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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
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982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 6, 2018 00:51 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionCommon Stock 30,089 $15.53 $467,282.17
Disclosure

SEC source: 0001179706-18-000132 · edgar.xml · nonDerivative · entry 1

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 8,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000130 · edgar.xml · derivative · entry 6

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, 6,650 of which vested on 12/09/17, and 8,500 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308 vested dividend equivalent rights and a de minimus adjustment of 0.6762 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · price: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, 6,650 of which vested on 12/09/17, and 8,500 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308 vested dividend equivalent rights and a de minimus adjustment of 0.6762 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, 6,650 of which vested on 12/09/17, and 8,500 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308 vested dividend equivalent rights and a de minimus adjustment of 0.6762 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, 6,650 of which vested on 12/09/17, and 8,500 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308 vested dividend equivalent rights and a de minimus adjustment of 0.6762 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 25,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000130 · edgar.xml · derivative · entry 5

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 18,931 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · price: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 18,931 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 18,931 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 18,931 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Karros Kirt PSVP, Finance & Treasurer
Tax withholdingCommon Stock 4,368 $15.53 $67,835.04
Disclosure

SEC source: 0001179706-18-000130 · edgar.xml · nonDerivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,509

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionCommon Stock 8,808 $15.53 $136,788.24
Disclosure

SEC source: 0001179706-18-000130 · edgar.xml · nonDerivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Karros Kirt PSVP, Finance & Treasurer
Tax withholdingCommon Stock 10,004 $15.53 $155,362.12
Disclosure

SEC source: 0001179706-18-000130 · edgar.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,069

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionCommon Stock 25,073 $15.53 $389,383.69
Disclosure

SEC source: 0001179706-18-000130 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionRestricted Stock Units · Derivative 26,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · derivative · entry 12

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F7 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionRestricted Stock Units · Derivative 60,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · derivative · entry 11

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 252.4826 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 2,107 vested dividend equivalent rights and a de minimus adjustment of 0.2368 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6 · price: As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 252.4826 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 2,107 vested dividend equivalent rights and a de minimus adjustment of 0.2368 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 252.4826 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 2,107 vested dividend equivalent rights and a de minimus adjustment of 0.2368 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 252.4826 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 2,107 vested dividend equivalent rights and a de minimus adjustment of 0.2368 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
GrantCommon Stock 94,049 $15.53 $1,460,580.97
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · nonDerivative · entry 5

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134.012

F2 · shares: On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
SaleCommon Stock 14,563 $15.33 $223,250.79
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · nonDerivative · entry 4

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,963

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionCommon Stock 26,912 $15.53 $417,943.36
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · nonDerivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
Tax withholdingCommon Stock 32,564 $15.53 $505,718.92
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · nonDerivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Gomez HenryEVP, CM & CO
Exercise / conversionCommon Stock 60,178 $15.53 $934,564.34
Disclosure

SEC source: 0001179706-18-000129 · edgar.xml · nonDerivative · entry 1

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: To clarify, 01/23/18 was the earliest transaction date required to be reported on the Form 4 submitted 01/25/18.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Davis PhilipCSO Interim Pres Hybrid IT
Exercise / conversionRestricted Stock units · Derivative 5,871 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000128 · edgar.xml · derivative · entry 3

Davis Philip · CIK 0001354297 · CSO Interim Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · price: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Davis PhilipCSO Interim Pres Hybrid IT
Tax withholdingCommon Stock 2,031 $15.53 $31,541.43
Disclosure

SEC source: 0001179706-18-000128 · edgar.xml · nonDerivative · entry 2

Davis Philip · CIK 0001354297 · CSO Interim Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:50 UTC
Davis PhilipCSO Interim Pres Hybrid IT
Exercise / conversionCommon Stock 5,871 $15.53 $91,176.63
Disclosure

SEC source: 0001179706-18-000128 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO Interim Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 14, 2018 21:08 UTC Amendment
Davis PhilipCSO Interim Pres Hybrid IT
Exercise / conversionRestricted Stock units · Derivative 5,871 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000145 · edgar.xml · derivative · entry 3

Davis Philip · CIK 0001354297 · CSO Interim Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · price: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 11,331 restricted stock units ("RSUs"), 5,665 of which vested on 12/09/17, and 5,666 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 24.6348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 205 vested dividend equivalent rights and a de minimus adjustment of 0.4570 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
June 01, 2018 Filed Jun 14, 2018 21:08 UTC Amendment
Davis PhilipCSO Interim Pres Hybrid IT
Tax withholdingCommon Stock 1,430 $15.53 $22,207.90
Disclosure

SEC source: 0001179706-18-000145 · edgar.xml · nonDerivative · entry 2

Davis Philip · CIK 0001354297 · CSO Interim Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,441

F8 · shares: The amendment reflects a decrease in Column 4 of 601 shares over withheld for taxes, and Column 5 reflects an increase 601 shares.

