Last 12 months
Inside the activity.
2 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 8 |
| May 2026 | 2 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2018 Filed Aug 24, 2018 01:48 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 1,000 | $14.72 | $14,720.00 |
DisclosureSEC source: 0000899243-18-023185 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,754 F1 · price: Purchase price represents a weighted average price for all shares purchased on this day, which are within a $1.00 range. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 22:31 UTC |
Lusk KirkChief Financial Officer
|
PurchaseCommon Stock | 3,500 | $14.31 | $50,101.80 |
DisclosureSEC source: 0000899243-18-022157 · doc4.xml · nonDerivative · entry 1 Lusk Kirk · CIK 0001730226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,331 Read SEC document |
| August 10, 2018 Filed Jan 3, 2019 23:25 UTC Amendment |
Lusk KirkChief Financial Officer
|
PurchaseCommon Stock | 3,500 | $14.31 | $50,101.80 |
DisclosureSEC source: 0000899243-19-000324 · doc4a.xml · nonDerivative · entry 1 Lusk Kirk · CIK 0001730226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,331 F1 · balance_after: This Form 4/A is being filed to correct the amount of securities beneficially owned following the reported transaction to include the grant of restricted stock previously reported on the Reporting Person's Form 4/A filed on February 5, 2018. Of this amount, 75,000 represents shares of restricted stock that vest in five equal installments on each of January 1, 2019, 2020, 2021, 2022 and 2023. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 18:34 UTC |
WIDDICOMBE RICHARD ADirector · President
|
PurchaseCommon Stock | 5,000 | $14.36 | $71,809.50 |
DisclosureSEC source: 0000899243-18-022161 · doc4.xml · nonDerivative · entry 1 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,778 Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 22:31 UTC |
Lucas BruceDirector · Chairman & CEO
|
PurchaseCommon Stock | 7,000 | $14.46 | $101,207.40 |
DisclosureSEC source: 0000899243-18-022156 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,873 Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:05 UTC |
Martindale Steven C.Director
|
PurchaseCommon Stock | 2,039 | $15.08 | $30,748.12 |
DisclosureSEC source: 0000899243-18-021920 · doc4.xml · nonDerivative · entry 1 Martindale Steven C. · CIK 0001676072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:05 UTC |
Martindale Steven C.Director
|
PurchaseCommon Stock | 1,000 | $16.68 | $16,680.00 |
DisclosureSEC source: 0000899243-18-013062 · doc4.xml · nonDerivative · entry 1 Martindale Steven C. · CIK 0001676072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| May 14, 2018 Filed May 15, 2018 11:01 UTC |
Lucas BruceDirector · Chairman & CEO
|
PurchaseCommon Stock | 3,000 | $16.86 | $50,585.40 |
DisclosureSEC source: 0000899243-18-012816 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,873 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $16.70 and $17.02 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| March 23, 2018 Filed Mar 28, 2018 00:44 UTC |
Lucas BruceDirector · Chairman & CEO
|
PurchaseCommon Stock | 6,200 | $16.06 | $99,569.52 |
DisclosureSEC source: 0000899243-18-008664 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,873 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $15.96 and $16.12 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. F2 · balance_after: Includes 73,294 shares previously held through the Alec Lucas Trust which were distributed to the reporting person on July 15, 2016 and are now owned directly. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 02:31 UTC |
Lusk KirkChief Financial Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002774 · doc4.xml · nonDerivative · entry 1 Lusk Kirk · CIK 0001730226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| January 31, 2018 Filed Feb 6, 2018 02:30 UTC Amendment |
Lusk KirkChief Financial Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002963 · doc4a.xml · nonDerivative · entry 1 Lusk Kirk · CIK 0001730226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: This Form 4/A is being filed to correct the number of shares of restricted stock awarded to Mr. Lusk, which inadvertently included only the amount vesting on the first vesting date. F2 · shares: Represents a grant of restricted stock pursuant to the Heritage Insurance Holdings, Inc. Omnibus Incentive Plan. The restricted stock vests in five equal annual installments of 15,000 shares beginning on January 31, 2019. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:25 UTC |
Pappas Nicholas GeorgeDirector
|
SaleCommon Stock | 2,850 | $17.90 | $51,015.00 |
DisclosureSEC source: 0000899243-18-000304 · doc4.xml · nonDerivative · entry 1 Pappas Nicholas George · CIK 0001607911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,745 F1 · ownership.direct: Shares of common stock reported on this line are held jointly by Mr. Pappas and his father. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:13 UTC |
