Last 12 months
Inside the activity.
0 purchase rows · 31 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2019 Filed Oct 23, 2019 16:39 UTC |
SCHULTZ JOHN FEVP, CLAA & SEC
|
Exercise / conversionCommon Stock | 197,164 | $8.62 | $1,699,553.68 |
DisclosureSEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,089.8774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2019 Filed Oct 23, 2019 16:39 UTC |
SCHULTZ JOHN FEVP, CLAA & SEC
|
SaleCommon Stock | 35,002 | $16.04 | $561,330.57 |
DisclosureSEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,925.8774 F2 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| October 21, 2019 Filed Oct 23, 2019 16:39 UTC |
SCHULTZ JOHN FEVP, CLAA & SEC
|
Exercise / conversionCommon Stock | 35,002 | $8.92 | $312,217.84 |
DisclosureSEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,927.8774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total beneficial ownership includes 482.6924 shares at $15.02 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/19 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.6630 shares at $13.46 per share received on 01/02/19 through dividends paid in shares, 3.9800 shares at $15.85 per share received on 04/03/19 through dividends paid in shares, 4.1930 shares at $15.29 per share received on 07/03/19 through dividends paid in shares, and 4.4610 shares at $14.44 per share received on 10/02/19 through dividends paid in shares. Read SEC document |
| October 02, 2019 Filed Dec 9, 2019 22:26 UTC |
Neri Antonio FPresident and CEO
|
GrantRestricted Stock Units · Derivative | 2,713.6963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000136 · edgar.xml · derivative · entry 5 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,978.097 Underlying: Common Stock · 2,713.6963 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,713.6963 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F5 · price: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,713.6963 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,713.6963 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,713.6963 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Dec 9, 2019 22:26 UTC |
Neri Antonio FPresident and CEO
|
GrantRestricted Stock Units · Derivative | 1,643.6453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000136 · edgar.xml · derivative · entry 4 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,444.661 Underlying: Common Stock · 1,643.6453 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,643.6453 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · price: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,643.6453 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,643.6453 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,643.6453 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Dec 9, 2019 22:26 UTC |
Neri Antonio FPresident and CEO
|
GrantRestricted Stock Units · Derivative | 398.4323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000136 · edgar.xml · derivative · entry 3 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,670.1447 Underlying: Common Stock · 398.4323 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 398.4323 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F3 · price: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 398.4323 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 398.4323 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 398.4323 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| October 02, 2019 Filed Dec 10, 2019 18:33 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 935.76 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000146 · edgar.xml · derivative · entry 9 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,785.906 Underlying: Common Stock · 935.76 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 935.7600 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F6 · price: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 935.7600 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 935.7600 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 935.7600 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Dec 10, 2019 18:33 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 190.5332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000146 · edgar.xml · derivative · entry 7 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,785.5332 Underlying: Common Stock · 190.5332 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.5332 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · price: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.5332 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.exercise_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.5332 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.expiration_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.5332 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Dec 10, 2019 18:33 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 190.9306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000146 · edgar.xml · derivative · entry 6 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,130.1926 Underlying: Common Stock · 190.9306 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.9306 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · price: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.9306 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.9306 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.expiration_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 190.9306 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| October 02, 2019 Filed Dec 12, 2019 23:58 UTC |
ROBBIATI TAREKEVP & CFO
|
GrantRestricted Stock Units · Derivative | 1,310.9678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000170 · edgar.xml · derivative · entry 3 ROBBIATI TAREK · CIK 0001651113 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,418.967 Underlying: Common Stock · 1,310.9678 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,310.96780 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F2 · price: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,310.96780 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F2 · derivative.exercise_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,310.96780 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F2 · derivative.expiration_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,310.96780 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Jan 2, 2020 23:25 UTC |
TAN LIP BUDirector
|
GrantRestricted Stock Units · Derivative | 110.0459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000007 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,338.9741 Underlying: Common Stock · 110.0459 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Jan 2, 2020 23:25 UTC |
