HPQ

SEC source: 0001562180-20-007362 · primarydocument.xml · nonDerivative · entry 1

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,208

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on12/23/2019

SEC source: 0001562180-20-007141 · primarydocument.xml · nonDerivative · entry 3

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,854

F3 · price: The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/21/2020.

SEC source: 0001562180-21-000323 · primarydocument.xml · nonDerivative · entry 1

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,827

F1 · price: The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/21/2020.

F2 · balance_after: This amendment is being filed to correct the original Form 4 filed December 9, 2020. The number of shares sold pursuant to the Reporting Person's 10b5-1 Plan were incorrect on the original Form 4 due to an administrative error by the Reporting Person's broker. The number of shares sold were incorrectly reported as 48,755 and have been corrected to 48,782 in this amended Form 4. In addition, the total number of shares owned in Column 5 has been reduced by 27 shares to reflect the correct number of shares held by the reporting person after this transaction.

SEC source: 0001562180-20-007142 · primarydocument.xml · derivative · entry 8

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 47,687 RSUs, 15,895 of which vested on 12/7/2018 and 15,896 of which vested on 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,532 vested dividend equivalent rights.

F8 · price: On 12/7/2017, the reporting person was granted 47,687 RSUs, 15,895 of which vested on 12/7/2018 and 15,896 of which vested on 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,532 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 47,687 RSUs, 15,895 of which vested on 12/7/2018 and 15,896 of which vested on 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,532 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 47,687 RSUs, 15,895 of which vested on 12/7/2018 and 15,896 of which vested on 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,532 vested dividend equivalent rights.

SEC source: 0001562180-20-007142 · primarydocument.xml · derivative · entry 7

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,084

Underlying: Common Stock · 14,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on 12/7/2019 and 12/7/2020 and of which 13,084 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 942 vested dividend equivalent rights.

F7 · price: On 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on 12/7/2019 and 12/7/2020 and of which 13,084 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 942 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on 12/7/2019 and 12/7/2020 and of which 13,084 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 942 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on 12/7/2019 and 12/7/2020 and of which 13,084 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 942 vested dividend equivalent rights.

SEC source: 0001562180-20-007142 · primarydocument.xml · derivative · entry 6

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,537

Underlying: Common Stock · 30,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020, and of which 29,268 is scheduled to vest on 12/7/2021 and of which 29,269 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,168 vested dividend equivalent rights.

F6 · price: On 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020, and of which 29,268 is scheduled to vest on 12/7/2021 and of which 29,269 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,168 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020, and of which 29,268 is scheduled to vest on 12/7/2021 and of which 29,269 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,168 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020, and of which 29,268 is scheduled to vest on 12/7/2021 and of which 29,269 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,168 vested dividend equivalent rights.

SEC source: 0001562180-20-007142 · primarydocument.xml · derivative · entry 5

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,706

Underlying: Common Stock · 259,706 shares

Expires not disclosed

F5 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007142 · primarydocument.xml · derivative · entry 4

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,559

Underlying: Common Stock · 58,559 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 59,559 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 59,559 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 59,559 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007142 · primarydocument.xml · derivative · entry 3

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,905

Underlying: Common Stock · 92,905 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 92,905 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 92,905 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 92,905 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007142 · primarydocument.xml · nonDerivative · entry 2

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,680

F2 · shares: 18,107 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-20-007142 · primarydocument.xml · nonDerivative · entry 1

Tran Tuan · CIK 0001793233 · President of Printing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each RSU represents a contingent right to receive one share of HP common stock.

SEC source: 0001562180-20-007143 · primarydocument.xml · derivative · entry 7

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 19,075 RSUs, 6,358 of which vested on 12/7/2018 and 12/7/2019 and 6,359 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 612 vested dividend equivalent rights.

F7 · price: On 12/7/2017, the reporting person was granted 19,075 RSUs, 6,358 of which vested on 12/7/2018 and 12/7/2019 and 6,359 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 612 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 19,075 RSUs, 6,358 of which vested on 12/7/2018 and 12/7/2019 and 6,359 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 612 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 19,075 RSUs, 6,358 of which vested on 12/7/2018 and 12/7/2019 and 6,359 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 612 vested dividend equivalent rights.

SEC source: 0001562180-20-007143 · primarydocument.xml · derivative · entry 6

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,630

Underlying: Common Stock · 12,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 34,889 RSUs, 11,629 which vested on 12/7/2019 and of which 11,630 vested on 12/7/2020 and of which 11,630 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 837 vested dividend equivalent rights.

