HPE

SEC source: 0001062993-21-013057 · form4.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001062993-21-013057 · form4.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013058 · form4.xml · derivative · entry 6

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,628

Underlying: Common Stock · 119,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend.

F3 · price: As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend.

F3 · derivative.exercise_date: As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend.

F3 · derivative.expiration_date: As previously reported, on 03/15/21 the reporting person was granted 233,645 Restricted Stock Units ("RSUs"), 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,807 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9838 due to fractional rounding of the dividend.

SEC source: 0001062993-21-013058 · form4.xml · nonDerivative · entry 4

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,692

SEC source: 0001062993-21-013058 · form4.xml · nonDerivative · entry 3

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013058 · form4.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,376

SEC source: 0001062993-21-013058 · form4.xml · nonDerivative · entry 1

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,459

F1 · shares: On 03/15/21 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest over a three year period subject to performance and are issued in Issuer's common stock.

F1 · ownership.direct: On 03/15/21 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest over a three year period subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-21-013179 · form4.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,772

Underlying: Common Stock · 3,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-21-013179 · form4.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,779

Underlying: Common Stock · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013177 · form4.xml · derivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,204

Underlying: Common Stock · 4,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 57,081 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-21-013177 · form4.xml · derivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,117

Underlying: Common Stock · 1,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-21-013177 · form4.xml · derivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,652.7092

Underlying: Common Stock · 5,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-21-013177 · form4.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,828.8816

SEC source: 0001062993-21-013177 · form4.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,616.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013177 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,828.8816

SEC source: 0001062993-21-013177 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,385.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013177 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,828.8816

SEC source: 0001062993-21-013177 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,232.8816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013178 · form4.xml · derivative · entry 3

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,664

Underlying: Common stock · 1,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-21-013178 · form4.xml · nonDerivative · entry 2

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,115

SEC source: 0001062993-21-013178 · form4.xml · nonDerivative · entry 1

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-013061 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.

SEC source: 0001062993-21-013057 · form4.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.

SEC source: 0001062993-21-013060 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · SVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/21 and amended on 06/03/21.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 13

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,603.699

F6 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

SEC source: 0001062993-21-012831 · form4.xml · derivative · entry 16

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

Underlying: Common Stock · 20,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012831 · form4.xml · derivative · entry 15

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,487

Underlying: Common Sstock · 11,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.

F3 · price: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.

F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.

F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012831 · form4.xml · derivative · entry 14

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.

F2 · price: As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.

F2 · derivative.exercise_date: As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.

F2 · derivative.expiration_date: As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 12

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,089.699

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 11

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,332.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 10

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,630.699

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 9

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,763.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 8

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,136.699

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 7

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,453.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 6

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,539.699

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 5

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,542.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 4

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,968.699

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 3

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,280.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,378.699

SEC source: 0001062993-21-012831 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · SVP, GM of Compute

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,227.699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012830 · form4.xml · derivative · entry 11

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,125

Underlying: Common Stock · 16,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.

F4 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.

F4 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.

F4 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012830 · form4.xml · derivative · entry 10

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,675

Underlying: Common Stock · 5,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend.

F3 · price: As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend.

F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend.

F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 15,783 RSUs, 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4404 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 85.8355 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 416 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4424 due to fractional rounding of the dividend.

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 8

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,672

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 7

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 6

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,305

SEC source: 0001062993-21-012830 · form4.xml · nonDerivative · entry 5

Mottram Phil · CIK 0001864624 · President, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.