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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 2, 2020 23:11 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000041 · edgar.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,160.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 12,903 shares due to the transfer of 12,903 shares into a trust account for the reporting person on 07/26/19.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:09 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000036 · edgar.xml · derivative · entry 3

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F4 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F4 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F4 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:09 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000036 · edgar.xml · nonDerivative · entry 1

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 12,932 shares due to the transfer of 12,932 shares into a joint account with his spouse on 06/10/19.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000037 · edgar.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:10 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000037 · edgar.xml · nonDerivative · entry 1

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,437.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:11 UTC
Kurtz GeorgeDirector
Exercise / conversionRestricted Stock Units · Derivative 11,452.6067 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000039 · edgar.xml · derivative · entry 2

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,452.6067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.8887 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 83.7180 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · price: As previously reported, on 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.8887 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 83.7180 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · derivative.exercise_date: As previously reported, on 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.8887 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 83.7180 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · derivative.expiration_date: As previously reported, on 06/26/19, the reporting person was granted 11,281 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.8887 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 83.7180 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:11 UTC
Kurtz GeorgeDirector
Exercise / conversionCommon Stock 11,452.6067 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000039 · edgar.xml · nonDerivative · entry 1

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,452.6067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:13 UTC
TAN LIP BUDirector
GrantCommon Stock 2,574 $9.71 $24,993.54
Disclosure

SEC source: 0001179706-20-000045 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,894

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000 for Issuer's Board Year 2019.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:12 UTC GrantCommon Stock 3,861 $9.71 $37,490.31
Disclosure

SEC source: 0001179706-20-000044 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 149,204.3925

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chair fees of $37,500 for Issuer's Board Year 2019.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · balance_after: The number of shares in column 5 includes 974.5307 vested restricted stock units ("RSUs"), dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:11 UTC GrantCommon Stock 2,574 $9.71 $24,993.54
Disclosure

SEC source: 0001179706-20-000040 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,594

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer of $25,000 for Issuer's Board Year 2019.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:12 UTC GrantCommon Stock 3,089 $9.71 $29,994.19
Disclosure

SEC source: 0001179706-20-000043 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q4 cash retainer and chairman fees of $30,000 for Issuer's Board Year 2019.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 1,891 shares due to the transfer of 1,891 shares into the reporting person's account on 02/25/20.

Read SEC document
January 28, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
SaleCommon Stock 16,884 $14.61 $246,675.24
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · nonDerivative · entry 3

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionRestricted Stock Units · Derivative 26,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · derivative · entry 4

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · price: As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.exercise_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

F3 · derivative.expiration_date: As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
Tax withholdingCommon Stock 9,429 $14.76 $139,172.04
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · nonDerivative · entry 2

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,884

Read SEC document
January 24, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
Exercise / conversionCommon Stock 26,313 $14.76 $388,379.88
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · nonDerivative · entry 1

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 937.0167 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · derivative · entry 8

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,200.016

Underlying: Common Stock · 937.0167 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F7 · price: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F7 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F7 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
January 02, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 594.2412 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · derivative · entry 7

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,118.2412

Underlying: Common Stock · 594.2412 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F6 · price: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
January 02, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 521.885 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · derivative · entry 6

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,669.885

Underlying: Common Stock · 521.885 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · price: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
January 02, 2020 Filed Jan 28, 2020 18:17 UTC
Davis PhilipCSO, Pres Hybrid IT
GrantRestricted Stock Units · Derivative 181.4917 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000010 · edgar.xml · derivative · entry 5

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,967.0249

Underlying: Common Stock · 181.4917 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F4 · price: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F4 · derivative.exercise_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F4 · derivative.expiration_date: As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
January 02, 2020 Filed Sep 22, 2020 21:01 UTC GrantRestricted Stock Units · Derivative 4,127.0451 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000091 · edgar.xml · derivative · entry 6

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,390.045

Underlying: Common Stock · 4,127.0451 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,581.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,608.4459 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F6 · price: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,581.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,608.4459 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,581.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,608.4459 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,581.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,608.4459 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

Read SEC document
January 02, 2020 Filed Sep 22, 2020 21:01 UTC GrantRestricted Stock Units · Derivative 2,617.3068 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000091 · edgar.xml · derivative · entry 5

