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Hewlett Packard Enterprise Co

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0001645590
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982

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0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Karros Kirt PSVP, Finance & Treasurer
Tax withholdingCommon Stock 5,266 $14.71 $77,462.86
Disclosure

SEC source: 0001179706-18-000208 · edgar.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Karros Kirt PSVP, Finance & Treasurer
Exercise / conversionCommon Stock 10,620 $14.71 $156,220.20
Disclosure

SEC source: 0001179706-18-000208 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionRestricted Stock Units · Derivative 71,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · derivative · entry 9

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,991

Underlying: Common Stock · 71,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionRestricted Stock Units · Derivative 11,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · derivative · entry 6

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

Underlying: Common Stock · 11,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
Tax withholdingCommon Stock 35,697 $14.71 $525,102.87
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · nonDerivative · entry 4

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,104

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionCommon Stock 71,997 $14.71 $1,059,075.87
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · nonDerivative · entry 3

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
Tax withholdingCommon Stock 5,529 $14.71 $81,331.59
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · nonDerivative · entry 2

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,804

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionCommon Stock 11,151 $14.71 $164,031.21
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 6, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 87,114 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000197 · edgar.xml · derivative · entry 4

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,114 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
November 06, 2018 Filed Nov 6, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
SaleCommon Stock 15,170 $15.94 $241,847.73
Disclosure

SEC source: 0001179706-18-000197 · edgar.xml · nonDerivative · entry 3

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plans adopted by the reporting person on 03/07/18 and 09/13/16.

F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.87 to $16.02. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
November 06, 2018 Filed Nov 6, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
SaleCommon Stock 87,114 $15.94 $1,388,814.95
Disclosure

SEC source: 0001179706-18-000197 · edgar.xml · nonDerivative · entry 2

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,170

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plans adopted by the reporting person on 03/07/18 and 09/13/16.

F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.87 to $16.02. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
November 06, 2018 Filed Nov 6, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionCommon Stock 87,114 $8.62 $750,922.68
Disclosure

SEC source: 0001179706-18-000197 · edgar.xml · nonDerivative · entry 1

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2018 Filed Nov 6, 2018 23:07 UTC
Melkote KeertiPresident Intelligent Edge
GrantRestricted Stock Units · Derivative 1,416.9627 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000197 · edgar.xml · derivative · entry 5

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,987.515

Underlying: Common Stock · 1,416.9627 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,416.9627 dividend equivalent rights being reported include 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F6 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,416.9627 dividend equivalent rights being reported include 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F6 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,416.9627 dividend equivalent rights being reported include 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F6 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,416.9627 dividend equivalent rights being reported include 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
October 03, 2018 Filed Dec 11, 2018 23:06 UTC GrantRestricted Stock Units · Derivative 83.9082 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000215 · edgar.xml · derivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672.0648

Underlying: Common Stock · 83.9082 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F4 · price: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F4 · derivative.exercise_date: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F4 · derivative.expiration_date: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
October 03, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 328.5134 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · derivative · entry 8

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,074.5134

Underlying: Common Stock · 328.5134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F5 · price: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F5 · derivative.exercise_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F5 · derivative.expiration_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
October 03, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 329.1985 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · derivative · entry 7

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,760.6322

Underlying: Common Stock · 329.1985 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · price: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · derivative.exercise_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · derivative.expiration_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
October 03, 2018 Filed Dec 11, 2018 23:03 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 98.0664 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000207 · edgar.xml · derivative · entry 5

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197.2792

Underlying: Common Stock · 98.0664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F2 · price: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F2 · derivative.exercise_date: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F2 · derivative.expiration_date: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
October 03, 2018 Filed Jan 3, 2019 23:22 UTC
TAN LIP BUDirector
GrantRestricted Stock Units · Derivative 83.9082 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000009 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672.0648

Underlying: Common Stock · 83.9082 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
October 03, 2018 Filed Jan 3, 2019 23:21 UTC GrantRestricted Stock Units · Derivative 83.9082 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000008 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672.0648

Underlying: Common Stock · 83.9082 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

Read SEC document
October 03, 2018 Filed Jan 3, 2019 23:20 UTC GrantRestricted Stock Units · Derivative 83.9082 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000006 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672.0648

Underlying: Common Stock · 83.9082 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
October 03, 2018 Filed Jan 3, 2019 23:21 UTC GrantRestricted Stock Units · Derivative 83.9082 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000007 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672.0648

Underlying: Common Stock · 83.9082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F4 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F4 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

F4 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 83.9082 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 21:55 UTC
TAN LIP BUDirector
GrantCommon Stock 1,532 $16.31 $24,986.92
Disclosure