F8 · balance_after: The amendment reflects a decrease in Column 4 of 601 shares over withheld for taxes, and Column 5 reflects an increase 601 shares.

Read SEC document
June 01, 2018 Filed Jun 14, 2018 21:08 UTC Amendment
Davis PhilipCSO Interim Pres Hybrid IT
Exercise / conversionCommon Stock 5,871 $15.53 $91,176.63
Disclosure

SEC source: 0001179706-18-000145 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO Interim Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed May 31, 2018 21:26 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000118 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,202

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 31, 2018 Filed May 31, 2018 21:26 UTC SaleCommon Stock 337,000 $15.38 $5,184,475.40
Disclosure

SEC source: 0001179706-18-000118 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.23 to $15.59. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 31, 2018 Filed May 31, 2018 21:26 UTC Exercise / conversionCommon Stock 337,000 $7.81 $2,631,970.00
Disclosure

SEC source: 0001179706-18-000118 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:26 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000118 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,202

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:26 UTC SaleCommon Stock 337,000 $15.48 $5,217,973.20
Disclosure

SEC source: 0001179706-18-000118 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.325 to $15.605. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:26 UTC Exercise / conversionCommon Stock 337,000 $7.81 $2,631,970.00
Disclosure

SEC source: 0001179706-18-000118 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2018 Filed May 30, 2018 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 89,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000116 · edgar.xml · derivative · entry 3

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which vested on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 389.5652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,331 vested dividend equivalent rights and a de minimus adjustment of 0.2676 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · price: As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which vested on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 389.5652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,331 vested dividend equivalent rights and a de minimus adjustment of 0.2676 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.exercise_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which vested on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 389.5652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,331 vested dividend equivalent rights and a de minimus adjustment of 0.2676 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F2 · derivative.expiration_date: As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which vested on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 389.5652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,331 vested dividend equivalent rights and a de minimus adjustment of 0.2676 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
May 27, 2018 Filed May 30, 2018 20:53 UTC Tax withholdingCommon Stock 46,572 $15.52 $722,797.44
Disclosure

SEC source: 0001179706-18-000116 · edgar.xml · nonDerivative · entry 2

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,085

Read SEC document
May 27, 2018 Filed May 30, 2018 20:53 UTC Exercise / conversionCommon Stock 93,931 $15.52 $1,457,809.12
Disclosure

SEC source: 0001179706-18-000116 · edgar.xml · nonDerivative · entry 1

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:32 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · derivative · entry 9

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,202

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:32 UTC SaleCommon Stock 337,000 $15.34 $5,171,163.90
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · nonDerivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.165 to $15.57. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:32 UTC Exercise / conversionCommon Stock 337,000 $7.81 $2,631,970.00
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · nonDerivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 24, 2018 20:32 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · derivative · entry 8

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424,202

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 23, 2018 Filed May 24, 2018 20:32 UTC SaleCommon Stock 34,478 $16.80 $579,158.00
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.72 to $16.80. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 23, 2018 Filed May 24, 2018 20:32 UTC Exercise / conversionCommon Stock 34,478 $7.81 $269,273.18
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 24, 2018 20:32 UTC SaleCommon Stock 302,522 $15.94 $4,821,232.61
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.66 to $16.66. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 23, 2018 Filed May 24, 2018 20:32 UTC Exercise / conversionCommon Stock 302,522 $7.81 $2,362,696.82
Disclosure

SEC source: 0001179706-18-000114 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 22, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
SaleCommon Stock 49,028 $17.57 $861,456.28
Disclosure

SEC source: 0001179706-18-000112 · edgar.xml · nonDerivative · entry 3

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/07/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.67. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

