

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:12 UTC
Fenstermacher ScottSenior Vice President
Exercise / conversionCommon Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048399 · doc4.xml · nonDerivative · entry 1

Fenstermacher Scott · CIK 0001840759 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:11 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 2,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048397 · doc4.xml · derivative · entry 3

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on July 27, 2018, 20% vest on July 27, 2019, 30% vest on July 27, 2020, and the remaining 35% vest on July 27, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:11 UTC
Cunningham JeffChief Technology Officer
Tax withholdingCommon Stock 682 $29.43 $20,071.26
Disclosure

SEC source: 0001209191-21-048397 · doc4.xml · nonDerivative · entry 2

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,851

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:11 UTC
Cunningham JeffChief Technology Officer
Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048397 · doc4.xml · nonDerivative · entry 1

Cunningham Jeff · CIK 0001712119 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 23:08 UTC GrantCommon Stock 401 $26.49 $10,622.49
Disclosure

SEC source: 0001209191-21-039644 · doc4.xml · nonDerivative · entry 1

STEAD WILLIAM · CIK 0001217355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 22:41 UTC
GORDON FRANKDirector
GrantCommon Stock 378 $26.49 $10,013.22
Disclosure

SEC source: 0001209191-21-039624 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,075

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 22:36 UTC GrantCommon Stock 401 $26.49 $10,622.49
Disclosure

SEC source: 0001209191-21-039622 · doc4.xml · nonDerivative · entry 1

SHMERLING MICHAEL D · CIK 0001141207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,240

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 22:32 UTC GrantCommon Stock 401 $26.49 $10,622.49
Disclosure

SEC source: 0001209191-21-039620 · doc4.xml · nonDerivative · entry 1

REBROVICK LINDA · CIK 0001217283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,059

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.