Last 12 months
Inside the activity.
0 purchase rows · 31 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2017 Filed Aug 3, 2017 20:39 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,280 | $0.00 Strike: $6.35 | $0.00 |
DisclosureSEC source: 0001179706-17-000166 · edgar.xml · derivative · entry 7 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,682 Underlying: Common Stock · 9,280 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:39 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 129,121 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000166 · edgar.xml · derivative · entry 6 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,911 Underlying: Common Stock · 129,121 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:39 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 9,280 | $17.45 | $161,971.26 |
DisclosureSEC source: 0001179706-17-000166 · edgar.xml · nonDerivative · entry 4 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.625. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:39 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 9,280 | $6.35 | $58,928.00 |
DisclosureSEC source: 0001179706-17-000166 · edgar.xml · nonDerivative · entry 3 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:39 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 129,121 | $17.45 | $2,253,652.11 |
DisclosureSEC source: 0001179706-17-000166 · edgar.xml · nonDerivative · entry 2 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.625. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:39 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 129,121 | $5.85 | $755,357.85 |
DisclosureSEC source: 0001179706-17-000166 · edgar.xml · nonDerivative · entry 1 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 21:20 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 194,834 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000164 · edgar.xml · derivative · entry 7 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,032 Underlying: Common Stock · 194,834 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 21:20 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 194,834 | $17.75 | $3,459,180.25 |
DisclosureSEC source: 0001179706-17-000164 · edgar.xml · nonDerivative · entry 4 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.60 to $17.945. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 21:20 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 194,834 | $5.85 | $1,139,778.90 |
DisclosureSEC source: 0001179706-17-000164 · edgar.xml · nonDerivative · entry 3 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:20 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 194,834 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000164 · edgar.xml · derivative · entry 6 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,866 Underlying: Common Stock · 194,834 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:20 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 194,834 | $17.89 | $3,484,606.09 |
DisclosureSEC source: 0001179706-17-000164 · edgar.xml · nonDerivative · entry 2 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.75 to $17.95. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:20 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 194,834 | $5.85 | $1,139,778.90 |
DisclosureSEC source: 0001179706-17-000164 · edgar.xml · nonDerivative · entry 1 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:52 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
SaleCommon Stock | 15,333 | $17.67 | $270,934.11 |
DisclosureSEC source: 0001179706-17-000162 · edgar.xml · nonDerivative · entry 1 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 21:16 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 389,651 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000160 · edgar.xml · derivative · entry 4 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,700 Underlying: Common Stock · 389,651 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 21:16 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 389,651 | $17.47 | $6,807,202.97 |
DisclosureSEC source: 0001179706-17-000160 · edgar.xml · nonDerivative · entry 2 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 21:16 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 389,651 | $5.85 | $2,279,458.35 |
DisclosureSEC source: 0001179706-17-000160 · edgar.xml · nonDerivative · entry 1 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionRestricted Stock Units · Derivative | 64,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · derivative · entry 3 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which vested on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 234.7367 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and the number of derivative securities in column 5 includes 2,953 vested dividend equivalent rights and a de minimus adjustment of 0.3517 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which vested on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 234.7367 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and the number of derivative securities in column 5 includes 2,953 vested dividend equivalent rights and a de minimus adjustment of 0.3517 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which vested on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 234.7367 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and the number of derivative securities in column 5 includes 2,953 vested dividend equivalent rights and a de minimus adjustment of 0.3517 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which vested on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 234.7367 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and the number of derivative securities in column 5 includes 2,953 vested dividend equivalent rights and a de minimus adjustment of 0.3517 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Tax withholdingCommon Stock | 33,463 | $17.23 | $576,567.49 |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · nonDerivative · entry 2 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
Exercise / conversionCommon Stock | 64,129 | $17.23 | $1,104,942.67 |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · nonDerivative · entry 1 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 97,422 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · derivative · entry 7 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549,351 Underlying: Common Stock · 97,422 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 97,422 | $16.75 | $1,631,818.50 |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · nonDerivative · entry 4 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 97,422 | $5.85 | $569,918.70 |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · nonDerivative · entry 3 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 97,422 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · derivative · entry 6 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646,773 Underlying: Common Stock · 97,422 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
