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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
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982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
SaleCommon Stock 159,457 $16.26 $2,592,627.31
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
Exercise / conversionCommon Stock 159,457 $8.83 $1,408,005.31
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,059.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
SaleCommon Stock 249,754 $16.26 $4,060,775.26
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
Exercise / conversionCommon Stock 249,754 $8.62 $2,152,879.48
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,356.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
SaleCommon Stock 68,798 $16.26 $1,118,593.56
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
Exercise / conversionCommon Stock 68,798 $8.92 $613,678.16
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,400.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC GrantRestricted Stock Units · Derivative 2,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000019 · edgar.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299

Underlying: Common Stock · 2,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 01/31/19, the reporting person was granted 2,299 restricted stock units ("RSUs"), all of which will cliff vest on the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 01/31/19, the reporting person was granted 2,299 restricted stock units ("RSUs"), all of which will cliff vest on the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 01/31/19, the reporting person was granted 2,299 restricted stock units ("RSUs"), all of which will cliff vest on the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 01/31/19, the reporting person was granted 2,299 restricted stock units ("RSUs"), all of which will cliff vest on the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:46 UTC
Davis PhilipCSO, Pres Hybrid IT
SaleCommon Stock 13,974 $15.75 $220,090.50
Disclosure

SEC source: 0001179706-19-000015 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,386

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
SaleCommon Stock 13,974 $15.00 $209,610.00
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · nonDerivative · entry 3

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,360

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 23:16 UTC
Karros Kirt PSVP, Finance & Treasurer
SaleCommon Stock 14,126 $15.00 $211,890.00
Disclosure

SEC source: 0001179706-19-000013 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/18.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionCommon Stock · Derivative 25,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · derivative · entry 6

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,585

Underlying: Common Stock · 25,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5 · price: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5 · derivative.exercise_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5 · derivative.expiration_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
Tax withholdingCommon Stock 9,174 $14.76 $135,408.24
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · nonDerivative · entry 2

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

Read SEC document
January 24, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionCommon Stock 25,586 $14.76 $377,649.36
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantCommon Stock · Derivative 1,003.8912 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · derivative · entry 9

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,113.891

Underlying: Common Stock · 1,003.8912 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F8 · price: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F8 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F8 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantCommon Stock · Derivative 1,175.5414 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · derivative · entry 8

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,166.541

Underlying: Common Stock · 1,175.5414 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F7 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F7 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F7 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantCommon Stock · Derivative 408.8113 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · derivative · entry 7

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,483.3247

Underlying: Common Stock · 408.8113 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · price: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · derivative.exercise_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · derivative.expiration_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantCommon Stock · Derivative 89.7743 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · derivative · entry 5

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242.7743

Underlying: Common Stock · 89.7743 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · price: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F4 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:15 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantCommon Stock · Derivative 122.0366 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000012 · edgar.xml · derivative · entry 4

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319.3158

Underlying: Common Stock · 122.0366 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · price: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.exercise_date: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.expiration_date: As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:16 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 344.1948 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000013 · edgar.xml · derivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,525.1948

Underlying: Common Stock · 344.1948 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:16 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 284.0918 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000013 · edgar.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,082.0918

Underlying: Common Stock · 284.0918 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, and 16,995 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 284.0918 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F4 · price: As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, and 16,995 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 284.0918 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, and 16,995 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 284.0918 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, and 16,995 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 284.0918 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Jan 28, 2019 23:16 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 85.4866 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000013 · edgar.xml · derivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,705.4866

Underlying: Common Stock · 85.4866 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
GrantRestricted Stock Units · Derivative 932.187 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 20

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,463.187

Underlying: Common Stock · 932.187 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
GrantRestricted Stock Units · Derivative 783.6971 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 19

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,778.6971

Underlying: Common Stock · 783.6971 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:08 UTC
SCHULTZ JOHN FEVP, CLAA & SEC
GrantRestricted Stock Units · Derivative 261.2156 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 18

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,714.2156

Underlying: Common Stock · 261.2156 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:07 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 2,911.276 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000024 · edgar.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,229.276