F6 · price: On 12/7/2018, the reporting person was granted 34,889 RSUs, 11,629 which vested on 12/7/2019 and of which 11,630 vested on 12/7/2020 and of which 11,630 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 837 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 34,889 RSUs, 11,629 which vested on 12/7/2019 and of which 11,630 vested on 12/7/2020 and of which 11,630 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 837 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 34,889 RSUs, 11,629 which vested on 12/7/2019 and of which 11,630 vested on 12/7/2020 and of which 11,630 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 837 vested dividend equivalent rights.

SEC source: 0001562180-20-007143 · primarydocument.xml · derivative · entry 5

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,269

Underlying: Common Stock · 7,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 21,805 RSUs, 7,268 which vested on 12/7/2019 and 12/7/2020 and of which 7,269 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 524 vested dividend equivalent rights.

F5 · price: On 12/7/2018, the reporting person was granted 21,805 RSUs, 7,268 which vested on 12/7/2019 and 12/7/2020 and of which 7,269 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 524 vested dividend equivalent rights.

F5 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 21,805 RSUs, 7,268 which vested on 12/7/2019 and 12/7/2020 and of which 7,269 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 524 vested dividend equivalent rights.

F5 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 21,805 RSUs, 7,268 which vested on 12/7/2019 and 12/7/2020 and of which 7,269 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 524 vested dividend equivalent rights.

SEC source: 0001562180-20-007143 · primarydocument.xml · derivative · entry 4

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,016

Underlying: Common Stock · 13,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 39,024 RSUs, 13,008 of which vested on 12/7/2020, and of which 13,008 scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 520 ested dividend equivalent rights.

F4 · price: On 12/6/2019, the reporting person was granted 39,024 RSUs, 13,008 of which vested on 12/7/2020, and of which 13,008 scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 520 ested dividend equivalent rights.

F4 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 39,024 RSUs, 13,008 of which vested on 12/7/2020, and of which 13,008 scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 520 ested dividend equivalent rights.

F4 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 39,024 RSUs, 13,008 of which vested on 12/7/2020, and of which 13,008 scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 520 ested dividend equivalent rights.

SEC source: 0001562180-20-007143 · primarydocument.xml · derivative · entry 3

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,787 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 52,787 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2020, the reporting person was granted 52,787 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 52,787 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 52,787 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007143 · primarydocument.xml · nonDerivative · entry 2

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,374

F2 · shares: 17,384 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-20-007143 · primarydocument.xml · nonDerivative · entry 1

BRAMLEY CLAIRE · CIK 0001759953 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each RSU represents a contingent right to receive one share of HP common stock.

SEC source: 0001562180-20-007141 · primarydocument.xml · derivative · entry 9

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 73,057 RSUs, 24,352 of which vested on 12/7/2018 and 12/7/2019 and 24,353 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,347 vested dividend equivalent rights.

F9 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 73,057 RSUs, 24,352 of which vested on 12/7/2018 and 12/7/2019 and 24,353 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,347 vested dividend equivalent rights.

F9 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 73,057 RSUs, 24,352 of which vested on 12/7/2018 and 12/7/2019 and 24,353 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,347 vested dividend equivalent rights.

SEC source: 0001562180-20-007141 · primarydocument.xml · derivative · entry 8

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,074

Underlying: Common Stock · 31,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on 12/7/2017, 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on 12/7/2017, 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on 12/7/2017, 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

SEC source: 0001562180-20-007141 · primarydocument.xml · derivative · entry 7

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,797

Underlying: Common Stock · 38,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 112,195 RSUs, 37,398 of which vested on 12/7/2020, and of which 37,398 is scheduled to vest on 12/7/2021 and of which 37,399 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,492 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 112,195 RSUs, 37,398 of which vested on 12/7/2020, and of which 37,398 is scheduled to vest on 12/7/2021 and of which 37,399 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,492 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 112,195 RSUs, 37,398 of which vested on 12/7/2020, and of which 37,398 is scheduled to vest on 12/7/2021 and of which 37,399 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,492 vested dividend equivalent rights.

SEC source: 0001562180-20-007141 · primarydocument.xml · derivative · entry 6

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,925

Underlying: Common Stock · 306,925 shares

Expires not disclosed

F6 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F6 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F6 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007141 · primarydocument.xml · derivative · entry 5

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,206

Underlying: Common Stock · 69,206 shares

Expires not disclosed

F5 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 69,206 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 69,206 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 69,206 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007141 · primarydocument.xml · derivative · entry 4

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,797

Underlying: Common Stock · 109,797 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 109,797 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 109,797 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 109,797 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007141 · primarydocument.xml · nonDerivative · entry 2

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,609

F2 · shares: 47,974 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-20-007141 · primarydocument.xml · nonDerivative · entry 1

Schell Christoph · CIK 0001793234 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each RSU represents a contingent right to receive one share of HP common stock.