SaleCommon Stock | 97,422 | $16.71 | $1,627,921.62 |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · nonDerivative · entry 2 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,599 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
Exercise / conversionCommon Stock | 97,422 | $5.85 | $569,918.70 |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · nonDerivative · entry 1 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
GrantRestricted Stock Units · Derivative | 1,330.5853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · derivative · entry 11 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,322.011 Underlying: Common Stock · 1,330.5853 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F9 · price: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F9 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F9 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
GrantRestricted Stock Units · Derivative | 737.1246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · derivative · entry 10 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,419.509 Underlying: Common Stock · 737.1246 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F8 · price: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F8 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F8 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
GrantRestricted Stock Units · Derivative | 1,743.3238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · derivative · entry 9 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,537.941 Underlying: Common Stock · 1,743.3238 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F7 · price: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F7 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F7 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 13, 2017 20:55 UTC |
WHITMAN MARGARET CDirector · CEO
|
GrantRestricted Stock Units · Derivative | 316.1824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000157 · edgar.xml · derivative · entry 8 WHITMAN MARGARET C · CIK 0001079816 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,997.6487 Underlying: Common Stock · 316.1824 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F6 · price: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F6 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F6 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 409.4079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · derivative · entry 8 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,790.612 Underlying: Common Stock · 409.4079 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 409.4079 dividend equivalent rights being reported reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F7 · price: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 409.4079 dividend equivalent rights being reported reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 409.4079 dividend equivalent rights being reported reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 409.4079 dividend equivalent rights being reported reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 170.1051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · derivative · entry 7 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,325.803 Underlying: Common Stock · 170.1051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 170.1051 dividend equivalent rights being reported reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F6 · price: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 170.1051 dividend equivalent rights being reported reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 170.1051 dividend equivalent rights being reported reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 170.1051 dividend equivalent rights being reported reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 522.9968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · derivative · entry 6 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,361.019 Underlying: Common Stock · 522.9968 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 522.9968 dividend equivalent rights being reported reflect 522.9968 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F5 · price: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 522.9968 dividend equivalent rights being reported reflect 522.9968 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F5 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 522.9968 dividend equivalent rights being reported reflect 522.9968 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F5 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 522.9968 dividend equivalent rights being reported reflect 522.9968 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 89.6609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · derivative · entry 5 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,172.6609 Underlying: Common Stock · 89.6609 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 89.6609 dividend equivalent rights being reported reflect 89.6609 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F4 · price: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 89.6609 dividend equivalent rights being reported reflect 89.6609 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F4 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 89.6609 dividend equivalent rights being reported reflect 89.6609 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F4 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 89.6609 dividend equivalent rights being reported reflect 89.6609 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Jul 19, 2017 21:06 UTC |
HSU CHRISTOPHER PEVP, GM Software
|
GrantRestricted Stock Units · Derivative | 77.6585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000159 · edgar.xml · derivative · entry 4 HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,121.7041 Underlying: Common Stock · 77.6585 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 77.6585 dividend equivalent rights being reported reflect 77.6585 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F3 · price: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 77.6585 dividend equivalent rights being reported reflect 77.6585 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F3 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 77.6585 dividend equivalent rights being reported reflect 77.6585 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. F3 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 77.6585 dividend equivalent rights being reported reflect 77.6585 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Read SEC document |
| July 05, 2017 Filed Sep 5, 2017 22:42 UTC |
TAN LIP BUDirector
|
GrantRestricted Stock Units · Derivative | 45.4808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000198 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898.4808 Underlying: Common Stock · 45.4808 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| July 05, 2017 Filed Sep 5, 2017 22:42 UTC |
RUSSO PATRICIA FDirector
|