WIDDICOMBE RICHARD ADirector · President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,965 | $0.00 Strike: $16.89 | $0.00 |
DisclosureSEC source: 0000899243-17-027802 · doc4.xml · derivative · entry 2 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,035 Underlying: Common Stock · 4,965 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. Fifty percent (50%) of the shares originally subject to the option became exercisable at the first vesting date, and the remaining fifty percent (50%) became exercisable on April 30, 2015. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:13 UTC |
WIDDICOMBE RICHARD ADirector · President
|
Exercise / conversionCommon Stock | 4,965 | $16.89 | $83,858.85 |
DisclosureSEC source: 0000899243-17-027802 · doc4.xml · nonDerivative · entry 1 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:05 UTC |
Lucas BruceDirector · Chairman & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 17,762 | $0.00 Strike: $16.89 | $0.00 |
DisclosureSEC source: 0000899243-17-027793 · doc4.xml · derivative · entry 4 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,238 Underlying: Common Stock · 17,762 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Date at which first vesting occurs is indicated. Fifty percent (50%) of the shares originally subject to the option became exercisable at the first vesting date, and the remaining fifty percent (50%) became exercisable on April 30, 2015. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:05 UTC |
Lucas BruceDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 17,762 | $16.89 | $300,000.18 |
DisclosureSEC source: 0000899243-17-027793 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:06 UTC |
Garateix Ernie JChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,953 | $0.00 Strike: $16.89 | $0.00 |
DisclosureSEC source: 0000899243-17-027797 · doc4.xml · derivative · entry 2 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,047 Underlying: Common Stock · 1,953 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. Fifty percent (50%) of the shares originally subject to the option became exercisable at the first vesting date, and the remaining fifty percent (50%) became exercisable on April 30, 2015. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:06 UTC |
Garateix Ernie JChief Operating Officer
|
Exercise / conversionCommon Stock | 1,953 | $16.89 | $32,986.17 |
DisclosureSEC source: 0000899243-17-027797 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 16:05 UTC |
WIDDICOMBE RICHARD ADirector · President
|
Tax withholdingCommon Stock | 18,799 | $17.41 | $327,290.59 |
DisclosureSEC source: 0000899243-17-026969 · doc4.xml · nonDerivative · entry 1 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,813 F1 · shares: Shares withheld by the Company to satisfy minimum withholding requirements. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:05 UTC |
Lucas BruceDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 56,398 | $17.41 | $981,889.18 |
DisclosureSEC source: 0000899243-17-026970 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,197 F1 · shares: Shares withheld by the Company to satisfy minimum withholding requirements. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:05 UTC |
Garateix Ernie JChief Operating Officer
|
Tax withholdingCommon Stock | 11,868 | $17.41 | $206,621.88 |
DisclosureSEC source: 0000899243-17-026968 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,801 F1 · shares: Shares withheld by the Company to satisfy minimum withholding requirements. Read SEC document |
| October 03, 2017 Filed Feb 14, 2018 18:17 UTC |
Barlas IriniDirector
|
OtherCommon Stock | 22 | $13.93 | $306.55 |
DisclosureSEC source: 0000899243-18-003815 · doc5.xml · nonDerivative · entry 2 Barlas Irini · CIK 0001616723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,022 F2 · kind: This small acquisition on October 3, 2017 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F3 · ownership.nature: Shares of common stock reported on this line are held by Ms. Barlas' spouse. Read SEC document |
| October 03, 2017 Filed Feb 14, 2018 18:17 UTC |
Barlas IriniDirector
|
OtherCommon Stock | 40 | $13.93 | $557.36 |
DisclosureSEC source: 0000899243-18-003815 · doc5.xml · nonDerivative · entry 1 Barlas Irini · CIK 0001616723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,240 F1 · kind: This small acquisition on October 3, 2017 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 23:29 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 250 | $9.95 | $2,487.50 |
DisclosureSEC source: 0000899243-17-021560 · doc4.xml · nonDerivative · entry 3 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,669 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 23:29 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 250 | $9.77 | $2,443.58 |
