HPE

SEC source: 0001179706-20-000124 · edgar.xml · nonDerivative · entry 3

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,559

F2 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

SEC source: 0001179706-20-000124 · edgar.xml · nonDerivative · entry 2

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,575

SEC source: 0001179706-20-000124 · edgar.xml · nonDerivative · entry 1

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,070.0693

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,988.0693

F2 · shares: As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,653.0693

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,444.0693

F3 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,460.0693

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,284.0693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes 810.9197 shares at $9.5570 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/20 with respect to shares held under the ESPP, and 786.8372 shares at $8.2080 per share acquired under the ESPP on 10/31/20 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.3230 shares at $16.096 per share received on 01/02/20 through dividends paid in shares, 7.3480 shares at $9.5409 per share received on 04/01/20 through dividends paid in shares, 7.2860 shares at $9.7433 per share received on 07/01/20 through dividends paid in shares, and 7.3670 shares at $9.7539 per share received on 10/07/20 through dividends paid in shares.

SEC source: 0001179706-20-000121 · edgar.xml · derivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs"), 16,995 of which vested on 12/07/18, 16,995 of which vested on 12/07/19 and 16,995 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 126.1224 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 212.8810 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 216.4968 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 208.7410 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,689 vested dividend equivalent rights and a de minimus adjustment of 0.7588 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-20-000121 · edgar.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

SEC source: 0001179706-20-000121 · edgar.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000126 · edgar.xml · derivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-20-000126 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,328

SEC source: 0001179706-20-000126 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000128 · edgar.xml · derivative · entry 5

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent

F3 · price: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent

F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent

F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent

SEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 4

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,810

SEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 3

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,509

F1 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

SEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 2

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,434

SEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 1

Rothman Irv · CIK 0001733072 · President Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000127 · edgar.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,188

SEC source: 0001179706-20-000127 · edgar.xml · nonDerivative · entry 1

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,676

F3 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 29,262 shares due to the transfer of 29,262 shares into the Robbiati Family Trust dated 02/04/20 on 09/22/20.

SEC source: 0001179706-20-000125 · edgar.xml · derivative · entry 7

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 10,480 vested dividend equivalent rights and a de minimus adjustment of 0.4425 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 10,480 vested dividend equivalent rights and a de minimus adjustment of 0.4425 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 10,480 vested dividend equivalent rights and a de minimus adjustment of 0.4425 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 10,480 vested dividend equivalent rights and a de minimus adjustment of 0.4425 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-20-000125 · edgar.xml · nonDerivative · entry 6

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,508

SEC source: 0001179706-20-000125 · edgar.xml · nonDerivative · entry 5

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,808

F2 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

SEC source: 0001179706-20-000125 · edgar.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,950

SEC source: 0001179706-20-000125 · edgar.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,255

F1 · shares: As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

SEC source: 0001179706-20-000125 · edgar.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,505

SEC source: 0001179706-20-000125 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000109 · edgar.xml · derivative · entry 6

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 162,142 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This option reflects the conversion adjustments previously reported.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-20-000109 · edgar.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,035

SEC source: 0001179706-20-000109 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000107 · edgar.xml · derivative · entry 5

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

Underlying: Common Stock · 13,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which will vest on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 477.1083 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 460.0164 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 563 vested dividend equivalent rights and a de minimus adjustment of 0.7911 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which will vest on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 477.1083 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 460.0164 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 563 vested dividend equivalent rights and a de minimus adjustment of 0.7911 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which will vest on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 477.1083 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 460.0164 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 563 vested dividend equivalent rights and a de minimus adjustment of 0.7911 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which will vest on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 477.1083 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 460.0164 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 563 vested dividend equivalent rights and a de minimus adjustment of 0.7911 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-20-000107 · edgar.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,192.333

SEC source: 0001179706-20-000107 · edgar.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes the acquisition of 12.7680 shares at $9.42 per share received on 07/01/20 through dividends paid in shares and 12.9110 shares at $9.77 per share received on 10/07/20 through dividends paid in shares.

SEC source: 0001179706-20-000105 · edgar.xml · derivative · entry 5

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,932

Underlying: Common Stock · 13,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 330.0255 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 318.2027 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 980 vested dividend equivalent rights and a de minimus adjustment of 0.9985 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 330.0255 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 318.2027 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 980 vested dividend equivalent rights and a de minimus adjustment of 0.9985 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 330.0255 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 318.2027 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 980 vested dividend equivalent rights and a de minimus adjustment of 0.9985 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 330.0255 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 318.2027 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 980 vested dividend equivalent rights and a de minimus adjustment of 0.9985 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-20-000105 · edgar.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,117

SEC source: 0001179706-20-000105 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-20-000127 · edgar.xml · derivative · entry 6

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,940.87

Underlying: Common Stock · 1,550.825 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,550.8250 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · price: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,550.8250 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,550.8250 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,550.8250 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000127 · edgar.xml · derivative · entry 5

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,124.8155

Underlying: Common Stock · 983.5087 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 983.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 983.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 983.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 983.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000127 · edgar.xml · derivative · entry 4

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,739.088

Underlying: Common Stock · 1,550.088 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1550.0880 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1550.0880 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1550.0880 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1550.0880 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000165 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,328.8818

Underlying: Common Stock · 291.5251 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000166 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,328.8818

Underlying: Common Stock · 291.5251 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000161 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,328.8818

Underlying: Common Stock · 291.5251 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F3 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000162 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,328.8818

Underlying: Common Stock · 291.5251 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.5251 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

SEC source: 0001179706-20-000103 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,862

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $16,667 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020.

SEC source: 0001179706-20-000102 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 174,842.7114

F2 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $33,334 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F4 · balance_after: The number of shares in column 5 includes 1,932.0764 vested restricted stock unit ("RSU") dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20.

SEC source: 0001179706-20-000100 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,562

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $16,667 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020.

SEC source: 0001179706-20-000101 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $21,667 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020.