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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2020 Filed Sep 22, 2020 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 44,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000091 · edgar.xml · derivative · entry 4

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,189

Underlying: Common Stock · 44,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,664 vested dividend equivalent rights and a de minimus adjustment of 0.94210 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,664 vested dividend equivalent rights and a de minimus adjustment of 0.94210 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,664 vested dividend equivalent rights and a de minimus adjustment of 0.94210 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,664 vested dividend equivalent rights and a de minimus adjustment of 0.94210 due to fractional rounding of the dividend equivalent rights.

Read SEC document
September 19, 2020 Filed Sep 22, 2020 21:01 UTC Tax withholdingCommon Stock 15,469 $9.50 $146,955.50
Disclosure

SEC source: 0001179706-20-000091 · edgar.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,262

Read SEC document
September 19, 2020 Filed Sep 22, 2020 21:01 UTC Exercise / conversionCommon Stock 44,731 $9.50 $424,944.50
Disclosure

SEC source: 0001179706-20-000091 · edgar.xml · nonDerivative · entry 1

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 48,952 shares due to the transfer of 48,952 shares into the Robbiati Family Trust dated 02/04/20 on 09/11/20.

Read SEC document
July 01, 2020 Filed Oct 1, 2020 21:55 UTC
TAN LIP BUDirector
GrantCommon Stock · Derivative 302.3567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000103 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,037.3567

Underlying: Common Stock · 302.3567 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F3 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F3 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F3 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

Read SEC document
July 01, 2020 Filed Oct 1, 2020 21:55 UTC GrantCommon Stock · Derivative 302.3567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000102 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,037.3567

Underlying: Common Stock · 302.3567 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F6 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F6 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F6 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

Read SEC document
July 01, 2020 Filed Oct 1, 2020 21:54 UTC GrantRestricted Stock Units · Derivative 302.3567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000100 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,037.3567

Underlying: Common Stock · 302.3567 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F3 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F3 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F3 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

Read SEC document
July 01, 2020 Filed Oct 1, 2020 21:54 UTC GrantCommon Stock · Derivative 302.3567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000101 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,037.3567

Underlying: Common Stock · 302.3567 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F4 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F4 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

F4 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

Read SEC document
July 01, 2020 Filed Oct 21, 2020 18:31 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 1,263.7 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000105 · edgar.xml · derivative · entry 7

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,776.139

Underlying: Common Stock · 1,263.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/10/20, 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 643.3758 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 620.3275 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/10/20, 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 643.3758 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 620.3275 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/10/20, 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 643.3758 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 620.3275 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/10/20, 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 643.3758 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 620.3275 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
July 01, 2020 Filed Oct 21, 2020 18:31 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 457.97 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000105 · edgar.xml · derivative · entry 6

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,686.0602

Underlying: Common Stock · 457.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on 12/10/19, and 9,151 of which will vest on 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 233.1592 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 224.8066 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on 12/10/19, and 9,151 of which will vest on 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 233.1592 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 224.8066 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on 12/10/19, and 9,151 of which will vest on 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 233.1592 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 224.8066 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on 12/10/19, and 9,151 of which will vest on 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 233.1592 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 224.8066 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
July 01, 2020 Filed Oct 21, 2020 18:31 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 359.31 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000105 · edgar.xml · derivative · entry 4

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,650.3066

Underlying: Common Stock · 359.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/22/18 the reporting person was granted 43,079 RSUs 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 182.9299 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 176.3767 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · price: As previously reported, on 05/22/18 the reporting person was granted 43,079 RSUs 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 182.9299 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 176.3767 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.exercise_date: As previously reported, on 05/22/18 the reporting person was granted 43,079 RSUs 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 182.9299 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 176.3767 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.expiration_date: As previously reported, on 05/22/18 the reporting person was granted 43,079 RSUs 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 182.9299 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 176.3767 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
July 01, 2020 Filed Oct 21, 2020 18:31 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 234.63 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000105 · edgar.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,307.6705

Underlying: Common Stock · 234.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/07/17, the reporting person was granted 28,129 restricted stock units ("RSUs"), 9,376 of which vested on each of 12/07/18 and 12/07/19, and 9,377 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 119.4522 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 115.1730 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F2 · price: As previously reported, on 12/07/17, the reporting person was granted 28,129 restricted stock units ("RSUs"), 9,376 of which vested on each of 12/07/18 and 12/07/19, and 9,377 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 119.4522 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 115.1730 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F2 · derivative.exercise_date: As previously reported, on 12/07/17, the reporting person was granted 28,129 restricted stock units ("RSUs"), 9,376 of which vested on each of 12/07/18 and 12/07/19, and 9,377 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 119.4522 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 115.1730 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F2 · derivative.expiration_date: As previously reported, on 12/07/17, the reporting person was granted 28,129 restricted stock units ("RSUs"), 9,376 of which vested on each of 12/07/18 and 12/07/19, and 9,377 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 119.4522 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 115.1730 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
July 01, 2020 Filed Oct 27, 2020 00:55 UTC
MacDonald Neil BSVP, GM of Compute
GrantRestricted Stock Units · Derivative 868.79 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000107 · edgar.xml · derivative · entry 6

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,283.3997

Underlying: Common Stock · 868.79 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
July 01, 2020 Filed Oct 27, 2020 00:55 UTC
MacDonald Neil BSVP, GM of Compute
GrantRestricted Stock Units · Derivative 412.15 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000107 · edgar.xml · derivative · entry 4