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,141.3068

Underlying: Common Stock · 2,617.3068 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,003.0146 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,020.0510 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F5 · price: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,003.0146 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,020.0510 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,003.0146 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,020.0510 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,003.0146 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,020.0510 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

Read SEC document
January 02, 2020 Filed Dec 8, 2020 21:43 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 15,259.239 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000109 · edgar.xml · derivative · entry 5

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,590.239

Underlying: Common Stock · 15,259.239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which will vest on each of 12/10/20 and 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,518.2263 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 4,250.4927 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 4,322.6879 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 4,167.8321 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which will vest on each of 12/10/20 and 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,518.2263 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 4,250.4927 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 4,322.6879 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 4,167.8321 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which will vest on each of 12/10/20 and 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,518.2263 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 4,250.4927 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 4,322.6879 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 4,167.8321 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which will vest on each of 12/10/20 and 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,518.2263 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 4,250.4927 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 4,322.6879 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 4,167.8321 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 8, 2020 21:43 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 10,442.2478 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000109 · edgar.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,760.247

Underlying: Common Stock · 10,442.2478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which vested on 12/10/19, and 116,106 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,723.2801 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 2,908.7098 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 2,958.1146 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 2,852.1433 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · price: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which vested on 12/10/19, and 116,106 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,723.2801 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 2,908.7098 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 2,958.1146 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 2,852.1433 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which vested on 12/10/19, and 116,106 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,723.2801 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 2,908.7098 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 2,958.1146 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 2,852.1433 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which vested on 12/10/19, and 116,106 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,723.2801 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 2,908.7098 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 2,958.1146 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 2,852.1433 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 8, 2020 21:43 UTC
Neri Antonio FPresident and CEO
GrantRestricted Stock Units · Derivative 4,743.5575 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000109 · edgar.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,965.557

Underlying: Common Stock · 4,743.5575 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 782.8275 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,321.3278 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,343.7707 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,295.6315 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F2 · price: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 782.8275 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,321.3278 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,343.7707 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,295.6315 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F2 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 782.8275 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,321.3278 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,343.7707 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,295.6315 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F2 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 782.8275 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,321.3278 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,343.7707 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,295.6315 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:27 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 4,258.3913 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000123 · edgar.xml · derivative · entry 10

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,955.3913

Underlying: Common Stock · 4,258.3913 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which will vest on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 702.7607 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,186.1837 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,206 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,163.11570 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which will vest on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 702.7607 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,186.1837 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,206 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,163.11570 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which will vest on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 702.7607 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,186.1837 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,206 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,163.11570 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which will vest on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 702.7607 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,186.1837 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,206 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,163.11570 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:27 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 2,572.0239 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000123 · edgar.xml · derivative · entry 9

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,518.0239

Underlying: Common Stock · 2,572.0239 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which vested on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 424.4601 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 716.4426 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 728.6115 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 702.5097 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which vested on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 424.4601 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 716.4426 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 728.6115 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 702.5097 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which vested on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 424.4601 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 716.4426 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 728.6115 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 702.5097 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which vested on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 424.4601 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 716.4426 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 728.6115 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 702.5097 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:28 UTC
Melkote KeertiPresident Intelligent Edge
GrantRestricted Stock Units · Derivative 4,613.2384 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000124 · edgar.xml · derivative · entry 7

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,201.238

Underlying: Common Stock · 4,613.2384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:28 UTC
Melkote KeertiPresident Intelligent Edge
GrantRestricted Stock Units · Derivative 3,343.595 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000124 · edgar.xml · derivative · entry 6

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,972.595

Underlying: Common Stock · 3,343.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:30 UTC
SCHULTZ JOHN FEVP, COLO & SEC
GrantRestricted Stock Units · Derivative 4,968.1306 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,448.13

Underlying: Common Stock · 4,968.1306 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F8 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F8 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F8 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:30 UTC
SCHULTZ JOHN FEVP, COLO & SEC
GrantRestricted Stock Units · Derivative 5,674.2726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,768.769

Underlying: Common Stock · 5,674.2726 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:30 UTC
SCHULTZ JOHN FEVP, COLO & SEC
GrantRestricted Stock Units · Derivative 3,343.595 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,972.595

Underlying: Common Stock · 3,343.595 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 23:26 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 1,845.2865 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000121 · edgar.xml · derivative · entry 6

