HPE

SEC source: 0001179706-17-000218 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,290.53

Underlying: Common Stock · 2,550.3804 shares

Expires not disclosed

F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 290,350 of which will vest on 11/02/17, and 290,352 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 2,550.3804 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · price: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 290,350 of which will vest on 11/02/17, and 290,352 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 2,550.3804 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 290,350 of which will vest on 11/02/17, and 290,352 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 2,550.3804 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 290,350 of which will vest on 11/02/17, and 290,352 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 2,550.3804 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · balance_after: As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 290,350 of which will vest on 11/02/17, and 290,352 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 2,550.3804 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

SEC source: 0001179706-17-000218 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,378.267

Underlying: Common Stock · 462.5541 shares

Expires not disclosed

F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 462.5541 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · price: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 462.5541 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 462.5541 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 462.5541 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · balance_after: As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 105,320 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 462.5541 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

SEC source: 0001179706-17-000213 · edgar.xml · derivative · entry 8

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,128.8676

Underlying: Common Stock · 411.7706 shares

Expires not disclosed

F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F10 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Also included is 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F10 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Also included is 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F10 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Also included is 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F10 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Also included is 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F10 · balance_after: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Also included is 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

SEC source: 0001179706-17-000213 · edgar.xml · derivative · entry 7

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,331.7443

Underlying: Common Stock · 228.1105 shares

Expires not disclosed

F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Also included is 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Also included is 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Also included is 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Also included is 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F9 · balance_after: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Also included is 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

SEC source: 0001179706-17-000213 · edgar.xml · derivative · entry 6

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,257.371

Underlying: Common Stock · 510.0787 shares

Expires not disclosed

F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Also included is 510.0787 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · price: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Also included is 510.0787 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · derivative.exercise_date: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Also included is 510.0787 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · derivative.expiration_date: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Also included is 510.0787 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F8 · balance_after: As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Also included is 510.0787 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

SEC source: 0001179706-17-000213 · edgar.xml · derivative · entry 5

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,347.1386

Underlying: Common Stock · 97.847 shares

Expires not disclosed

F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 97.8470 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F7 · price: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 97.8470 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F7 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 97.8470 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F7 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 97.8470 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

F7 · balance_after: As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 97.8470 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above.

SEC source: 0001179706-17-000245 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273.6633

Underlying: Common Stock · 66.5328 shares

Expires not disclosed

F2 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

SEC source: 0001179706-17-000244 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273.6633

Underlying: Common Stock · 66.5328 shares

Expires not disclosed

F4 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (4) above.The RSUs that cliff vest will be deferred as noted in footnote (3) above.

SEC source: 0001179706-17-000241 · edgar.xml · derivative · entry 3

Andreessen Marc L · CIK 0001160077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273.6633

Underlying: Common Stock · 66.5328 shares

Expires not disclosed

F3 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (3) above.The RSUs that cliff vest will be deferred as noted in footnote (4) above.

F6 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (3) above.The RSUs that cliff vest will be deferred as noted in footnote (4) above.

F6 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (3) above.The RSUs that cliff vest will be deferred as noted in footnote (4) above.

F6 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (3) above.The RSUs that cliff vest will be deferred as noted in footnote (4) above.

SEC source: 0001179706-17-000242 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273.6633

Underlying: Common Stock · 66.5328 shares

Expires not disclosed

F2 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

SEC source: 0001179706-17-000243 · edgar.xml · derivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,273.6633

Underlying: Common Stock · 66.5328 shares

Expires not disclosed

F2 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · price: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · derivative.exercise_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

F4 · derivative.expiration_date: On 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (2) above.

SEC source: 0001179706-17-000206 · edgar.xml · derivative · entry 4

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 397,876 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000206 · edgar.xml · nonDerivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17.

SEC source: 0001179706-17-000206 · edgar.xml · nonDerivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,484

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17.

SEC source: 0001179706-17-000206 · edgar.xml · nonDerivative · entry 1

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000204 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 747,054 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000204 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 747,040 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000204 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

SEC source: 0001179706-17-000204 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000204 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

SEC source: 0001179706-17-000204 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000202 · edgar.xml · derivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,054

Underlying: Common Stock · 249,023 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. The number reported in Table II-Column 9 reflects an adjustment in the post-conversion balances previously reported on 09/14/17 (i.e., from 09/13/17 adjusted to 1,120,610, and from 09/14/17 adjusted to 996,077).

SEC source: 0001179706-17-000202 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

SEC source: 0001179706-17-000202 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000200 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,040

Underlying: Common Stock · 124,533 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000200 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.13 to $13.25. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-17-000200 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000200 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,573

Underlying: Common Stock · 124,519 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000200 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

SEC source: 0001179706-17-000200 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000198 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,828

F2 · shares: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2017.

F2 · price: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

SEC source: 0001179706-17-000197 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 70,529.7299

F3 · shares: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F2 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chair fees of $37,500 for Issuer's Board Year 2017.

F3 · price: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F4 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

SEC source: 0001179706-17-000194 · edgar.xml · nonDerivative · entry 2

Andreessen Marc L · CIK 0001160077 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 129,911.4502

F3 · shares: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F2 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2017.

F3 · price: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F4 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

SEC source: 0001179706-17-000195 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,531

F2 · shares: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2017.

F2 · price: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

SEC source: 0001179706-17-000196 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,469

F2 · shares: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chairman fees of $28,750 for Issuer's Board Year 2017.

F2 · price: The number of shares and price of shares reported reflects Issuer's WI pricing on 08/31/17.

SEC source: 0001179706-17-000178 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,179

Underlying: Common Stock · 194,834 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000178 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.61 to $17.76. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-17-000178 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000178 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,013

Underlying: Common Stock · 194,834 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000178 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.54 to $17.74. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-17-000178 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000168 · edgar.xml · derivative · entry 10

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,478

Underlying: Common Stock · 56,433 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable beginning on this date.

F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000168 · edgar.xml · derivative · entry 9

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363,847

Underlying: Common Stock · 97,413 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable beginning on this date.

F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000168 · edgar.xml · nonDerivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

SEC source: 0001179706-17-000168 · edgar.xml · nonDerivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000168 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

SEC source: 0001179706-17-000168 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-17-000168 · edgar.xml · derivative · entry 8

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,260

Underlying: Common Stock · 97,422 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable beginning on this date.

F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-17-000168 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,599

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.215 to $17.35. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-17-000168 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.