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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2022 Filed May 10, 2022 01:40 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011934 · form4.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2022 Filed May 9, 2022 21:39 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011931 · form4.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2022 Filed May 10, 2022 01:39 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011930 · form4.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2022 Filed May 10, 2022 01:39 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011933 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2022 Filed May 10, 2022 01:40 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011935 · form4.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2022 Filed May 10, 2022 01:40 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011936 · form4.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
May 05, 2022 Filed May 10, 2022 01:38 UTC
Kurtz GeorgeDirector
GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011929 · form4.xml · derivative · entry 2

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 08, 2022 Filed Jun 23, 2022 16:57 UTC GrantRestricted Stock Units · Derivative 1,211.5453 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015370 · form4.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,899.2423

Underlying: Common Stock · 1,211.5453 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,211.5453 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,211.5453 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,211.5453 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,211.5453 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

Read SEC document
April 08, 2022 Filed Jun 23, 2022 16:57 UTC GrantRestricted Stock Units · Derivative 850.8969 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015370 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,854.6307

Underlying: Common Stock · 850.8969 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 850.8969 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 850.8969 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 850.8969 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 850.8969 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

Read SEC document
April 08, 2022 Filed Jun 23, 2022 16:57 UTC GrantRestricted Stock Units · Derivative 262.882 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015370 · form4.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,686.9573

Underlying: Common Stock · 262.882 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 Restricted Stock Units ("RSUs"), 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 262.8820 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F3 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 Restricted Stock Units ("RSUs"), 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 262.8820 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 Restricted Stock Units ("RSUs"), 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 262.8820 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 Restricted Stock Units ("RSUs"), 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 262.8820 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.

Read SEC document
April 08, 2022 Filed Sep 21, 2022 20:25 UTC GrantRestricted Stock Units · Derivative 3,228.4639 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019825 · form4.xml · derivative · entry 8

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,653.9017

Underlying: Common Stock · 3,228.4639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
April 08, 2022 Filed Sep 21, 2022 20:25 UTC GrantRestricted Stock Units · Derivative 1,933.5628 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019825 · form4.xml · derivative · entry 7

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,379.9376

Underlying: Common Stock · 1,933.5628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · price: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · derivative.exercise_date: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · derivative.expiration_date: As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
April 08, 2022 Filed Sep 21, 2022 20:25 UTC GrantRestricted Stock Units · Derivative 2,014.2831 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019825 · form4.xml · derivative · entry 6

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,701.8225

Underlying: Common Stock · 2,014.2831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
April 08, 2022 Filed Sep 21, 2022 20:25 UTC GrantRestricted Stock Units · Derivative 696.6077 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019825 · form4.xml · derivative · entry 5

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,401.4448

Underlying: Common Stock · 696.6077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · price: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
April 08, 2022 Filed Dec 12, 2022 23:04 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 2,553.51 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023750 · form4.xml · derivative · entry 5

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,765.7232

Underlying: Common Stock · 2,553.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
April 08, 2022 Filed Dec 12, 2022 23:04 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 1,023.22 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023750 · form4.xml · derivative · entry 4

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,316.2202

Underlying: Common Stock · 1,023.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22, 19,540 of which will vest on 03/02/23, and 19,541 of which will vest on 03/02/24. To clarify, the 03/02/22 reporting of shares withheld for taxes should reflect code "F". Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.2870 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 355.5512 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 376.3820 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · price: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22, 19,540 of which will vest on 03/02/23, and 19,541 of which will vest on 03/02/24. To clarify, the 03/02/22 reporting of shares withheld for taxes should reflect code "F". Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.2870 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 355.5512 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 376.3820 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.exercise_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22, 19,540 of which will vest on 03/02/23, and 19,541 of which will vest on 03/02/24. To clarify, the 03/02/22 reporting of shares withheld for taxes should reflect code "F". Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.2870 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 355.5512 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 376.3820 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.expiration_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22, 19,540 of which will vest on 03/02/23, and 19,541 of which will vest on 03/02/24. To clarify, the 03/02/22 reporting of shares withheld for taxes should reflect code "F". Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.2870 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 355.5512 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 376.3820 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
April 08, 2022 Filed Dec 12, 2022 23:04 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 936.11 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023750 · form4.xml · derivative · entry 3

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,154.5783

Underlying: Common Stock · 936.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 266.4894 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 325.2828 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 344.3403 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · price: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 266.4894 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 325.2828 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 344.3403 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 266.4894 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 325.2828 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 344.3403 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 266.4894 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 325.2828 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 344.3403 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
April 08, 2022 Filed Dec 12, 2022 23:04 UTC
Hotard JustinEVP, GM, HPC and AI
GrantRestricted Stock Units · Derivative 468.34 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023750 · form4.xml · derivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,892.6543

Underlying: Common Stock · 468.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 133.3267 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 162.7415 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 172.2761 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · price: As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 133.3267 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 162.7415 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 172.2761 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 133.3267 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 162.7415 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 172.2761 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 133.3267 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 162.7415 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 172.2761 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 14,478.0521 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009957 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,478.0521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting.