RUSSO PATRICIA FDirector
|
GrantRestricted Stock Units · Derivative | 110.0459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000008 · edgar.xml · derivative · entry 3 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,338.9741 Underlying: Common Stock · 110.0459 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F6 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F6 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F6 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. Read SEC document |
| October 02, 2019 Filed Jan 2, 2020 23:24 UTC |
Lane Raymond J.Director
|
GrantRestricted Stock Units · Derivative | 110.0459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000005 · edgar.xml · derivative · entry 2 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,338.9741 Underlying: Common Stock · 110.0459 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| October 02, 2019 Filed Jan 2, 2020 23:25 UTC |
REINER GARY MDirector
|
GrantRestricted Stock Units · Derivative | 110.0459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000006 · edgar.xml · derivative · entry 3 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,338.9741 Underlying: Common Stock · 110.0459 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F5 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F5 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F5 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:30 UTC |
TAN LIP BUDirector
|
GrantCommon Stock | 1,647 | $15.17 | $24,984.99 |
DisclosureSEC source: 0001179706-19-000127 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,744 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:29 UTC |
RUSSO PATRICIA FDirector
|
GrantCommon Stock | 2,471 | $15.17 | $37,485.07 |
DisclosureSEC source: 0001179706-19-000126 · edgar.xml · nonDerivative · entry 2 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Merrill Lynch Disclosed balance after: 141,001.033 F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chair fees of $37,500 for Issuer's Board Year 2019. F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors. F4 · balance_after: The number of shares in column 5 includes 929.5709 vested restricted stock units ("RSUs"), dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:29 UTC |
Lane Raymond J.Director
|
GrantCommon Stock | 1,647 | $15.17 | $24,984.99 |
DisclosureSEC source: 0001179706-19-000124 · edgar.xml · nonDerivative · entry 1 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,444 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer of $25,000 for Issuer's Board Year 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:29 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 1,977 | $15.17 | $29,991.09 |
DisclosureSEC source: 0001179706-19-000125 · edgar.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,983 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q2 cash retainer and chairman fees of $30,000 for Issuer's Board Year 2019. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 21:22 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
SaleCommon Stock | 16,436 | $14.43 | $237,171.48 |
DisclosureSEC source: 0001179706-19-000123 · edgar.xml · nonDerivative · entry 1 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/19. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
Exercise / conversionRestricted Stock Units · Derivative | 25,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · derivative · entry 5 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,595 Underlying: Common Stock · 25,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 359.8823 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 includes 1,140 vested dividend equivalent rights and a de minimus adjustment of 0.6258 due to fractional rounding of the dividend equivalent rights. F4 · price: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 359.8823 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 includes 1,140 vested dividend equivalent rights and a de minimus adjustment of 0.6258 due to fractional rounding of the dividend equivalent rights. F4 · derivative.exercise_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 359.8823 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 includes 1,140 vested dividend equivalent rights and a de minimus adjustment of 0.6258 due to fractional rounding of the dividend equivalent rights. F4 · derivative.expiration_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 359.8823 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 includes 1,140 vested dividend equivalent rights and a de minimus adjustment of 0.6258 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
Tax withholdingCommon Stock | 9,160 | $14.43 | $132,178.80 |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · nonDerivative · entry 2 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,436 Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
Exercise / conversionCommon Stock | 25,596 | $14.43 | $369,350.28 |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · nonDerivative · entry 1 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 21:50 UTC |
ROBBIATI TAREKEVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 43,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000121 · edgar.xml · derivative · entry 3 ROBBIATI TAREK · CIK 0001651113 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,108 Underlying: Common Stock · 43,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 09/09/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,758.01730 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 1,492.92820 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 1,547.60710 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 also includes 961 vested dividend equivalent rights and a de minimus adjustment of 0.44740 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 09/09/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,758.01730 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 1,492.92820 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 1,547.60710 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 also includes 961 vested dividend equivalent rights and a de minimus adjustment of 0.44740 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 09/09/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,758.01730 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 1,492.92820 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 1,547.60710 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 also includes 961 vested dividend equivalent rights and a de minimus adjustment of 0.44740 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 09/09/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which will vest on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,758.01730 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 1,492.92820 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, and 1,547.60710 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The number of derivative securities in column 5 also includes 961 vested dividend equivalent rights and a de minimus adjustment of 0.44740 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 21:50 UTC |