Underlying: Common Stock · 2,911.276 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,911.2760 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · price: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,911.2760 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,911.2760 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,911.2760 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:07 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 1,763.3163 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000024 · edgar.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,751.316

Underlying: Common Stock · 1,763.3163 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,763.3163 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F4 · price: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,763.3163 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,763.3163 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,763.3163 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:07 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 427.4415 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000024 · edgar.xml · derivative · entry 2

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,532.4415

Underlying: Common Stock · 427.4415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 427.4415 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 427.4415 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 427.4415 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 427.4415 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
January 02, 2019 Filed Apr 2, 2019 23:05 UTC
TAN LIP BUDirector
GrantRestricted Stock Units · Derivative 104.4177 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000035 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776.4825

Underlying: Common Stock · 104.4177 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Apr 2, 2019 23:05 UTC GrantRestricted Stock Units · Derivative 104.4177 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000034 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776.4825

Underlying: Common Stock · 104.4177 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

F6 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above.

Read SEC document
January 02, 2019 Filed Apr 2, 2019 23:04 UTC GrantRestricted Stock Units · Derivative 104.4177 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000032 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776.4825

Underlying: Common Stock · 104.4177 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F3 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F3 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F3 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Apr 2, 2019 23:05 UTC GrantRestricted Stock Units · Derivative 104.4177 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000033 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776.4825

Underlying: Common Stock · 104.4177 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.4177 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Apr 4, 2019 23:02 UTC GrantRestricted Stock Units · Derivative 1,234.8338 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000059 · edgar.xml · derivative · entry 3

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,650.833

Underlying: Common Stock · 1,234.8338 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which vested on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included are 1,234.8338 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/18.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which vested on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included are 1,234.8338 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/18.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which vested on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included are 1,234.8338 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/18.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 263,371 restricted stock units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which vested on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included are 1,234.8338 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/18.

Read SEC document
January 02, 2019 Filed Jun 4, 2019 21:58 UTC
Rothman IrvPresident Financial Services
GrantRestricted Stock Units · Derivative 397.8037 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 10

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,135.8037

Underlying: Common Stock · 397.8037 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F9 · shares: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F9 · price: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F9 · derivative.exercise_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F9 · derivative.expiration_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

Read SEC document
January 02, 2019 Filed Jun 4, 2019 21:58 UTC
Rothman IrvPresident Financial Services
GrantRestricted Stock Units · Derivative 362.3169 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 9

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,361.316

Underlying: Common Stock · 362.3169 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F8 · price: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F8 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F8 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

Read SEC document
January 02, 2019 Filed Jun 4, 2019 21:58 UTC
Rothman IrvPresident Financial Services
GrantRestricted Stock Units · Derivative 127.1556 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 8

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669.1556

Underlying: Common Stock · 127.1556 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F7 · price: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

Read SEC document
January 02, 2019 Filed Sep 23, 2019 21:50 UTC GrantRestricted Stock Units · Derivative 2,740.1464 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000121 · edgar.xml · derivative · entry 4

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,850.146

Underlying: Common Stock · 2,740.1464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 852.5158 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.

F3 · price: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 852.5158 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.

F3 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 852.5158 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.

F3 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 852.5158 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19.

Read SEC document
January 02, 2019 Filed Nov 7, 2019 16:58 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,260.3239 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,441.3239

Underlying: Common Stock · 1,260.3239 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
January 02, 2019 Filed Nov 7, 2019 16:58 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,219.5892 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,016.5892

Underlying: Common Stock · 1,219.5892 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
January 02, 2019 Filed Nov 7, 2019 16:58 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 313.0228 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,933.0228

Underlying: Common Stock · 313.0228 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F6 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
January 02, 2019 Filed Dec 9, 2019 17:26 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 2,625.6518 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000135 · edgar.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,418.6518

Underlying: Common Stock · 2,625.6518 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which will vest on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,625.6518 dividend equivalent rights that reflect 717.0663 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 608.9409 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 631.2435 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 668.4011 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · price: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which will vest on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,625.6518 dividend equivalent rights that reflect 717.0663 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 608.9409 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 631.2435 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 668.4011 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which will vest on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,625.6518 dividend equivalent rights that reflect 717.0663 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 608.9409 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 631.2435 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 668.4011 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which will vest on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,625.6518 dividend equivalent rights that reflect 717.0663 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 608.9409 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 631.2435 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 668.4011 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
January 02, 2019 Filed Dec 9, 2019 17:26 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 2,152.2307 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000135 · edgar.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,148.2307