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716.7228

Underlying: Common Stock · 412.15 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 209.8344 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 202.3173 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 209.8344 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 202.3173 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 209.8344 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 202.3173 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 209.8344 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 202.3173 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
July 01, 2020 Filed Oct 27, 2020 00:55 UTC
MacDonald Neil BSVP, GM of Compute
GrantRestricted Stock Units · Derivative 96.78 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000107 · edgar.xml · derivative · entry 3

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250.9385

Underlying: Common Stock · 96.78 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 49.2739 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 47.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · price: As previously reported, on 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 49.2739 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 47.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.exercise_date: As previously reported, on 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 49.2739 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 47.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.expiration_date: As previously reported, on 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 49.2739 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 47.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:52 UTC
TAN LIP BUDirector
GrantCommon Stock 2,569 $9.73 $24,996.37
Disclosure

SEC source: 0001179706-20-000089 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,084

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $25,000 for Issuer's Board Year 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:50 UTC GrantCommon Stock 3,854 $9.73 $37,499.42
Disclosure

SEC source: 0001179706-20-000088 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 169,353.635

F2 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $37,500 for Issuer's Board Year 2020.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:48 UTC GrantCommon Stock 2,569 $9.73 $24,996.37
Disclosure

SEC source: 0001179706-20-000086 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,784

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $25,000 for Issuer's Board Year 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:50 UTC GrantCommon Stock 3,083 $9.73 $29,997.59
Disclosure

SEC source: 0001179706-20-000087 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q1 cash retainer of $30,000 for Issuer's Board Year 2020.

Read SEC document
May 22, 2020 Filed May 27, 2020 16:33 UTC
Black Thomas E JrSVP, GM of Storage
Exercise / conversionRestricted Stock Units · Derivative 15,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000081 · edgar.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,291

Underlying: Common Stock · 15,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs"), 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 932 vested dividend equivalent rights and a de minimus adjustment of 0.0470 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs"), 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 932 vested dividend equivalent rights and a de minimus adjustment of 0.0470 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs"), 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 932 vested dividend equivalent rights and a de minimus adjustment of 0.0470 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs"), 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 932 vested dividend equivalent rights and a de minimus adjustment of 0.0470 due to fractional rounding of the dividend equivalent rights.

Read SEC document
May 22, 2020 Filed May 27, 2020 16:33 UTC
Black Thomas E JrSVP, GM of Storage
Tax withholdingCommon Stock 5,289 $9.17 $48,500.13
Disclosure

SEC source: 0001179706-20-000081 · edgar.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003

Read SEC document
May 22, 2020 Filed May 27, 2020 16:33 UTC
Black Thomas E JrSVP, GM of Storage
Exercise / conversionCommon Stock 15,292 $9.17 $140,227.64
Disclosure

SEC source: 0001179706-20-000081 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:26 UTC
TAN LIP BUDirector
GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000072 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000071 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:24 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000068 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:24 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000066 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:26 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000073 · edgar.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:23 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000064 · edgar.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 17:22 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000062 · edgar.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000069 · edgar.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:25 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000070 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:24 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000067 · edgar.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:23 UTC GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000063 · edgar.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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May 01, 2020 Filed May 5, 2020 21:23 UTC
Kurtz GeorgeDirector
GrantRestricted Stock Units · Derivative 23,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000065 · edgar.xml · derivative · entry 2

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,735

Underlying: Common Stock · 23,735 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:13 UTC
TAN LIP BUDirector
Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000045 · edgar.xml · derivative · entry 3

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104..8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104..8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104..8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104..8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:13 UTC
TAN LIP BUDirector
Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000045 · edgar.xml · nonDerivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,337.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:12 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000044 · edgar.xml · derivative · entry 4

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The RSUs that cliff vested were deferred as noted in footnote (3) above.

F6 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The RSUs that cliff vested were deferred as noted in footnote (3) above.

F6 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The RSUs that cliff vested were deferred as noted in footnote (3) above.

F6 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 RSUs, all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The RSUs that cliff vested were deferred as noted in footnote (3) above.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:12 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000044 · edgar.xml · nonDerivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 163,648.1903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:11 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000040 · edgar.xml · derivative · entry 3

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:11 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000040 · edgar.xml · nonDerivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,037.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:13 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000046 · edgar.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:13 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000046 · edgar.xml · nonDerivative · entry 1

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,225.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000038 · edgar.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:10 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000038 · edgar.xml · nonDerivative · entry 1

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,759.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of shares in column 5 includes 17 vested restricted stock unit ("RSU") dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:08 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000035 · edgar.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F3 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:08 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000035 · edgar.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:12 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000042 · edgar.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F2 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

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April 01, 2020 Filed Apr 2, 2020 23:12 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000042 · edgar.xml · nonDerivative · entry 1

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,667.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2020 Filed Apr 2, 2020 23:12 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000043 · edgar.xml · derivative · entry 4

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

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April 01, 2020 Filed Apr 2, 2020 23:12 UTC Exercise / conversionCommon Stock 14,443.7978 $0.00 $0.00
Disclosure

SEC source: 0001179706-20-000043 · edgar.xml · nonDerivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,532.7978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 23:11 UTC Exercise / conversionRestricted Stock Units · Derivative 14,443.7978 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000041 · edgar.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,443.7978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · price: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · derivative.exercise_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

F5 · derivative.expiration_date: As previously reported, on 05/03/19, the reporting person was granted 14,125 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2020 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 103.9282 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, 110.0459 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19, and 104.8237 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.