GrantRestricted Stock Units · Derivative | 45.4808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000197 · edgar.xml · derivative · entry 3 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898.4808 Underlying: Common Stock · 45.4808 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. F6 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. F6 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. F6 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Sep 5, 2017 22:41 UTC |
Andreessen Marc LDirector
|
GrantRestricted Stock Units · Derivative | 45.4808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000194 · edgar.xml · derivative · entry 3 Andreessen Marc L · CIK 0001160077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898.4808 Underlying: Common Stock · 45.4808 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. F6 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. F6 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. F6 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Sep 5, 2017 22:41 UTC |
Lane Raymond J.Director
|
GrantRestricted Stock Units · Derivative | 45.4808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000195 · edgar.xml · derivative · entry 2 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898.4808 Underlying: Common Stock · 45.4808 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| July 05, 2017 Filed Sep 5, 2017 22:41 UTC |
REINER GARY MDirector
|
GrantRestricted Stock Units · Derivative | 45.4808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000196 · edgar.xml · derivative · entry 2 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898.4808 Underlying: Common Stock · 45.4808 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 18:58 UTC |
MAY ALAN RICHARDEVP, HR
|
GrantRestricted Stock Units · Derivative | 630.2131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000214 · edgar.xml · derivative · entry 6 MAY ALAN RICHARD · CIK 0001656207 · EVP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,480.1453 Underlying: Common Stock · 630.2131 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 28,410 of which will vest on 12/07/17, 28,411 of which will vest on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 630.2131 dividend equivalent rights that reflect 255.8790 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 374.3341 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · price: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 28,410 of which will vest on 12/07/17, 28,411 of which will vest on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 630.2131 dividend equivalent rights that reflect 255.8790 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 374.3341 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · derivative.exercise_date: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 28,410 of which will vest on 12/07/17, 28,411 of which will vest on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 630.2131 dividend equivalent rights that reflect 255.8790 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 374.3341 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · derivative.expiration_date: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 28,410 of which will vest on 12/07/17, 28,411 of which will vest on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 630.2131 dividend equivalent rights that reflect 255.8790 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 374.3341 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · balance_after: As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 28,410 of which will vest on 12/07/17, 28,411 of which will vest on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 630.2131 dividend equivalent rights that reflect 255.8790 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 374.3341 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 18:58 UTC |
MAY ALAN RICHARDEVP, HR
|
GrantRestricted Stock Units · Derivative | 279.3084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000214 · edgar.xml · derivative · entry 5 MAY ALAN RICHARD · CIK 0001656207 · EVP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,788.8379 Underlying: Common Stock · 279.3084 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 18,886 of which will vest on 12/09/17, and 18,889 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 279.3084 dividend equivalent rights that reflect 113.4047 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 165.9037 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · price: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 18,886 of which will vest on 12/09/17, and 18,889 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 279.3084 dividend equivalent rights that reflect 113.4047 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 165.9037 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 18,886 of which will vest on 12/09/17, and 18,889 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 279.3084 dividend equivalent rights that reflect 113.4047 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 165.9037 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 18,886 of which will vest on 12/09/17, and 18,889 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 279.3084 dividend equivalent rights that reflect 113.4047 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 165.9037 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · balance_after: As previously reported, on 12/09/15, the reporting person was granted 33,670 RSUs, 11,223 of which vested on 12/09/16, 18,886 of which will vest on 12/09/17, and 18,889 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 279.3084 dividend equivalent rights that reflect 113.4047 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 165.9037 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 18:58 UTC |
MAY ALAN RICHARDEVP, HR
|
GrantRestricted Stock Units · Derivative | 715.6069 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000214 · edgar.xml · derivative · entry 4 MAY ALAN RICHARD · CIK 0001656207 · EVP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,379.5124 Underlying: Common Stock · 715.6069 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 48,391 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 715.6069 dividend equivalent rights that reflect 290.5508 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 425.0561 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · price: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 48,391 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 715.6069 dividend equivalent rights that reflect 290.5508 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 425.0561 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 48,391 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 715.6069 dividend equivalent rights that reflect 290.5508 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 425.0561 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 48,391 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 715.6069 dividend equivalent rights that reflect 290.5508 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 425.0561 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · balance_after: As previously reported, on 11/02/15, the reporting person was granted 86,266 RSUs, 28,755 of which vested on 11/02/16, 48,391 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 715.6069 dividend equivalent rights that reflect 290.5508 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 425.0561 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 18:58 UTC |
