HQY

SEC source: 0001179110-21-004280 · edgar.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,043

SEC source: 0001179110-21-003940 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,424

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003939 · edgar.xml · nonDerivative · entry 3

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,253

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003939 · edgar.xml · nonDerivative · entry 2

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,444

SEC source: 0001179110-21-003946 · edgar.xml · nonDerivative · entry 3

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,836

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003944 · edgar.xml · nonDerivative · entry 2

Hostetter Adam J · CIK 0001774103 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,044

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003943 · edgar.xml · nonDerivative · entry 3

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,855

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003942 · edgar.xml · nonDerivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,706

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003941 · edgar.xml · nonDerivative · entry 3

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,171

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003938 · edgar.xml · nonDerivative · entry 2

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,195

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003940 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,349

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 6,465 shares on March 30, 2021.

SEC source: 0001179110-21-003939 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,710

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,742 shares on March 30, 2022. The remaining restricted stock units vest in three equal installments of 1,741 shares annually on March 30 of 2023, 2024, and 2025.

SEC source: 0001179110-21-003946 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,277

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 1,428 shares on March 30, 2021.

SEC source: 0001179110-21-003946 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,849

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,120 shares on each of March 30, 2022 and 2023. The remaining restricted stock units vest in two equal installments of 1,119 shares on March 30, 2024 and 2025.

SEC source: 0001179110-21-003944 · edgar.xml · nonDerivative · entry 1

Hostetter Adam J · CIK 0001774103 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,058 shares on March 30, 2022. The remaining restricted stock units vest in three equal installments of 1, 057 shares on March 30 of 2023, 2024, and 2025.

SEC source: 0001179110-21-003943 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,559

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 4,113 shares on March 30, 2021.

SEC source: 0001179110-21-003943 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,446

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,244 shares on each of March 30, 2022, 2023 and 2024. The remaining 1,243 shares will vest on March 30, 2025.

SEC source: 0001179110-21-003942 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,446

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 4,113 shares on March 30, 2021.

SEC source: 0001179110-21-003942 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,333

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,369 shares on March 30, 2022. The remaining restricted stock units vest in three equal installments of 1,368 shares annually on March 30, 2023, 2024 and 2025.

SEC source: 0001179110-21-003941 · edgar.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,812

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 6,465 shares on March 30, 2021.

SEC source: 0001179110-21-003941 · edgar.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,347

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,866 shares annually on March 30, 2022, 2023 and 2024. The remaining 1,865 restricted stock units vest on March 30, 2025.

SEC source: 0001179110-21-003938 · edgar.xml · nonDerivative · entry 1

Bloomberg Edward · CIK 0001747302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,202

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 3,421 shares on each of March 30, 2022 and 2023. The remaining restricted stock units vest in two equal installments of 3,420 shares on March 30, 2024 and 2025.

SEC source: 0001179110-21-003937 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,461

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 21,746 shares on March 30, 2021.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003872 · edgar.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP Chief Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,745

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003874 · edgar.xml · nonDerivative · entry 3

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,371

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003874 · edgar.xml · nonDerivative · entry 2

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,692

SEC source: 0001179110-21-003874 · edgar.xml · nonDerivative · entry 1

Hill Angelique Christine · CIK 0001738418 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,097

SEC source: 0001179110-21-003873 · edgar.xml · nonDerivative · entry 3

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,471

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003873 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,866

SEC source: 0001179110-21-003873 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,158

SEC source: 0001179110-21-003886 · edgar.xml · nonDerivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,860

F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-003886 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,322

SEC source: 0001179110-21-003886 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,752

SEC source: 0001179110-21-003736 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

F4 · derivative.exercise_date: The option is immediately exercisable.

SEC source: 0001179110-21-003736 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.86 to $72.09, inclusive.

SEC source: 0001179110-21-003736 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,204

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.84 to $71.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) to this Form 4.

SEC source: 0001179110-21-003736 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-002190 · edgar.xml · derivative · entry 4

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

F4 · derivative.exercise_date: The option is immediately exercisable.

SEC source: 0001179110-21-002190 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.60 to $79.10, inclusive.

SEC source: 0001179110-21-002190 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,484

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.57 to $78.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) to this Form 4.

SEC source: 0001179110-21-002190 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.

SEC source: 0001179110-21-001219 · edgar.xml · nonDerivative · entry 2

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,708

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 261 shares on February 1, 2021. The remaining restricted stock units vest as to 261 shares on each of May 1, August 1, and November 1, of 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-21-001219 · edgar.xml · nonDerivative · entry 1

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,664

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,133 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2022. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-21-001208 · edgar.xml · nonDerivative · entry 1

SELANDER ROBERT W · CIK 0001160228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,811

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,133 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2022. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-21-001235 · edgar.xml · nonDerivative · entry 1

Wellborn Gayle Furgurson · CIK 0001712960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,809

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,133 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2022. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-21-001264 · edgar.xml · nonDerivative · entry 2

Parker Stuart B. · CIK 0001831511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 194 shares on February 1, 2021. The restricted stock units vest as to 194 shares on May 1 and August 1 of 2021; the remaining shares vest on November 1, 2021. Vested shares will be delivered to the reporting person upon the earlier of a change of control of the issuer (as defined in the issuer's 2014 equity incentive plan), or the reporting person's termination of service (as defined in the issuer's 2014 equity incentive plan), or the reporting person's death.

SEC source: 0001179110-21-001264 · edgar.xml · nonDerivative · entry 1

Parker Stuart B. · CIK 0001831511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,133 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2022. Vested shares will be delivered to the reporting person upon the earlier of a change of control of the issuer (as defined in the issuer's 2014 equity incentive plan), or the reporting person's termination of service (as defined in the issuer's 2014 equity incentive plan), or the reporting person's death.

SEC source: 0001179110-21-001261 · edgar.xml · nonDerivative · entry 2

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,579

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 209 shares on February 1, 2021. The restricted stock units vest as to 209 shares on each of May 1 and August 1 of 2021; the remaining shares will vest on November 1, 2021. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-21-001261 · edgar.xml · nonDerivative · entry 1

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,744

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,133 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2022. Vested shares will be delivered to the reporting person upon vesting.

SEC source: 0001179110-21-001217 · edgar.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,490

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,133 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2022. Vested shares will be delivered to the reporting person on February 1, 2023.