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Nasdaq · USD

HQY

HEALTHEQUITY, INC.

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3639
SEC CIK
0001428336
Parsed reports
607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2020 Filed Apr 23, 2020 17:04 UTC
Kessler JonDirector · President and CEO
GiftCommon Stock · Derivative 12,782 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 7

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 12,782

Underlying: Common Stock · 12,782 shares

Expires 2029-03-26

F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 17:04 UTC
Kessler JonDirector · President and CEO
GiftStock Option (right to buy) · Derivative 12,782 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 6

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,343

Underlying: Common Stock · 51,125 shares

Expires 2029-03-26

F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F5 · derivative.exercise_date: The option will become exercisable in annual installments of 12,781 shares on each of March 26, 2021, 2022 and 2023.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 17:04 UTC
Kessler JonDirector · President and CEO
GiftStock Option (right to buy) · Derivative 11,965 $0.00 Strike: $61.72 $0.00
Disclosure

SEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 5

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 23,930

Underlying: Common Stock · 11,965 shares

Expires 2028-03-27

F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 17:04 UTC
Kessler JonDirector · President and CEO
GiftStock Option (right to buy) · Derivative 11,965 $0.00 Strike: $61.72 $0.00
Disclosure

SEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 4

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,929

Underlying: Common Stock · 35,894 shares

Expires 2028-03-27

F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F4 · derivative.exercise_date: The option will become exercisable as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 17:04 UTC
Kessler JonDirector · President and CEO
GiftStock Option (right to buy) · Derivative 17,410 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 3

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 34,820

Underlying: Common Stock · 17,410 shares

Expires 2027-03-27

F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 17:04 UTC
Kessler JonDirector · President and CEO
GiftStock Option (right to buy) · Derivative 17,410 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 2

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,409

Underlying: Common Stock · 34,819 shares

Expires 2027-03-27

F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.

F2 · derivative.exercise_date: The option will become exercisable as to 17,409 shares on March 27, 2021

Read SEC document
April 13, 2020 Filed May 29, 2020 21:56 UTC
Kessler JonDirector · President and CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006730 · edgar.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 100,000

F1 · kind: This transaction involved a gift of shares by the reporting person to Team Bear Trust (the "Trust"). The reporting person's wife, who is a member of his immediate family, is a co-trustee of the Trust. The reporting person's wife and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust.

Read SEC document
April 13, 2020 Filed May 29, 2020 21:56 UTC
Kessler JonDirector · President and CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006730 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,715

F1 · kind: This transaction involved a gift of shares by the reporting person to Team Bear Trust (the "Trust"). The reporting person's wife, who is a member of his immediate family, is a co-trustee of the Trust. The reporting person's wife and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:23 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 1,869 $43.97 $82,170.96
Disclosure

SEC source: 0001179110-20-004741 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,307

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:21 UTC
Ladd DelanoEVP, Counsel & Secretary
Tax withholdingCommon Stock 3,639 $43.97 $159,989.36
Disclosure

SEC source: 0001179110-20-004739 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,211

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:22 UTC
Neeleman StephenDirector · Founder and Vice Chairman
Tax withholdingCommon Stock 8,969 $43.97 $394,323.88
Disclosure

SEC source: 0001179110-20-004740 · edgar.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,884

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:21 UTC
Kessler JonDirector · President and CEO
Tax withholdingCommon Stock 42,170 $43.97 $1,854,012.48
Disclosure

SEC source: 0001179110-20-004738 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,715

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:23 UTC
MOTT DARCY GExecutive VP and CFO
Tax withholdingCommon Stock 8,969 $43.97 $394,323.88
Disclosure

SEC source: 0001179110-20-004801 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,884

Read SEC document
April 06, 2020 Filed Apr 8, 2020 14:10 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 2,647 $43.97 $116,375.88
Disclosure

SEC source: 0001179110-20-004782 · edgar.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,444

Read SEC document
April 06, 2020 Filed Apr 8, 2020 14:10 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 7,701 $43.97 $338,576.01
Disclosure

SEC source: 0001179110-20-004782 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,091

Read SEC document
April 05, 2020 Filed Apr 7, 2020 13:13 UTC
Trittschuh Larry LEVP Chief Security Officer
GrantCommon Stock 3,651 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004720 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,485

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 913 shares on each of March 31, 2021, 2022, and 2023. The remaining 912 restricted stock units vest on March 31, 2024.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:17 UTC
MOTT DARCY GExecutive VP and CFO
GrantCommon Stock 8,236 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004530 · edgar.xml · nonDerivative · entry 4

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,853

F4 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in four equal installments of 2,059 shares on each of March 31, 2021, 2022, 2023, and 2024.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:17 UTC
MOTT DARCY GExecutive VP and CFO
GrantCommon Stock 19,073 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004530 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,617

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 19,073 shares on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:17 UTC
MOTT DARCY GExecutive VP and CFO
GrantCommon Stock 3,623 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004530 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,544

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 3,623 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:17 UTC
MOTT DARCY GExecutive VP and CFO
GrantCommon Stock 7,921 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004530 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,921

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 7,921 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:15 UTC
Trittschuh Larry LEVP Chief Security Officer
GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004528 · edgar.xml · nonDerivative · entry 2

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,834

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 577 shares on each of March 31, 2021, and 2022. The remaining restricted stock units vest as to 576 shares on each of March 31, 2023, and 2024

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:15 UTC
Trittschuh Larry LEVP Chief Security Officer
GrantCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004528 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,528

