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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2021 Filed Sep 21, 2021 21:26 UTC Tax withholdingCommon Stock 16,024 $13.55 $217,125.20
Disclosure

SEC source: 0001179706-21-000104 · edgar.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,310

Read SEC document
September 19, 2021 Filed Sep 21, 2021 21:26 UTC Exercise / conversionCommon Stock 46,334 $13.55 $627,825.70
Disclosure

SEC source: 0001179706-21-000104 · edgar.xml · nonDerivative · entry 1

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2021 Filed Sep 14, 2021 17:51 UTC
Black Thomas E JrSVP, GM of Storage
SaleCommon Stock 16,512 $14.55 $240,249.60
Disclosure

SEC source: 0001179706-21-000102 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/09/21.

Read SEC document
September 08, 2021 Filed Sep 8, 2021 22:36 UTC
Rothman IrvPres & CEO Financial Services
SaleCommon Stock 10,000 $14.96 $149,600.00
Disclosure

SEC source: 0001179706-21-000099 · edgar.xml · nonDerivative · entry 1

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,620

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/21.

Read SEC document
July 07, 2021 Filed Sep 14, 2021 17:51 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 514.2465 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000102 · edgar.xml · derivative · entry 5

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,479.0271

Underlying: Common Stock · 514.2465 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F6 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F6 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F6 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Sep 14, 2021 17:51 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 279.8061 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000102 · edgar.xml · derivative · entry 4

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,053.5007

Underlying: Common Stock · 279.8061 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F5 · price: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F5 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F5 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Sep 14, 2021 17:51 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 76.0554 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000102 · edgar.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,079.343

Underlying: Common Stock · 76.0554 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F4 · price: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F4 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F4 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Sep 14, 2021 17:51 UTC
Black Thomas E JrSVP, GM of Storage
GrantRestricted Stock Units · Derivative 107.651 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000102 · edgar.xml · derivative · entry 2

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,266.5266

Underlying: Common Stock · 107.651 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F3 · price: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F3 · derivative.exercise_date: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F3 · derivative.expiration_date: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Oct 4, 2021 20:36 UTC GrantRestricted Stock Units · Derivative 117.5568 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000110 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263.5568

Underlying: Common Stock · 117.5568 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F4 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F4 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F4 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Oct 4, 2021 20:35 UTC GrantRestricted Stock Units · Derivative 117.5568 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000108 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263.5568

Underlying: Common Stock · 117.5568 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F3 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F3 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F3 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Oct 4, 2021 20:36 UTC GrantRestricted Stock Units · Derivative 117.5568 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000109 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263.5568

Underlying: Common Stock · 117.5568 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F5 · price: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.

Read SEC document
July 07, 2021 Filed Oct 21, 2021 22:56 UTC
Hotard JustinSVP, GM, HPC and MCS
GrantRestricted Stock Units · Derivative 965.37 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000116 · edgar.xml · derivative · entry 11

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,028.7912

Underlying: Common Stock · 965.37 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F8 · price: As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F8 · derivative.exercise_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F8 · derivative.expiration_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
July 07, 2021 Filed Oct 21, 2021 22:56 UTC
Hotard JustinSVP, GM, HPC and MCS
GrantRestricted Stock Units · Derivative 883.18 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000116 · edgar.xml · derivative · entry 10

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,452.45

Underlying: Common Stock · 883.18 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7 · price: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
July 07, 2021 Filed Oct 21, 2021 22:56 UTC
Hotard JustinSVP, GM, HPC and MCS
GrantRestricted Stock Units · Derivative 589.14 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000116 · edgar.xml · derivative · entry 9

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,598.703

Underlying: Common Stock · 589.14 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · price: As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
July 07, 2021 Filed Oct 21, 2021 22:56 UTC
Hotard JustinSVP, GM, HPC and MCS
GrantRestricted Stock Units · Derivative 357.91 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000116 · edgar.xml · derivative · entry 8