SEC source: 0001179706-18-000195 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,047

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2018.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 21:55 UTC GrantCommon Stock 2,299 $16.31 $37,496.69
Disclosure

SEC source: 0001179706-18-000194 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 114,547.1796

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chair fees of $37,500 for Issuer's Board Year 2018.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · balance_after: The number of shares in column 5 includes 789.9602 vested restricted stock unit ("RSU") dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 21:54 UTC GrantCommon Stock 1,532 $16.31 $24,986.92
Disclosure

SEC source: 0001179706-18-000192 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,408

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2018.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 21:55 UTC GrantCommon Stock 1,762 $16.31 $28,738.22
Disclosure

SEC source: 0001179706-18-000193 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,013

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chairman fees of $28,750 for Issuer's Board Year 2018.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 21:07 UTC
Neri Antonio FPresident and CEO
SaleCommon Stock 82,893 $17.00 $1,409,181.00
Disclosure

SEC source: 0001179706-18-000186 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,828

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/05/18.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:07 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionRestricted Stock Units · Derivative 24,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000185 · edgar.xml · derivative · entry 6

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,746

Underlying: Common Stock · 24,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 419 vested dividend equivalent rights and a de minimus adjustment of 0.8535 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 419 vested dividend equivalent rights and a de minimus adjustment of 0.8535 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 419 vested dividend equivalent rights and a de minimus adjustment of 0.8535 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 419 vested dividend equivalent rights and a de minimus adjustment of 0.8535 due to fractional rounding of the dividend equivalent rights.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:07 UTC
Davis PhilipCSO, Pres Hybrid IT
Tax withholdingCommon Stock 12,334 $16.87 $208,074.58
Disclosure

SEC source: 0001179706-18-000185 · edgar.xml · nonDerivative · entry 2

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,182

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:07 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionCommon Stock 24,875 $16.87 $419,641.25
Disclosure

SEC source: 0001179706-18-000185 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:48 UTC GrantRestricted Stock Units · Derivative 210,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000182 · edgar.xml · derivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,337

Underlying: Common Stock · 210,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 09/19/18 the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which will vest on each of 09/19/19 and 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 09/19/18 the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which will vest on each of 09/19/19 and 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 09/19/18 the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which will vest on each of 09/19/19 and 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 09/19/18 the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which will vest on each of 09/19/19 and 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:59 UTC Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 347,906 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001179706-18-000175 · edgar.xml · derivative · entry 4

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 347,906 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:59 UTC SaleCommon Stock 131,236 $16.57 $2,174,777.37
Disclosure

SEC source: 0001179706-18-000175 · edgar.xml · nonDerivative · entry 3

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,726

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/18. The reporting person ceased being Issuer's CFO and subject to Section 16 on 09/17/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.48 to $16.66. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:59 UTC SaleCommon Stock 347,906 $16.57 $5,765,324.28
Disclosure

SEC source: 0001179706-18-000175 · edgar.xml · nonDerivative · entry 2

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,962

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/18. The reporting person ceased being Issuer's CFO and subject to Section 16 on 09/17/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.48 to $16.66. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:59 UTC Exercise / conversionCommon Stock 347,906 $8.83 $3,072,009.98
Disclosure

SEC source: 0001179706-18-000175 · edgar.xml · nonDerivative · entry 1

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 21:08 UTC
Neri Antonio FPresident and CEO
SaleCommon Stock 36,556 $16.50 $603,174.00
Disclosure

SEC source: 0001179706-18-000173 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,721

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/01/18.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:17 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 87,113 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-18-000171 · edgar.xml · derivative · entry 3

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,114

Underlying: Common Stock · 87,113 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:17 UTC
Melkote KeertiPresident Intelligent Edge
SaleCommon Stock 87,113 $15.96 $1,390,488.99
Disclosure

SEC source: 0001179706-18-000171 · edgar.xml · nonDerivative · entry 2

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,170

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/07/18.