MAY ALAN RICHARDEVP, HR
|
GrantRestricted Stock Units · Derivative | 470.651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000214 · edgar.xml · derivative · entry 3 MAY ALAN RICHARD · CIK 0001656207 · EVP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,761.684 Underlying: Common Stock · 470.651 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 49,801 of which vested on 06/22/17, and 63,653 of which will vest on 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 470.6510 dividend equivalent rights that reflect 191.0939 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 279.5571 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · price: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 49,801 of which vested on 06/22/17, and 63,653 of which will vest on 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 470.6510 dividend equivalent rights that reflect 191.0939 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 279.5571 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · derivative.exercise_date: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 49,801 of which vested on 06/22/17, and 63,653 of which will vest on 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 470.6510 dividend equivalent rights that reflect 191.0939 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 279.5571 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · derivative.expiration_date: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 49,801 of which vested on 06/22/17, and 63,653 of which will vest on 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 470.6510 dividend equivalent rights that reflect 191.0939 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 279.5571 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · balance_after: As previously reported, on 06/22/15, the reporting person was granted 63,091 restricted stock units ("RSUs"), 37,823 of which vested on 06/22/16, and 49,801 of which vested on 06/22/17, and 63,653 of which will vest on 06/22/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 470.6510 dividend equivalent rights that reflect 191.0939 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 279.5571 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:59 UTC |
STONESIFER TIMOTHY C.EVP & CFO
|
GrantRestricted Stock Units · Derivative | 1,008.35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000217 · edgar.xml · derivative · entry 7 STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,369.442 Underlying: Common Stock · 1,008.35 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F10 · shares: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 45,458 of which will vest on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,008.35 dividend equivalent rights that reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 598.9399 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F10 · price: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 45,458 of which will vest on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,008.35 dividend equivalent rights that reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 598.9399 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F10 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 45,458 of which will vest on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,008.35 dividend equivalent rights that reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 598.9399 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F10 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 45,458 of which will vest on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,008.35 dividend equivalent rights that reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 598.9399 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F10 · balance_after: As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 45,458 of which will vest on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,008.35 dividend equivalent rights that reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 598.9399 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:59 UTC |
STONESIFER TIMOTHY C.EVP & CFO
|
GrantRestricted Stock Units · Derivative | 418.96 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000217 · edgar.xml · derivative · entry 6 STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,181.0648 Underlying: Common Stock · 418.96 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 28,331 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 418.96 dividend equivalent rights that reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 248.8534 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · price: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 28,331 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 418.96 dividend equivalent rights that reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 248.8534 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · derivative.exercise_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 28,331 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 418.96 dividend equivalent rights that reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 248.8534 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · derivative.expiration_date: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 28,331 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 418.96 dividend equivalent rights that reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 248.8534 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · balance_after: As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 28,331 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 418.96 dividend equivalent rights that reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 248.8534 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:59 UTC |
STONESIFER TIMOTHY C.EVP & CFO
|
GrantRestricted Stock Units · Derivative | 572.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000217 · edgar.xml · derivative · entry 5 STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,504.6893 Underlying: Common Stock · 572.49 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 572.49 dividend equivalent rights that reflect 232.4421 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 340.0466 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · price: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 572.49 dividend equivalent rights that reflect 232.4421 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 340.0466 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · derivative.exercise_date: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 572.49 dividend equivalent rights that reflect 232.4421 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 340.0466 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · derivative.expiration_date: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 572.49 dividend equivalent rights that reflect 232.4421 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 340.0466 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · balance_after: As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 572.49 dividend equivalent rights that reflect 232.4421 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 340.0466 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:59 UTC |