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,880.2865

Underlying: Common Stock · 1,845.2865 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 304.5269 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 514.0084 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 522.7389 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 504.0123 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 23:26 UTC
Karros Kirt PSVP, Finance & Treasurer
GrantRestricted Stock Units · Derivative 1,234.5679 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000121 · edgar.xml · derivative · entry 5

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,528.5679

Underlying: Common Stock · 1,234.5679 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:29 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,703.3655 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,582.3655

Underlying: Common Stock · 1,703.3655 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:29 UTC
Ricci Jeff TSVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,234.5679 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,528.5679

Underlying: Common Stock · 1,234.5679 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 23:29 UTC
Rothman IrvPresident Financial Services
GrantRestricted Stock Units · Derivative 1,561.3997 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000128 · edgar.xml · derivative · entry 7

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,283.3997

Underlying: Common Stock · 1,561.3997 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 23:29 UTC
Rothman IrvPresident Financial Services
GrantRestricted Stock Units · Derivative 737.44 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000128 · edgar.xml · derivative · entry 6

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,660.44

Underlying: Common Stock · 737.44 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:25 UTC
TAN LIP BUDirector
GrantCommon Stock 1,576 $15.86 $24,995.36
Disclosure

SEC source: 0001179706-20-000007 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,320

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer of $25,000 for Issuer's Board Year 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:25 UTC GrantCommon Stock 2,364 $15.86 $37,493.04
Disclosure

SEC source: 0001179706-20-000008 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 144,368.8618

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chair fees of $37,500 for Issuer's Board Year 2019.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · balance_after: The number of shares in column 5 includes 1,003.8288 vested restricted stock units ("RSUs"), dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:24 UTC GrantCommon Stock 1,576 $15.86 $24,995.36
Disclosure

SEC source: 0001179706-20-000005 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,020

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer of $25,000 for Issuer's Board Year 2019.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:25 UTC GrantCommon Stock 1,891 $15.86 $29,991.26
Disclosure

SEC source: 0001179706-20-000006 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $30,000 for Issuer's Board Year 2019.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 3,983 shares due to the transfer of 3,983 shares into the reporting person's account on 10/22/19.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:26 UTC
Rothman IrvPresident Financial Services
Exercise / conversionRestricted Stock Units · Derivative 760 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000174 · edgar.xml · derivative · entry 3

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,923

Underlying: Common Stock · 760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:26 UTC
Rothman IrvPresident Financial Services
Tax withholdingCommon Stock 760 $15.58 $11,840.80
Disclosure

SEC source: 0001179706-19-000174 · edgar.xml · nonDerivative · entry 2

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,687

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:26 UTC
Rothman IrvPresident Financial Services
Exercise / conversionCommon Stock 760 $15.58 $11,840.80
Disclosure

SEC source: 0001179706-19-000174 · edgar.xml · nonDerivative · entry 1

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 18:56 UTC
Davis PhilipCSO, Pres Hybrid IT
SaleCommon Stock 20,804 $15.91 $331,012.44
Disclosure

SEC source: 0001179706-19-000164 · edgar.xml · nonDerivative · entry 4

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.865 to $16.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 18:57 UTC
Melkote KeertiPresident Intelligent Edge
SaleCommon Stock 66,130 $15.97 $1,056,069.65
Disclosure

SEC source: 0001179706-19-000167 · edgar.xml · nonDerivative · entry 3

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/04/19.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.865 to $16.12. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 23:56 UTC
Karros Kirt PSVP, Finance & Treasurer
SaleCommon Stock 9,255 $16.00 $148,080.00
Disclosure

SEC source: 0001179706-19-000165 · edgar.xml · nonDerivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/09/19.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 18:58 UTC
Ricci Jeff TSVP, Controller & PAO
SaleCommon Stock 9,255 $15.90 $147,154.50
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/19.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 18:56 UTC
Davis PhilipCSO, Pres Hybrid IT
SaleCommon Stock 43,172 $15.90 $686,434.80
Disclosure

SEC source: 0001179706-19-000164 · edgar.xml · nonDerivative · entry 3

Davis Philip · CIK 0001354297 · CSO, Pres Hybrid IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,804

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 23:56 UTC
Karros Kirt PSVP, Finance & Treasurer
SaleCommon Stock 18,875 $16.00 $302,000.00
Disclosure

SEC source: 0001179706-19-000165 · edgar.xml · nonDerivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/09/19.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.