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,114.5629

Underlying: Common Stock · 357.91 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · price: As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
July 07, 2021 Filed Dec 13, 2021 17:49 UTC
Mottram PhilPresident, Intelligent Edge
GrantRestricted Stock Units · Derivative 773.86 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012830 · form4.xml · derivative · entry 12

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,765.8626

Underlying: Common Stock · 773.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · price: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.exercise_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.expiration_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which will vest on each of 05/28/22, 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 390.5152 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 383.3474 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
July 07, 2021 Filed Dec 13, 2021 17:49 UTC
Mottram PhilPresident, Intelligent Edge
GrantRestricted Stock Units · Derivative 86.57 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012830 · form4.xml · derivative · entry 9

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750.5721

Underlying: Common Stock · 86.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F2 · price: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F2 · derivative.exercise_date: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F2 · derivative.expiration_date: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which will vest on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.6870 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 42.8851 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
July 07, 2021 Filed Dec 13, 2021 17:44 UTC GrantRestricted Stock Units · Derivative 2,077.98 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012817 · form4.xml · derivative · entry 18

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,056.7092

Underlying: Common Stock · 2,077.98 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:38 UTC GrantCommon Stock 2,614 $14.58 $38,112.12
Disclosure

SEC source: 0001179706-21-000097 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 212,469.2358

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $38,125 for Issuer's Board Year 2021.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:36 UTC GrantCommon Stock 1,800 $14.58 $26,244.00
Disclosure

SEC source: 0001179706-21-000095 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,756

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $26,250 for Issuer's Board Year 2021.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:37 UTC GrantCommon Stock 2,143 $14.58 $31,244.94
Disclosure

SEC source: 0001179706-21-000096 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $31,250 for Issuer's Board Year 2021.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:16 UTC
Black Thomas E JrSVP, GM of Storage
SaleCommon Stock 11,155 $15.64 $174,464.20
Disclosure

SEC source: 0001179706-21-000091 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,512

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/11/21.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:26 UTC
MAY ALAN RICHARDEVP, Chief People Officer
SaleCommon Stock 15,000 $16.30 $244,500.00
Disclosure

SEC source: 0001179706-21-000087 · edgar.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,317

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/21.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:26 UTC
Hotard JustinSVP, GM, HPC and MCS
SaleCommon Stock 44,476 $16.26 $723,384.35
Disclosure

SEC source: 0001179706-21-000086 · edgar.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.1750 to $16.3100. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 21:34 UTC SaleCommon Stock 75,000 $15.98 $1,198,425.00
Disclosure

SEC source: 0001179706-21-000083 · edgar.xml · nonDerivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JPM Chase

Disclosed balance after: 198,518

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:21 UTC
Melkote KeertiPresident Intelligent Edge
SaleCommon Stock 37,918 $16.08 $609,535.64
Disclosure

SEC source: 0001179706-21-000081 · edgar.xml · nonDerivative · entry 1

Melkote Keerti · CIK 0001393353 · President Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,837

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/21.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.94 to $16.155. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
May 26, 2021 Filed May 26, 2021 17:48 UTC
Black Thomas E JrSVP, GM of Storage
SaleCommon Stock 10,003 $16.09 $160,948.27
Disclosure

SEC source: 0001179706-21-000079 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,667

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21.

Read SEC document
May 22, 2021 Filed May 25, 2021 17:07 UTC
Black Thomas E JrSVP, GM of Storage
Exercise / conversionRestsricted Stock Units · Derivative 15,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000077 · edgar.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which vested on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 108.3774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. The number of shares in column 5 includes 1,542 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1931 due to fractional rounding of the dividend equivalent rights at $16.23 per RSU credited to the reporting person's account on 05/22/21.

F2 · price: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which vested on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 108.3774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. The number of shares in column 5 includes 1,542 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1931 due to fractional rounding of the dividend equivalent rights at $16.23 per RSU credited to the reporting person's account on 05/22/21.

F2 · derivative.exercise_date: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which vested on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 108.3774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. The number of shares in column 5 includes 1,542 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1931 due to fractional rounding of the dividend equivalent rights at $16.23 per RSU credited to the reporting person's account on 05/22/21.