Underlying: Common Stock · 2,152.2307 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,152.2307 dividend equivalent rights that reflect 587.7749 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 499.1451 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 517.4264 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 547.8843 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F6 · price: As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,152.2307 dividend equivalent rights that reflect 587.7749 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 499.1451 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 517.4264 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 547.8843 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F6 · derivative.exercise_date: As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,152.2307 dividend equivalent rights that reflect 587.7749 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 499.1451 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 517.4264 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 547.8843 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F6 · derivative.expiration_date: As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,152.2307 dividend equivalent rights that reflect 587.7749 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 499.1451 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 517.4264 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 547.8843 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
January 02, 2019 Filed Dec 9, 2019 17:26 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 869.5351 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000135 · edgar.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,372.5351

Underlying: Common Stock · 869.5351 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 869.5351 dividend equivalent rights that reflect 237.4703 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 201.6625 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 209.0484 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 221.3539 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5 · price: As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 869.5351 dividend equivalent rights that reflect 237.4703 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 201.6625 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 209.0484 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 221.3539 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5 · derivative.exercise_date: As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 869.5351 dividend equivalent rights that reflect 237.4703 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 201.6625 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 209.0484 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 221.3539 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F5 · derivative.expiration_date: As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 869.5351 dividend equivalent rights that reflect 237.4703 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 201.6625 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 209.0484 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 221.3539 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
January 02, 2019 Filed Dec 10, 2019 18:34 UTC
Melkote KeertiPresident Intelligent Edge
GrantRestricted Stock Units · Derivative 3,413.3503 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000149 · edgar.xml · derivative · entry 4

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,944.35

Underlying: Common Stock · 3,413.3503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 3,413.3503 dividend equivalent rights that reflect 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 3,413.3503 dividend equivalent rights that reflect 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 3,413.3503 dividend equivalent rights that reflect 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 3,413.3503 dividend equivalent rights that reflect 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 23:22 UTC
TAN LIP BUDirector
GrantCommon Stock 1,892 $13.21 $24,993.32
Disclosure

SEC source: 0001179706-19-000009 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,939

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer of $25,000 for Issuer's Board Year 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 23:21 UTC GrantCommon Stock 2,838 $13.21 $37,489.98
Disclosure

SEC source: 0001179706-19-000008 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 118,098.9937

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chair fees of $37,500 for Issuer's Board Year 2018.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · balance_after: The number of shares in column 5 includes 713.8141 vested restricted stock unit ("RSU") dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 23:20 UTC GrantCommon Stock 1,892 $13.21 $24,993.32
Disclosure

SEC source: 0001179706-19-000006 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,300

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer of $25,000 for Issuer's Board Year 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 23:21 UTC GrantCommon Stock 2,176 $13.21 $28,744.96
Disclosure

SEC source: 0001179706-19-000007 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,189

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $28,750 for Issuer's Board Year 2018.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 22:42 UTC GiftCommon Stock 66,978 $0.00 $0.00
Disclosure

SEC source: 0001179706-18-000237 · edgar.xml · nonDerivative · entry 2

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joint Account with Spouse

Disclosed balance after: 0

F3 · balance_after: The total indirect beneficial ownership reflects an increase of 15,351 shares due to the transfer of 15,351 shares previously reported as being held directly by the reporting person into a Joint Living Trust with the reporting person's spouse on 05/30/18.

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December 13, 2018 Filed Dec 17, 2018 22:34 UTC
Davis PhilipCSO, Pres Hybrid IT
SaleCommon Stock 27,182 $14.67 $398,759.94
Disclosure

SEC source: 0001179706-18-000235 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,922

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:19 UTC
Ricci Jeff TSVP, Controller & PAO
SaleCommon Stock 15,639 $14.54 $227,442.67
Disclosure

SEC source: 0001179706-18-000230 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.47 to $14.63. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.