DisclosureSEC source: 0000899243-17-021560 · doc4.xml · nonDerivative · entry 2 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,419 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $9.77 and $9.78 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 23:29 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 200 | $11.24 | $2,248.00 |
DisclosureSEC source: 0000899243-17-021560 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,169 Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 21:02 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 100 | $11.46 | $1,146.00 |
DisclosureSEC source: 0000899243-17-021309 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,969 Read SEC document |
| August 25, 2017 Filed Aug 25, 2017 17:24 UTC |
WIDDICOMBE RICHARD ADirector · President
|
PurchaseCommon Stock | 16,500 | $11.32 | $186,747.00 |
DisclosureSEC source: 0000899243-17-021037 · doc4.xml · nonDerivative · entry 1 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,612 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.29 and $11.34 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| August 25, 2017 Filed Aug 25, 2017 21:24 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 200 | $11.24 | $2,248.00 |
DisclosureSEC source: 0000899243-17-021035 · doc4.xml · nonDerivative · entry 3 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,869 Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 21:24 UTC |
Vattamattam JosephDirector
|
PurchaseCommon Stock | 2,000 | $11.52 | $23,047.60 |
DisclosureSEC source: 0000899243-17-021036 · doc4.xml · nonDerivative · entry 1 Vattamattam Joseph · CIK 0001607784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,441 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.52 and $11.56 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 21:24 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 100 | $11.38 | $1,138.00 |
DisclosureSEC source: 0000899243-17-021035 · doc4.xml · nonDerivative · entry 2 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,669 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:24 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 200 | $11.46 | $2,292.00 |
DisclosureSEC source: 0000899243-17-021035 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,569 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 20:21 UTC |
Vattamattam JosephDirector
|
PurchaseCommon Stock | 1,000 | $11.44 | $11,440.00 |
DisclosureSEC source: 0000899243-17-020919 · doc4.xml · nonDerivative · entry 1 Vattamattam Joseph · CIK 0001607784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,441 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:34 UTC |
Masiello JamesDirector
|
PurchaseCommon Stock | 10,000 | $11.71 | $117,128.00 |
DisclosureSEC source: 0000899243-17-020622 · doc4.xml · nonDerivative · entry 1 Masiello James · CIK 0001607896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,795 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 09:09 UTC |
WIDDICOMBE RICHARD ADirector · President
|
PurchaseCommon Stock | 25,800 | $11.53 | $297,584.94 |
DisclosureSEC source: 0000899243-17-020192 · doc4.xml · nonDerivative · entry 1 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,112 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.51 and $11.61 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 13:07 UTC |
Lucas BruceDirector · Chairman & CEO
|
PurchaseCommon Stock | 22,000 | $11.58 | $254,663.20 |
DisclosureSEC source: 0000899243-17-020189 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,595 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.35 and $11.73 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 13:09 UTC |
Barlas IriniDirector
|
PurchaseCommon Stock | 10,000 | $11.61 | $116,074.00 |
DisclosureSEC source: 0000899243-17-020194 · doc4.xml · nonDerivative · entry 1 Barlas Irini · CIK 0001616723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.605 and $11.61 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 13:09 UTC |
Garateix Ernie JChief Operating Officer
|
PurchaseCommon Stock | 2,000 | $11.55 | $23,107.20 |
DisclosureSEC source: 0000899243-17-020193 · doc4.xml · nonDerivative · entry 1 Garateix Ernie J · CIK 0001607776 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,369 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $11.50 and $11.61 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| May 08, 2017 Filed May 8, 2017 23:05 UTC |
Lucas BruceDirector · Chairman & CEO
|
PurchaseCommon Stock | 83,262 | $12.06 | $1,004,139.72 |
DisclosureSEC source: 0000899243-17-012324 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,071 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:02 UTC |
Walvekar VijayDirector
|
SaleCommon Stock | 18,370 | $12.43 | $228,282.15 |