F2 · derivative.expiration_date: As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which vested on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 108.3774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. The number of shares in column 5 includes 1,542 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1931 due to fractional rounding of the dividend equivalent rights at $16.23 per RSU credited to the reporting person's account on 05/22/21.

Read SEC document
May 22, 2021 Filed May 25, 2021 17:07 UTC
Black Thomas E JrSVP, GM of Storage
Tax withholdingCommon Stock 4,747 $16.23 $77,043.81
Disclosure

SEC source: 0001179706-21-000077 · edgar.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,670

Read SEC document
May 22, 2021 Filed May 25, 2021 17:07 UTC
Black Thomas E JrSVP, GM of Storage
Exercise / conversionCommon Stock 15,902 $16.23 $258,089.46
Disclosure

SEC source: 0001179706-21-000077 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:01 UTC GrantCommon Stock · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000073 · edgar.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:58 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000070 · edgar.xml · derivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:57 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000068 · edgar.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:04 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000074 · edgar.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:56 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000066 · edgar.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 16:54 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000064 · edgar.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:59 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000071 · edgar.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:00 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000072 · edgar.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:58 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000069 · edgar.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:55 UTC GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000065 · edgar.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:57 UTC
Kurtz GeorgeDirector
GrantRestricted Stock Units · Derivative 14,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000067 · edgar.xml · derivative · entry 2

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 14,146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:03 UTC SaleCommon Stock 269,598 $16.54 $4,459,420.52
Disclosure

SEC source: 0001179706-21-000052 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,911.6423

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.500 to $16.595. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3 · balance_after: The total beneficial ownership includes the acquisition of 4.6180 shares at $15.90760 per share received on 04/07/21 through dividends paid in shares.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:47 UTC Exercise / conversionNon-employee Stock Option (right to buy) · Derivative 59,197 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001179706-21-000050 · edgar.xml · derivative · entry 7

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,197 shares

Expires 2025-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: As previously reported, Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation was converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock.

F4 · security: As previously reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F5 · derivative.exercise_date: This option cliff vested and became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:47 UTC Exercise / conversionNon-employee Stock Option (right to buy) · Derivative 54,903 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001179706-21-000050 · edgar.xml · derivative · entry 6

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,903 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: As previously reported, Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation was converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock.

F4 · security: As previously reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F5 · derivative.exercise_date: This option cliff vested and became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:47 UTC Tax withholdingCommon Stock 41,012 $15.95 $654,141.40
Disclosure

SEC source: 0001179706-21-000050 · edgar.xml · nonDerivative · entry 4

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 63,398 shares due to transfer of the shares into the reporting person's JP Morgan Chase account on 04/20/21.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:47 UTC Exercise / conversionCommon Stock 59,197 $11.05 $654,126.85
Disclosure

SEC source: 0001179706-21-000050 · edgar.xml · nonDerivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:47 UTC Tax withholdingCommon Stock 36,349 $15.95 $579,766.55
Disclosure

SEC source: 0001179706-21-000050 · edgar.xml · nonDerivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,213

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:47 UTC Exercise / conversionCommon Stock 54,903 $10.56 $579,775.68
Disclosure

SEC source: 0001179706-21-000050 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 21:48 UTC
TAN LIP BUDirector
Exercise / conversionCommon Stock · Derivative 24,745 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000047 · edgar.xml · derivative · entry 3

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F4 · shares: The number of shares in column 5 includes 1,010 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4246 due to fractional rounding of the dividend equivalent rights at $15.78 per RSU credited to the reporting person's account on 04/14/21.

F3 · price: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F3 · derivative.exercise_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F3 · derivative.expiration_date: As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 179.1321 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 21:48 UTC
TAN LIP BUDirector
Exercise / conversionCommon Stock 24,745 $0.00 $0.00
Disclosure

SEC source: 0001179706-21-000047 · edgar.xml · nonDerivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.