ROBBIATI TAREKEVP & CFO
|
Tax withholdingCommon Stock | 14,880 | $14.85 | $220,968.00 |
DisclosureSEC source: 0001179706-19-000121 · edgar.xml · nonDerivative · entry 2 ROBBIATI TAREK · CIK 0001651113 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,148 Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 21:50 UTC |
ROBBIATI TAREKEVP & CFO
|
Exercise / conversionCommon Stock | 43,028 | $14.85 | $638,965.80 |
DisclosureSEC source: 0001179706-19-000121 · edgar.xml · nonDerivative · entry 1 ROBBIATI TAREK · CIK 0001651113 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,969 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · derivative · entry 6 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,969 shares Expires 2019-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: This option reflects the conversion adjustments previously reported. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,666 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · derivative · entry 5 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,666 shares Expires 2019-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: This option reflects the conversion adjustments previously reported. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
SaleCommon Stock | 24,969 | $15.19 | $379,176.74 |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · nonDerivative · entry 4 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,936 F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.1350 to $15.2350. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
Exercise / conversionCommon Stock | 24,969 | $9.39 | $234,458.91 |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · nonDerivative · entry 3 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
SaleCommon Stock | 24,666 | $15.19 | $374,575.41 |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · nonDerivative · entry 2 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,936 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/06/19. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.1350 to $15.2350. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
Exercise / conversionCommon Stock | 24,666 | $7.81 | $192,641.46 |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · nonDerivative · entry 1 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 22:50 UTC |
Lane Raymond J.Director
|
Exercise / conversionNon-employee Stock Option (right to buy) · Derivative | 605,339 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0001179706-19-000114 · edgar.xml · derivative · entry 2 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 605,339 shares Expires 2019-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously reported, Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation were converted into equity-based awards with respect to the Issuer's common stock. F2 · security: As previously reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 22:50 UTC |
Lane Raymond J.Director
|
Exercise / conversionCommon Stock | 605,339 | $7.81 | $4,727,697.59 |
DisclosureSEC source: 0001179706-19-000114 · edgar.xml · nonDerivative · entry 1 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2019 Filed Sep 5, 2019 22:50 UTC |
Lane Raymond J.Director
|
GrantRestricted Stock Units · Derivative | 103.9282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000114 · edgar.xml · derivative · entry 3 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,228.9282 Underlying: Common Stock · 103.9282 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F6 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F6 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F6 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
GrantRestricted Stock Units · Derivative | 2,562.8368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · derivative · entry 9 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,264.401 Underlying: Common Stock · 2,562.8368 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F10 · shares: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,562.8368 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. F10 · price: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,562.8368 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. F10 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,562.8368 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. F10 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,562.8368 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
GrantRestricted Stock Units · Derivative | 1,552.2719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · derivative · entry 8 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,801.016 Underlying: Common Stock · 1,552.2719 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F9 · shares: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,552.2719 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. F9 · price: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,552.2719 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. F9 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,552.2719 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. F9 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,552.2719 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Sep 17, 2019 22:02 UTC |
Neri Antonio FPresident and CEO
|
