HPE

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 4

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,511

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 3

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,239

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012824 · form4.xml · derivative · entry 15

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

Underlying: Common Stock · 20,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1653 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

SEC source: 0001062993-21-012824 · form4.xml · derivative · entry 14

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,164

Underlying: Common Stock · 16,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F3 · price: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,330 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8290 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

SEC source: 0001062993-21-012824 · form4.xml · derivative · entry 13

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F2 · price: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F2 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

F2 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,003 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9976 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21.

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 12

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,160

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 11

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 10

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,735

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 9

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 8

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,999

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 7

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 6

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,998

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 5

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 4

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,315

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 3

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,593

SEC source: 0001062993-21-012824 · form4.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · SVP, GM of Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 19

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,132

Underlying: Common Stock · 45,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F6 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F6 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F6 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 18

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,057

Underlying: Common Stock · 31,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 17

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 16

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 15

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 14

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,571

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 13

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 12

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,258

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 11

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 10

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,871

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 9

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 8

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,298

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 7

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,609

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012817 · form4.xml · derivative · entry 20

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,992

Underlying: Common Stock · 59,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.

F8 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.

F8 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.

F8 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012817 · form4.xml · derivative · entry 19

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,734

Underlying: Common Stock · 36,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.

F7 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.

F7 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.

F7 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012817 · form4.xml · derivative · entry 17

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.

F5 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.

F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.

F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 16

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,828.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 15

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,718.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,696.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,874.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 12

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,400.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 11

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,761.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,853.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,087.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,260.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,204.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,131.8816

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,873.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012826 · form4.xml · derivative · entry 15

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,968

Underlying: Common Stock · 17,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7 · shares: The number of derivative securities in column 5 also includes 609 vested dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.