HPE

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,544.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,989.8816

F2 · shares: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F1 · balance_after: The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares.

SEC source: 0001062993-21-012826 · form4.xml · derivative · entry 16

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,765

Underlying: Common Stock · 48,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · price: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · derivative.exercise_date: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · derivative.expiration_date: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-21-012829 · form4.xml · derivative · entry 16

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,765

Underlying: Common Stock · 48,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · price: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · derivative.exercise_date: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · derivative.expiration_date: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-21-012828 · form4.xml · derivative · entry 23

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,059

Underlying: Common Stock · 195,059 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F11 · shares: On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F11 · price: On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F11 · derivative.exercise_date: On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F11 · derivative.expiration_date: On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-21-012828 · form4.xml · nonDerivative · entry 4

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,940

SEC source: 0001062993-21-012828 · form4.xml · nonDerivative · entry 3

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,959

F4 · shares: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-21-012828 · form4.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,466

SEC source: 0001062993-21-012828 · form4.xml · nonDerivative · entry 1

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,078

F3 · shares: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F1 · ownership.direct: The total direct beneficial ownership reflects a decrease of 30,310 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/03/21.

SEC source: 0001062993-21-012818 · form4.xml · derivative · entry 20

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,627

Underlying: Common Stock · 422,627 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · price: On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.exercise_date: On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.expiration_date: On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-21-012818 · form4.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,311

SEC source: 0001062993-21-012818 · form4.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,674

F2 · shares: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-21-012818 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,225

SEC source: 0001062993-21-012818 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,163

F1 · shares: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-21-012827 · form4.xml · derivative · entry 16

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,529

Underlying: Common Stock · 97,529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-21-012820 · form4.xml · derivative · entry 20

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,892

Underlying: Common stock · 56,892 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · price: On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.exercise_date: On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.expiration_date: On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-21-012820 · form4.xml · nonDerivative · entry 4

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,313

SEC source: 0001062993-21-012820 · form4.xml · nonDerivative · entry 3

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,620

F2 · shares: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-21-012820 · form4.xml · nonDerivative · entry 2

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,634

SEC source: 0001062993-21-012820 · form4.xml · nonDerivative · entry 1

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,852

F1 · shares: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001179706-21-000120 · edgar.xml · nonDerivative · entry 3

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,991.699

F2 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

SEC source: 0001179706-21-000120 · edgar.xml · derivative · entry 5

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Underlying: Common Sstock · 13,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen

F5 · price: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen

F5 · derivative.exercise_date: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen

F5 · derivative.expiration_date: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen

SEC source: 0001179706-21-000120 · edgar.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,526.699

SEC source: 0001179706-21-000120 · edgar.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,184.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes the acquisition of 10.4340 shares at $12.04 per share received on 01/06/21 through dividends paid in shares, 8.0920 shares at $15.90 per share received on 04/07/21 through dividends paid in shares, 8.9090 shares at $14.44 per share received on 07/07/21 through dividends paid in shares, and 8.9310 shares at $14.71 per share received on 10/06/21 through dividends paid in shares.

SEC source: 0001179706-21-000119 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/09/21.

SEC source: 0001179706-21-000116 · edgar.xml · nonDerivative · entry 5

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.

SEC source: 0001179706-21-000115 · edgar.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F2 · price: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F2 · derivative.exercise_date: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F2 · derivative.expiration_date: As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

SEC source: 0001179706-21-000115 · edgar.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,285

SEC source: 0001179706-21-000115 · edgar.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-21-000116 · edgar.xml · derivative · entry 7

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F4 · price: As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F4 · derivative.exercise_date: As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F4 · derivative.expiration_date: As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

SEC source: 0001179706-21-000116 · edgar.xml · derivative · entry 6

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F3 · price: As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F3 · derivative.exercise_date: As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

F3 · derivative.expiration_date: As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.

SEC source: 0001179706-21-000116 · edgar.xml · nonDerivative · entry 4

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,286

SEC source: 0001179706-21-000116 · edgar.xml · nonDerivative · entry 3

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-21-000116 · edgar.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

SEC source: 0001179706-21-000116 · edgar.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and MCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-21-000112 · edgar.xml · derivative · entry 6

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,136 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F9 · derivative.exercise_date: This option became exercisable beginning on this date.

F10 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-21-000112 · edgar.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,040

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/15/21.

F2 · price: The price in Column 4 is a weighted average price. The prices actually ranged from $15.2500 to $15.2850. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares at each price within the range.

SEC source: 0001179706-21-000112 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: As of 05/19/21, the reporting person no longer has a reportable beneficial interest in 273,027 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities.

SEC source: 0001179706-21-000115 · edgar.xml · derivative · entry 6

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,983.8347

Underlying: Common Stock · 504.8076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001179706-21-000115 · edgar.xml · derivative · entry 5

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,328.171

Underlying: Common Stock · 274.6703 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F4 · price: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F4 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F4 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001179706-21-000115 · edgar.xml · derivative · entry 4

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,154.0024

Underlying: Common Stock · 74.6594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · price: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001062993-21-012828 · form4.xml · derivative · entry 22

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,256.0162

Underlying: Common Stock · 1,906.0095 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F10 · shares: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F10 · price: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F10 · derivative.exercise_date: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F10 · derivative.expiration_date: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001062993-21-012828 · form4.xml · derivative · entry 18

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,351.3494

Underlying: Common Stock · 686.3494 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · price: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.exercise_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.expiration_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001062993-21-013059 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378.9558

Underlying: Common Stock · 115.399 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001062993-21-013062 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378.9558

Underlying: Common Stock · 115.399 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001062993-21-013063 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378.9558

Underlying: Common Stock · 115.399 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · price: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

SEC source: 0001179706-21-000110 · edgar.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 216,730.6792

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $38,125 for Issuer's Board Year 2021.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

SEC source: 0001179706-21-000108 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,598

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $26,250 for Issuer's Board Year 2021.

SEC source: 0001179706-21-000109 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $31,250 for Issuer's Board Year 2021.

F2 · balance_after: The total direct beneficial ownership reflects a decrease of 2,143 shares due to transfer of the shares into the reporting person's JP Morgan Chase account on 09/13/21.

SEC source: 0001179706-21-000104 · edgar.xml · derivative · entry 4

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,665

Underlying: Common Stock · 46,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21.

F2 · price: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21.

F2 · derivative.exercise_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21.

F2 · derivative.expiration_date: As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21.