GrantRestricted Stock Units · Derivative | 376.2827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000117 · edgar.xml · derivative · entry 7 Neri Antonio F · CIK 0001648401 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,271.7124 Underlying: Common Stock · 376.2827 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F8 · shares: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 376.2827 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · price: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 376.2827 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 376.2827 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 376.2827 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| July 03, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 883.7394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · derivative · entry 7 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,850.146 Underlying: Common Stock · 883.7394 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F6 · price: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 883.7394 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 1,034.8455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · derivative · entry 6 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,199.67 Underlying: Common Stock · 1,034.8455 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F5 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F5 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F5 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 180.3164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · derivative · entry 4 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,939.262 Underlying: Common Stock · 180.3164 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 180.3164 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · price: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 180.3164 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 180.3164 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.expiration_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 180.3164 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| July 03, 2019 Filed Sep 23, 2019 17:50 UTC |
Davis PhilipCSO, Pres Hybrid IT
|
GrantRestricted Stock Units · Derivative | 79.0296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000120 · edgar.xml · derivative · entry 3 Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,398.0413 Underlying: Common Stock · 79.0296 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/07/16 the reporting person was granted 32,217 Restricted Stock Units ("RSUs"), 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 79.0296 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · price: As previously reported, on 12/07/16 the reporting person was granted 32,217 Restricted Stock Units ("RSUs"), 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 79.0296 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 Restricted Stock Units ("RSUs"), 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 79.0296 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 32,217 Restricted Stock Units ("RSUs"), 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 79.0296 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| July 03, 2019 Filed Oct 2, 2019 20:30 UTC |
TAN LIP BUDirector
|
GrantRestricted Stock Units · Derivative | 103.9282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000127 · edgar.xml · derivative · entry 2 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,228.9282 Underlying: Common Stock · 103.9282 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Oct 2, 2019 20:29 UTC |
RUSSO PATRICIA FDirector
|
GrantRestricted Stock Units · Derivative | 103.9282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000126 · edgar.xml · derivative · entry 3 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,228.9282 Underlying: Common Stock · 103.9282 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F6 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F6 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. F6 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. The RSUs that cliff vest will be deferred as noted in footnote (3) above. Read SEC document |
| July 03, 2019 Filed Oct 2, 2019 20:29 UTC |
REINER GARY MDirector
|
GrantRestricted Stock Units · Derivative | 103.9282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000125 · edgar.xml · derivative · entry 3 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,228.9282 Underlying: Common Stock · 103.9282 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19. Read SEC document |
| July 03, 2019 Filed Dec 10, 2019 23:35 UTC |
Rothman IrvPresident Financial Services
|
GrantRestricted Stock Units · Derivative | 389.8949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · derivative · entry 7 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,525.6986 Underlying: Common Stock · 389.8949 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · price: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.exercise_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.expiration_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:34 UTC |
TAN LIP BUDirector
|
GrantCommon Stock | 1,672 | $14.95 | $24,996.40 |
DisclosureSEC source: 0001179706-19-000109 · edgar.xml · nonDerivative · entry 1 TAN LIP BU · CIK 0001008463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,097 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $25,000 for Issuer's Board Year 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:34 UTC |
RUSSO PATRICIA FDirector
|
GrantCommon Stock | 2,508 | $14.95 | $37,494.60 |
DisclosureSEC source: 0001179706-19-000108 · edgar.xml · nonDerivative · entry 2 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Merrill Lynch Disclosed balance after: 137,600.4621 F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer and chair fees of $37,500 for Issuer's Board Year 2019. F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:33 UTC |
Lane Raymond J.Director
|
GrantCommon Stock | 1,672 | $14.95 | $24,996.40 |
DisclosureSEC source: 0001179706-19-000106 · edgar.xml · nonDerivative · entry 1 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,458 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $25,000 for Issuer's Board Year 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:33 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 2,006 | $14.95 | $29,989.70 |
DisclosureSEC source: 0001179706-19-000107 · edgar.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer and chairman fees of $30,000 for Issuer's Board Year 2019. F2 · balance_after: The total direct beneficial ownership reflects a decrease of 14,729 shares due to the transfer of 14,729 shares into a brokerage account for the reporting person on 06/04/19. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 01:37 UTC |
Kurtz GeorgeDirector
|
GrantRestricted Stock Units · Derivative | 11,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000101 · edgar.xml · derivative · entry 2 Kurtz George · CIK 0001778564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,281 Underlying: Common Stock · 11,281 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · price: On 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/03/20 or the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.