DisclosureSEC source: 0000899243-17-008760 · doc4.xml · nonDerivative · entry 4 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 F4 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.41 and $12.49 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| March 27, 2017 Filed Jan 25, 2022 23:07 UTC Amendment |
Walvekar VijayDirector
|
SaleCommon Stock | 18,370 | $12.43 | $228,282.15 |
DisclosureSEC source: 0000899243-22-003189 · doc4a.xml · nonDerivative · entry 4 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,182 F5 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.41 and $12.49 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. F3 · balance_after: This amendment is being filed solely to correct errors in the numbers of shares beneficially owned by the Reporting Person. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 22:02 UTC |
Walvekar VijayDirector
|
SaleCommon Stock | 3,630 | $12.45 | $45,193.50 |
DisclosureSEC source: 0000899243-17-008760 · doc4.xml · nonDerivative · entry 3 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,370 Read SEC document |
| March 24, 2017 Filed Jan 25, 2022 23:07 UTC Amendment |
Walvekar VijayDirector
|
SaleCommon Stock | 3,630 | $12.45 | $45,193.50 |
DisclosureSEC source: 0000899243-22-003189 · doc4a.xml · nonDerivative · entry 3 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,552 F3 · balance_after: This amendment is being filed solely to correct errors in the numbers of shares beneficially owned by the Reporting Person. Read SEC document |
| March 22, 2017 Filed Mar 28, 2017 22:02 UTC |
Walvekar VijayDirector
|
SaleCommon Stock | 10,000 | $12.27 | $122,662.00 |
DisclosureSEC source: 0000899243-17-008760 · doc4.xml · nonDerivative · entry 2 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · date: The filing is late due to an administrative oversight. F3 · price: 3The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.25 and $12.31 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| March 22, 2017 Filed Jan 25, 2022 23:07 UTC Amendment |
Walvekar VijayDirector
|
SaleCommon Stock | 10,000 | $12.27 | $122,662.00 |
DisclosureSEC source: 0000899243-22-003189 · doc4a.xml · nonDerivative · entry 2 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,182 F1 · date: The filing is late due to an administrative oversight. F4 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.25 and $12.31 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. F3 · balance_after: This amendment is being filed solely to correct errors in the numbers of shares beneficially owned by the Reporting Person. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 14:01 UTC |
Lucas BruceDirector · Chairman & CEO
|
PurchaseCommon Stock | 16,000 | $12.57 | $201,120.00 |
DisclosureSEC source: 0000899243-17-008278 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,333 F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.39 and $12.88 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| March 20, 2017 Filed Mar 28, 2017 22:02 UTC |
Walvekar VijayDirector
|
SaleCommon Stock | 10,000 | $12.49 | $124,887.00 |
DisclosureSEC source: 0000899243-17-008760 · doc4.xml · nonDerivative · entry 1 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · date: The filing is late due to an administrative oversight. F2 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.46 and $12.54 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| March 20, 2017 Filed Jan 25, 2022 23:07 UTC Amendment |
Walvekar VijayDirector
|
SaleCommon Stock | 10,000 | $12.49 | $124,887.00 |
DisclosureSEC source: 0000899243-22-003189 · doc4a.xml · nonDerivative · entry 1 Walvekar Vijay · CIK 0001607782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,182 F1 · date: The filing is late due to an administrative oversight. F2 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.46 and $12.54 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. F3 · balance_after: This amendment is being filed solely to correct errors in the numbers of shares beneficially owned by the Reporting Person. Read SEC document |
| November 17, 2016 Filed Nov 22, 2016 17:08 UTC |
WIDDICOMBE RICHARD ADirector · President
|
Tax withholdingCommon Stock | 15,441 | $14.69 | $226,828.29 |
DisclosureSEC source: 0000899243-16-034150 · doc4.xml · nonDerivative · entry 1 WIDDICOMBE RICHARD A · CIK 0001186207 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,312 F1 · shares: Shares withheld by the Company to satisfy minimum withholding requirements. Read SEC document |
| November 17, 2016 Filed Nov 22, 2016 22:08 UTC |
Lucas BruceDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 46,322 | $14.69 | $680,470.18 |
DisclosureSEC source: 0000899243-16-034148 · doc4.xml · nonDerivative · entry 1 Lucas Bruce · CIK 0001552968 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748,333 F1 · shares: Shares withheld by the Company to satisfy minimum withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.