F4 · shares: The number of shares in column 5 includes 332.0521 vested RSU dividend equivalent rights.

F3 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting.

F3 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting.

F3 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:05 UTC Exercise / conversionCommon Stock 14,478.0521 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009957 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 239,074.9856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 14,478.0521 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009954 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,478.0521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F4 · shares: The number of shares in column 5 includes 332.0521 vested RSU dividend equivalent rights.

F3 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:04 UTC Exercise / conversionCommon Stock 14,478.0521 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009954 · form4.xml · nonDerivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 14,478.0521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009959 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:05 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009959 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009956 · form4.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:04 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009956 · form4.xml · nonDerivative · entry 1

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009951 · form4.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:02 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009951 · form4.xml · nonDerivative · entry 1

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009958 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:05 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009958 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:02 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009950 · form4.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:02 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009950 · form4.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009955 · form4.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:04 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009955 · form4.xml · nonDerivative · entry 1

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009953 · form4.xml · derivative · entry 4

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:03 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009953 · form4.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009949 · form4.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F4 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F3 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:02 UTC Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009949 · form4.xml · nonDerivative · entry 1

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:03 UTC
Kurtz GeorgeDirector
Exercise / conversionRestricted Stock Units · Derivative 14,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009952 · form4.xml · derivative · entry 2

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F3 · shares: The number of shares in column 5 includes 333 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9479 due to fractional rounding of the dividend equivalent rights at $16.26 per RSU credited to the reporting person's account on 04/05/22.

F2 · price: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.exercise_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

F2 · derivative.expiration_date: As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which cliff vested on the date of the Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, 115.3990 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21, 99.0963 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

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April 05, 2022 Filed Apr 7, 2022 22:03 UTC
Kurtz GeorgeDirector
Exercise / conversionCommon Stock 14,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009952 · form4.xml · nonDerivative · entry 1

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 04, 2022 Filed Apr 6, 2022 22:09 UTC GrantCommon Stock 2,336 $16.32 $38,123.52
Disclosure

SEC source: 0001062993-22-009909 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 224,596.9335

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $38,125 for Issuer's Board Year 2021.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F3 · balance_after: The number of shares in column 5 includes 1,374.1085 vested restricted stock unit ("RSU") dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.

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April 04, 2022 Filed Apr 6, 2022 22:08 UTC GrantCommon Stock 1,608 $16.32 $26,242.56
Disclosure

SEC source: 0001062993-22-009907 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,980

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $26,250 for Issuer's Board Year 2021.

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April 04, 2022 Filed Apr 6, 2022 22:08 UTC GrantCommon Stock 1,914 $16.32 $31,236.48
Disclosure

SEC source: 0001062993-22-009908 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $31,250 for Issuer's Board Year 2021.

F2 · balance_after: The total direct beneficial ownership reflects a decrease of 2,112 shares due to transfer of the shares into the reporting person's JP Morgan Chase account on 03/07/22.

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April 03, 2022 Filed Apr 5, 2022 18:54 UTC Exercise / conversionRestricted Stock Units · Derivative 133,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009819 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend.

F3 · price: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend.

F3 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend.

F3 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 120,779 Restricted Stock Units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 846.0876 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2032 due to fractional rounding of the dividend.

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April 03, 2022 Filed Apr 5, 2022 18:54 UTC Tax withholdingCommon Stock 50,262 $16.29 $818,767.98
Disclosure

SEC source: 0001062993-22-009819 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,070.2526

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April 03, 2022 Filed Apr 5, 2022 18:54 UTC Exercise / conversionCommon Stock 133,499 $16.29 $2,174,698.71
Disclosure

SEC source: 0001062993-22-009819 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,332.2526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The total beneficial ownership includes the acquisition of 4.3710 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares.

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March 02, 2022 Filed Mar 3, 2022 23:49 UTC
Hotard JustinEVP, GM, HPC and AI
Exercise / conversionRestricted Stock Units · Derivative 20,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-006720 · form4.xml · derivative · entry 5

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,293

Underlying: Common Stock · 20,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · kind: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.

F4 · shares: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.

F4 · price: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.

F4 · derivative.exercise_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.

F4 · derivative.expiration_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.

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March 02, 2022 Filed Mar 3, 2022 23:49 UTC
Hotard JustinEVP, GM, HPC and AI
SaleCommon Stock 6,359 $16.99 $108,039.41
Disclosure

SEC source: 0001062993-22-006720 · form4.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,788

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March 02, 2022 Filed Mar 3, 2022 23:49 UTC
Hotard JustinEVP, GM, HPC and AI
Exercise / conversionCommon Stock 20,147 $16.99 $342,297.53
Disclosure

SEC source: 0001062993-22-006720 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 13, 2022 Filed Jan 18, 2022 21:20 UTC SaleCommon Stock 102,133 $17.50 $1,787,327.50
Disclosure

SEC source: 0001062993-22-001177 · form4.xml · nonDerivative · entry 2

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by The Robbiati Family Trust dated 02/04/20

Disclosed balance after: 182,559

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/08/21 as Trustee of The Robbiati Family Trust dated 02/04/20 (a revocable grantor trust).

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.50 to $17.505. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.