Read SEC document
May 18, 2018 Filed May 22, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 95,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000112 · edgar.xml · derivative · entry 4

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/18/15 the reporting person was granted 91,028 restricted stock units ("RSUs"), 91,028 of which cliff vested 05/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 395.7739 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,401 vested dividend equivalent rights and a de minimus adjustment of 0.2889 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · price: As previously reported, on 05/18/15 the reporting person was granted 91,028 restricted stock units ("RSUs"), 91,028 of which cliff vested 05/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 395.7739 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,401 vested dividend equivalent rights and a de minimus adjustment of 0.2889 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.exercise_date: As previously reported, on 05/18/15 the reporting person was granted 91,028 restricted stock units ("RSUs"), 91,028 of which cliff vested 05/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 395.7739 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,401 vested dividend equivalent rights and a de minimus adjustment of 0.2889 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.expiration_date: As previously reported, on 05/18/15 the reporting person was granted 91,028 restricted stock units ("RSUs"), 91,028 of which cliff vested 05/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 395.7739 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 includes 4,401 vested dividend equivalent rights and a de minimus adjustment of 0.2889 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
May 18, 2018 Filed May 22, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
Tax withholdingCommon Stock 46,401 $17.56 $814,801.56
Disclosure

SEC source: 0001179706-18-000112 · edgar.xml · nonDerivative · entry 2

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,028

Read SEC document
May 18, 2018 Filed May 22, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionCommon Stock 95,429 $17.56 $1,675,733.24
Disclosure

SEC source: 0001179706-18-000112 · edgar.xml · nonDerivative · entry 1

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 17, 2018 20:12 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000110 · edgar.xml · derivative · entry 7

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,202

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 17, 2018 Filed May 17, 2018 20:12 UTC SaleCommon Stock 337,000 $17.65 $5,946,735.70
Disclosure

SEC source: 0001179706-18-000110 · edgar.xml · nonDerivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.435 to $17.755. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 17, 2018 Filed May 17, 2018 20:12 UTC Exercise / conversionCommon Stock 337,000 $7.81 $2,631,970.00
Disclosure

SEC source: 0001179706-18-000110 · edgar.xml · nonDerivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:12 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 337,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001179706-18-000110 · edgar.xml · derivative · entry 6

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098,202

Underlying: Common Stock · 337,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:12 UTC SaleCommon Stock 337,000 $17.40 $5,865,114.30
Disclosure

SEC source: 0001179706-18-000110 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,760

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.38 to $17.44. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:12 UTC Exercise / conversionCommon Stock 337,000 $7.81 $2,631,970.00
Disclosure

SEC source: 0001179706-18-000110 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 15, 2018 21:18 UTC
Karros Kirt PSVP, Finance & Treasurer
SaleCommon Stock 27,720 $17.47 $484,329.38
Disclosure

SEC source: 0001179706-18-000108 · edgar.xml · nonDerivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/07/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.445 to $17.51. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 11, 2018 Filed May 15, 2018 21:18 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 42,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000108 · edgar.xml · derivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which vested on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 206.1990 at $14.70 per RSU credited to the reporting person's account on 01/03/18. The number of derivative securities in column 5 includes 175.7174 vested dividend equivalent rights and a de minimus adjustment of 0.9970 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · price: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which vested on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 206.1990 at $14.70 per RSU credited to the reporting person's account on 01/03/18. The number of derivative securities in column 5 includes 175.7174 vested dividend equivalent rights and a de minimus adjustment of 0.9970 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.exercise_date: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which vested on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 206.1990 at $14.70 per RSU credited to the reporting person's account on 01/03/18. The number of derivative securities in column 5 includes 175.7174 vested dividend equivalent rights and a de minimus adjustment of 0.9970 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.expiration_date: As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 40,415 of which vested on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 206.1990 at $14.70 per RSU credited to the reporting person's account on 01/03/18. The number of derivative securities in column 5 includes 175.7174 vested dividend equivalent rights and a de minimus adjustment of 0.9970 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
May 11, 2018 Filed May 15, 2018 21:18 UTC
Karros Kirt PSVP, Finance & Treasurer
Tax withholdingCommon Stock 14,649 $17.67 $258,847.83
Disclosure

SEC source: 0001179706-18-000108 · edgar.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,720

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.