F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.79 to $16.035. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:17 UTC
Melkote KeertiPresident Intelligent Edge
Exercise / conversionCommon Stock 87,113 $8.62 $750,914.06
Disclosure

SEC source: 0001179706-18-000171 · edgar.xml · nonDerivative · entry 1

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 21:45 UTC SaleCommon Stock 81,515 $15.09 $1,230,053.20
Disclosure

SEC source: 0001179706-18-000169 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,639

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.01 to $15.195. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 21:45 UTC SaleCommon Stock 255,485 $15.01 $3,834,293.33
Disclosure

SEC source: 0001179706-18-000169 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,154

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.00 to $15.035. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
July 04, 2018 Filed Jul 10, 2018 21:45 UTC GrantRestricted Stock Units · Derivative 95.1566 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000169 · edgar.xml · derivative · entry 5

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,588.1566

Underlying: Common Stock · 95.1566 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F7 · price: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F7 · derivative.exercise_date: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F7 · derivative.expiration_date: As previously reported, on 05/04/18, the reporting person was granted 12,493 RSUs, all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 95.1566 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

Read SEC document
July 04, 2018 Filed Jul 10, 2018 21:45 UTC GrantRestricted Stock Units · Derivative 2,250.6093 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000169 · edgar.xml · derivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,845.856

Underlying: Common Stock · 2,250.6093 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 2,250.6093 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F6 · price: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 2,250.6093 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F6 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 2,250.6093 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F6 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 2,250.6093 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

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July 04, 2018 Filed Aug 16, 2018 21:17 UTC
Melkote KeertiPresident Intelligent Edge
GrantRestricted Stock Units · Derivative 1,606.9144 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000171 · edgar.xml · derivative · entry 4

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,570.552

Underlying: Common Stock · 1,606.9144 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,606.9144 dividend equivalent rights being reported include 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F6 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,606.9144 dividend equivalent rights being reported include 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F6 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,606.9144 dividend equivalent rights being reported include 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F6 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,606.9144 dividend equivalent rights being reported include 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

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July 04, 2018 Filed Aug 20, 2018 21:08 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 2,410.3791 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000173 · edgar.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,856.846

Underlying: Common Stock · 2,410.3791 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,410.3791 dividend equivalent rights being reported include 2,410.3791 at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F4 · price: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,410.3791 dividend equivalent rights being reported include 2,410.3791 at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,410.3791 dividend equivalent rights being reported include 2,410.3791 at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,410.3791 dividend equivalent rights being reported include 2,410.3791 at $14.77 per RSU credited to the reporting person's account on 07/04/18.

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July 04, 2018 Filed Aug 20, 2018 21:08 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 779.053 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000173 · edgar.xml · derivative · entry 2

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,522.594

Underlying: Common Stock · 779.053 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 779.0530 dividend equivalent rights being reported include 779.0530 at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 779.0530 dividend equivalent rights being reported include 779.0530 at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 779.0530 dividend equivalent rights being reported include 779.0530 at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 779.0530 dividend equivalent rights being reported include 779.0530 at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

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July 04, 2018 Filed Sep 18, 2018 20:59 UTC GrantRestricted Stock Units · Derivative 1,205.1896 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000175 · edgar.xml · derivative · entry 6

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,928.423

Underlying: Common Stock · 1,205.1896 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,205.1896 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F7 · price: As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,205.1896 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F7 · derivative.exercise_date: As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,205.1896 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F7 · derivative.expiration_date: As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,205.1896 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

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July 04, 2018 Filed Sep 18, 2018 20:59 UTC GrantRestricted Stock Units · Derivative 692.4882 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000175 · edgar.xml · derivative · entry 5

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,797.6323

Underlying: Common Stock · 692.4882 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/16, the reporting person was granted 81,037 Restricted Stock Units ("RSUs"), 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 692.4882 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F6 · price: As previously reported, on 12/07/16, the reporting person was granted 81,037 Restricted Stock Units ("RSUs"), 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 692.4882 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F6 · derivative.exercise_date: As previously reported, on 12/07/16, the reporting person was granted 81,037 Restricted Stock Units ("RSUs"), 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 692.4882 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F6 · derivative.expiration_date: As previously reported, on 12/07/16, the reporting person was granted 81,037 Restricted Stock Units ("RSUs"), 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 692.4882 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

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July 04, 2018 Filed Sep 24, 2018 21:07 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 1,606.9144 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000185 · edgar.xml · derivative · entry 7

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,570.552

Underlying: Common Stock · 1,606.9144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F6 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F6 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

F6 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which will vest on each of 12/07/18 and 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,606.9144 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18.

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July 04, 2018 Filed Sep 24, 2018 21:07 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 373.3294 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000185 · edgar.xml · derivative · entry 5

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,431.4337

Underlying: Common Stock · 373.3294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 373.3294 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · price: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 373.3294 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · derivative.exercise_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 373.3294 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · derivative.expiration_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 373.3294 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

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July 04, 2018 Filed Sep 24, 2018 21:07 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 163.601 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000185 · edgar.xml · derivative · entry 4

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,159.5747

Underlying: Common Stock · 163.601 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 163.6010 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 163.6010 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 163.6010 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which will vest on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 163.6010 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.