STONESIFER TIMOTHY C.EVP & CFO
|
GrantRestricted Stock Units · Derivative | 662.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000217 · edgar.xml · derivative · entry 4 STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,084.0243 Underlying: Common Stock · 662.5 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 662.50 dividend equivalent rights that reflect 268.9903 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 393.5135 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · price: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 662.50 dividend equivalent rights that reflect 268.9903 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 393.5135 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 662.50 dividend equivalent rights that reflect 268.9903 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 393.5135 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 662.50 dividend equivalent rights that reflect 268.9903 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 393.5135 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F7 · balance_after: As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 662.50 dividend equivalent rights that reflect 268.9903 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 393.5135 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:59 UTC |
STONESIFER TIMOTHY C.EVP & CFO
|
GrantRestricted Stock Units · Derivative | 55.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000217 · edgar.xml · derivative · entry 3 STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926.4454 Underlying: Common Stock · 55.94 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 7,565 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 55.94 dividend equivalent rights that reflect 22.7116 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 33.2247 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · price: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 7,565 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 55.94 dividend equivalent rights that reflect 22.7116 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 33.2247 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · derivative.exercise_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 7,565 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 55.94 dividend equivalent rights that reflect 22.7116 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 33.2247 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · derivative.expiration_date: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 7,565 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 55.94 dividend equivalent rights that reflect 22.7116 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 33.2247 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F6 · balance_after: As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 7,565 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 55.94 dividend equivalent rights that reflect 22.7116 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 33.2247 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:58 UTC |
Neri Antonio FEVP and GM EG
|
GrantRestricted Stock Units · Derivative | 1,134.3952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000215 · edgar.xml · derivative · entry 6 Neri Antonio F · CIK 0001648401 · EVP and GM EG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,665.882 Underlying: Common Stock · 1,134.3952 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which will vest on each of 12/07/17 and 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,134.3952 dividend equivalent rights that reflect 460.5868 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 673.8084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · price: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which will vest on each of 12/07/17 and 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,134.3952 dividend equivalent rights that reflect 460.5868 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 673.8084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which will vest on each of 12/07/17 and 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,134.3952 dividend equivalent rights that reflect 460.5868 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 673.8084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which will vest on each of 12/07/17 and 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,134.3952 dividend equivalent rights that reflect 460.5868 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 673.8084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F9 · balance_after: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which will vest on each of 12/07/17 and 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,134.3952 dividend equivalent rights that reflect 460.5868 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 673.8084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
| July 05, 2017 Filed Nov 2, 2017 22:58 UTC |
Neri Antonio FEVP and GM EG
|
GrantRestricted Stock Units · Derivative | 628.446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000215 · edgar.xml · derivative · entry 5 Neri Antonio F · CIK 0001648401 · EVP and GM EG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,274.2987 Underlying: Common Stock · 628.446 shares Expires not disclosed F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which will vest on 12/09/17, and 42,498 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 628.4460 dividend equivalent rights that reflect 255.1615 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 373.2845 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · price: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which will vest on 12/09/17, and 42,498 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 628.4460 dividend equivalent rights that reflect 255.1615 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 373.2845 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which will vest on 12/09/17, and 42,498 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 628.4460 dividend equivalent rights that reflect 255.1615 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 373.2845 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which will vest on 12/09/17, and 42,498 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 628.4460 dividend equivalent rights that reflect 255.1615 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 373.2845 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. F8 · balance_after: As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which will vest on 12/09/17, and 42,498 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 628.4460 dividend equivalent rights that reflect 255.1615 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 373.2845 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.