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 755 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:38 UTC
Hill Angelique ChristineExec VP, Operations
GrantCommon Stock 5,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004480 · edgar.xml · nonDerivative · entry 3

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,447

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,483 shares on each of March 31, 2021, and 2022. The remaining restricted stock units vest as to 1,482 shares on each of March 31, 2023, and 2024.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:38 UTC
Hill Angelique ChristineExec VP, Operations
GrantCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004480 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,517

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 2,415 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:38 UTC
Hill Angelique ChristineExec VP, Operations
GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004480 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,102

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,750 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:42 UTC
Otten William RobertExecutive VP of Sales
GrantCommon Stock 9,224 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004485 · edgar.xml · nonDerivative · entry 4

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,176

F4 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in four equal installments of 2,306 shares on each of March 31, 2021, 2022, 2023, and 2024.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:42 UTC
Otten William RobertExecutive VP of Sales
GrantCommon Stock 4,767 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004485 · edgar.xml · nonDerivative · entry 3

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,952

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 4,767 shares on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:42 UTC
Otten William RobertExecutive VP of Sales
GrantCommon Stock 3,019 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004485 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,185

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 3,019 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:42 UTC
Otten William RobertExecutive VP of Sales
GrantCommon Stock 5,041 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004485 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,166

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 5,041 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:28 UTC
Kessler JonDirector · President and CEO
GrantCommon Stock 66,756 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004542 · edgar.xml · nonDerivative · entry 3

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,885

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:28 UTC
Kessler JonDirector · President and CEO
GrantCommon Stock 12,076 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004542 · edgar.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,129

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 12,076 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:28 UTC
Kessler JonDirector · President and CEO
GrantCommon Stock 26,643 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004542 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,053

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 26,643 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:17 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantCommon Stock 13,351 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004529 · edgar.xml · nonDerivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,792

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:17 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantCommon Stock 4,528 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004529 · edgar.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,441

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 4,528 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:17 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantCommon Stock 6,121 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004529 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,913

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 6,121 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:41 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantCommon Stock 8,236 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004484 · edgar.xml · nonDerivative · entry 4

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,853

F4 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in four equal installments of 2,059 shares on each of March 31, 2021, 2022, 2023, and 2024.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:41 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantCommon Stock 19,073 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004484 · edgar.xml · nonDerivative · entry 3

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,617

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 19,073 shares on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:41 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantCommon Stock 3,623 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004484 · edgar.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,544

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 3,623 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:41 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantCommon Stock 7,921 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004484 · edgar.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,921

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 7,921 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:40 UTC
Ladd DelanoEVP, Counsel & Secretary
GrantCommon Stock 6,589 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004483 · edgar.xml · nonDerivative · entry 4

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,850

F4 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,648 shares on March 31, 2021. The remaining restricted stock units vest in three equal installments of 1,647 shares on each of March 31, 2022, 2023, and 2024.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:40 UTC
Ladd DelanoEVP, Counsel & Secretary
GrantCommon Stock 9,536 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004483 · edgar.xml · nonDerivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,261

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 9,536 shares on March 31, 2020.

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March 31, 2020 Filed Apr 2, 2020 18:40 UTC
Ladd DelanoEVP, Counsel & Secretary
GrantCommon Stock 2,717 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004483 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 2,717 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

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March 31, 2020 Filed Apr 2, 2020 18:40 UTC
Ladd DelanoEVP, Counsel & Secretary
GrantCommon Stock 5,041 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004483 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,008

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 5,041 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022.

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March 31, 2020 Filed Apr 2, 2020 18:39 UTC
Hostetter Adam JEVP Chief Marketing Officer
GrantCommon Stock 3,294 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004482 · edgar.xml · nonDerivative · entry 1

Hostetter Adam J · CIK 0001774103 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 824 shares on each of March 31, 2021, and 2022. The remaining restricted stock units will vest as to 823 shares on each of March 31, 2023, and 2024.

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March 31, 2020 Filed Apr 2, 2020 18:37 UTC
Bloomberg EdwardChief Operating Officer
GrantCommon Stock 13,178 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004475 · edgar.xml · nonDerivative · entry 2

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,296

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 3,295 shares on each of March 31, 2021, and 2022. The restricted stock units vest as to 3,294 shares on each of March 31, 2023, and 2024.

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March 31, 2020 Filed Apr 2, 2020 18:37 UTC
Bloomberg EdwardChief Operating Officer
GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004475 · edgar.xml · nonDerivative · entry 1

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 5,283 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023.

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March 27, 2020 Filed Mar 30, 2020 12:38 UTC
Hill Angelique ChristineExec VP, Operations
Tax withholdingCommon Stock 421 $52.22 $21,982.60
Disclosure

SEC source: 0001179110-20-004190 · edgar.xml · nonDerivative · entry 3

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,352

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March 27, 2020 Filed Mar 30, 2020 12:38 UTC
Hill Angelique ChristineExec VP, Operations
Tax withholdingCommon Stock 295 $52.22 $15,405.05
Disclosure

SEC source: 0001179110-20-004190 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,773

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March 27, 2020 Filed Mar 30, 2020 17:10 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 551 $52.22 $28,774.87
Disclosure

SEC source: 0001179110-20-004196 · edgar.xml · nonDerivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,792

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March 27, 2020 Filed Mar 30, 2020 17:10 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 677 $52.21 $35,349.08
Disclosure

SEC source: 0001179110-20-004196 · edgar.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,343

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.