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 8

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F8 · price: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 7

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,352

Underlying: Common Stock · 21,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

F7 · price: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,033

Underlying: Common Stock · 27,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F6 · price: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,877

Underlying: Common Stock · 188,877 shares

Expires not disclosed

F5 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,588

Underlying: Common Stock · 42,588 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,658

Underlying: Common Stock · 67,658 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007140 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,730

F2 · shares: 35,588 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-20-007140 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each RSU represents a contingent right to receive one share of HP common stock.

SEC source: 0001562180-20-007139 · primarydocument.xml · derivative · entry 3

MYERS MARIE · CIK 0001656326 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,877

Underlying: Common Stock · 188,877 shares

Expires not disclosed

F3 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F3 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F3 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007139 · primarydocument.xml · derivative · entry 2

MYERS MARIE · CIK 0001656326 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,588

Underlying: Common Stock · 42,588 shares

Expires not disclosed

F2 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007139 · primarydocument.xml · derivative · entry 1

MYERS MARIE · CIK 0001656326 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,568

Underlying: Common Stock · 67,568 shares

Expires not disclosed

F1 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F1 · price: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F1 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F1 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007137 · primarydocument.xml · derivative · entry 8

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 95,374 RSUs, 31,791 of which vested on 12/7/2018 and 12/7/2019 and 31,792 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,064 vested dividend equivalent rights.

F8 · price: On 12/7/2017, the reporting person was granted 95,374 RSUs, 31,791 of which vested on 12/7/2018 and 12/7/2019 and 31,792 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,064 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 95,374 RSUs, 31,791 of which vested on 12/7/2018 and 12/7/2019 and 31,792 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,064 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 95,374 RSUs, 31,791 of which vested on 12/7/2018 and 12/7/2019 and 31,792 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,064 vested dividend equivalent rights.

SEC source: 0001562180-20-007137 · primarydocument.xml · derivative · entry 7

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,854

Underlying: Common Stock · 35,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 98,561 RSUs, 32,853 of which vested on 12/7/2019 and of which vested 32,854 on 12/7/2020 and of which 32,854 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,365 vested dividend equivalent rights.

F7 · shares: On 12/7/2018, the reporting person was granted 98,561 RSUs, 32,853 of which vested on 12/7/2019 and of which vested 32,854 on 12/7/2020 and of which 32,854 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,365 vested dividend equivalent rights.

F7 · price: On 12/7/2018, the reporting person was granted 98,561 RSUs, 32,853 of which vested on 12/7/2019 and of which vested 32,854 on 12/7/2020 and of which 32,854 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,365 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 98,561 RSUs, 32,853 of which vested on 12/7/2019 and of which vested 32,854 on 12/7/2020 and of which 32,854 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,365 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 98,561 RSUs, 32,853 of which vested on 12/7/2019 and of which vested 32,854 on 12/7/2020 and of which 32,854 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,365 vested dividend equivalent rights.

SEC source: 0001562180-20-007137 · primarydocument.xml · derivative · entry 6

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,090

Underlying: Common Stock · 74,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 214,634 RSUs, 71,544 of which vested on 12/7/2020, and of which 71,545 is scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,854 vested dividend equivalent rights.

F6 · price: On 12/6/2019, the reporting person was granted 214,634 RSUs, 71,544 of which vested on 12/7/2020, and of which 71,545 is scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,854 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 214,634 RSUs, 71,544 of which vested on 12/7/2020, and of which 71,545 is scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,854 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 214,634 RSUs, 71,544 of which vested on 12/7/2020, and of which 71,545 is scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,854 vested dividend equivalent rights.

SEC source: 0001562180-20-007137 · primarydocument.xml · derivative · entry 5

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,460

Underlying: Common Stock · 637,460 shares

Expires not disclosed

F5 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007137 · primarydocument.xml · derivative · entry 4

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,735

Underlying: Common Stock · 143,735 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 143,735 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2020, the reporting person was granted 143,735 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 143,735 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 143,735 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007137 · primarydocument.xml · derivative · entry 3

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,041

Underlying: Common Stock · 228,041 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 228,041 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2020, the reporting person was granted 228,041 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 228,041 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 228,041 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-20-007137 · primarydocument.xml · nonDerivative · entry 2

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,050

F2 · price: 71,634 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

SEC source: 0001562180-20-007137 · primarydocument.xml · nonDerivative · entry 1

LORES ENRIQUE · CIK 0001656242 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of HP common stock.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 8

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

F8 · price: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 7

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,074

Underlying: Common Stock · 31,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F7 · price: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 6

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,293

Underlying: Common Stock · 35,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

F6 · price: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 5

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,901

Underlying: Common Stock · 247,901 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

SEC source: 0001562180-20-007138 · primarydocument.xml · derivative · entry 4

Rivera Kim M · CIK 0001479038 · President SBM, CLO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,897

Underlying: Common Stock · 55,897 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.