Last 12 months
Inside the activity.
0 purchase rows · 31 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2022 Filed Sep 21, 2022 20:25 UTC |
ROBBIATI TAREKEVP & CFO
|
Exercise / conversionCommon Stock | 47,667 | $12.98 | $618,717.66 |
DisclosureSEC source: 0001062993-22-019825 · form4.xml · nonDerivative · entry 1 ROBBIATI TAREK · CIK 0001651113 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:59 UTC |
Rothman IrvPres & CEO Financial Services
|
SaleCommon Stock | 70,115 | $13.33 | $934,815.25 |
DisclosureSEC source: 0001062993-22-019519 · form4.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/06/22. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.30 to $13.39. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| July 23, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 29,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · derivative · entry 3 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,471 Underlying: Common Stock · 29,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend. F2 · price: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend. F2 · derivative.exercise_date: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend. F2 · derivative.expiration_date: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend. Read SEC document |
| July 23, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
Tax withholdingCommon Stock | 9,341 | $13.77 | $128,625.57 |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · nonDerivative · entry 2 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,056 Read SEC document |
| July 23, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
Exercise / conversionCommon Stock | 29,472 | $13.77 | $405,829.44 |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · nonDerivative · entry 1 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
GrantRestricted Stock Units · Derivative | 660.8552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · derivative · entry 8 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,299.8552 Underlying: Common Stock · 660.8552 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F7 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F7 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F7 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
GrantRestricted Stock Units · Derivative | 414.0773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · derivative · entry 7 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,586.1492 Underlying: Common Stock · 414.0773 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F6 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F6 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F6 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
GrantRestricted Stock Units · Derivative | 49.8832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · derivative · entry 6 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,798.1601 Underlying: Common Stock · 49.8832 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F5 · price: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F5 · derivative.exercise_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F5 · derivative.expiration_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
GrantRestricted Stock Units · Derivative | 300.2638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · derivative · entry 5 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,902.4577 Underlying: Common Stock · 300.2638 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F4 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F4 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F4 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Jul 26, 2022 22:48 UTC |
Cox JeremySVP Controller and CTO
|
GrantRestricted Stock Units · Derivative | 143.5906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-016743 · form4.xml · derivative · entry 4 Cox Jeremy · CIK 0001655286 · SVP Controller and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,399.7918 Underlying: Common Stock · 143.5906 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · price: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Oct 4, 2022 21:10 UTC |
RUSSO PATRICIA FDirector
|
GrantRestricted Stock Units · Derivative | 134.047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-020372 · form4.xml · derivative · entry 3 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,868.047 Underlying: Common Stock · 134.047 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F5 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F5 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F5 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Oct 4, 2022 21:09 UTC |
Lane Raymond J.Director
|
GrantRestricted Stock Units · Derivative | 134.047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-020370 · form4.xml · derivative · entry 2 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,868.047 Underlying: Common Stock · 134.047 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Oct 4, 2022 21:10 UTC |
REINER GARY MDirector
|
GrantRestricted Stock Units · Derivative | 134.047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-020371 · form4.xml · derivative · entry 3 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,868.047 Underlying: Common Stock · 134.047 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. F3 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22. Read SEC document |
| July 08, 2022 Filed Dec 1, 2022 18:10 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
GrantRestricted Stock Units · Derivative | 1,826.58 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023112 · form4.xml · derivative · entry 5 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,765.7232 Underlying: Common Stock · 1,826.58 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F6 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 1, 2022 18:10 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
GrantRestricted Stock Units · Derivative | 586.73 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023112 · form4.xml · derivative · entry 4 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,882.7302 Underlying: Common Stock · 586.73 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F5 · price: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F5 · derivative.exercise_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F5 · derivative.expiration_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 1, 2022 18:10 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
GrantRestricted Stock Units · Derivative | 618.12 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023112 · form4.xml · derivative · entry 3 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220.3132 Underlying: Common Stock · 618.12 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 1, 2022 18:10 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
GrantRestricted Stock Units · Derivative | 98.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023112 · form4.xml · derivative · entry 2 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,849.5982 Underlying: Common Stock · 98.53 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · price: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:03 UTC |
Black Thomas E JrEVP, GM, Storage
|
GrantRestricted Stock Units · Derivative | 1,826.5836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023748 · form4.xml · derivative · entry 4 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,765.7232 Underlying: Common Stock · 1,826.5836 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:03 UTC |
Black Thomas E JrEVP, GM, Storage
|
GrantRestricted Stock Units · Derivative | 772.6305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023748 · form4.xml · derivative · entry 3 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,024.1084 Underlying: Common Stock · 772.6305 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:03 UTC |
Black Thomas E JrEVP, GM, Storage
|
GrantRestricted Stock Units · Derivative | 315.2963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023748 · form4.xml · derivative · entry 2 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,722.7081 Underlying: Common Stock · 315.2963 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F2 · price: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F2 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F2 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:05 UTC |
MAY ALAN RICHARDEVP, Chief People Officer
|
GrantRestricted Stock Units · Derivative | 1,978.8098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023752 · form4.xml · derivative · entry 4 MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,163.4695 Underlying: Common Stock · 1,978.8098 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:05 UTC |
MAY ALAN RICHARDEVP, Chief People Officer
|
GrantRestricted Stock Units · Derivative | 1,623.9961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023752 · form4.xml · derivative · entry 3 MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,649.7363 Underlying: Common Stock · 1,623.9961 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:05 UTC |
MAY ALAN RICHARDEVP, Chief People Officer
|
GrantRestricted Stock Units · Derivative | 567.2524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023752 · form4.xml · derivative · entry 2 MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,784.1766 Underlying: Common Stock · 567.2524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F2 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F2 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F2 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:04 UTC |
SCHULTZ JOHN FEVP, COLO
|
GrantRestricted Stock Units · Derivative | 608.87 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023749 · form4.xml · derivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,118.8674 Underlying: Common Stock · 608.87 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F6 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F6 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F6 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:04 UTC |
SCHULTZ JOHN FEVP, COLO
|
GrantRestricted Stock Units · Derivative | 3,044.32 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023749 · form4.xml · derivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,943.5607 Underlying: Common Stock · 3,044.32 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F5 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:04 UTC |
SCHULTZ JOHN FEVP, COLO
|
GrantRestricted Stock Units · Derivative | 2,138.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023749 · form4.xml · derivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,992.7274 Underlying: Common Stock · 2,138.1 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Dec 12, 2022 18:04 UTC |
SCHULTZ JOHN FEVP, COLO
|
GrantRestricted Stock Units · Derivative | 660.56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-023749 · form4.xml · derivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,347.5158 Underlying: Common Stock · 660.56 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. Read SEC document |
| July 08, 2022 Filed Mar 8, 2023 21:06 UTC |
Hobby Jean M.Director
|
GrantRestricted Stock Units · Derivative | 383.4296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-006268 · form4.xml · derivative · entry 2 Hobby Jean M. · CIK 0001646850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,117.4296 Underlying: Common Stock · 383.4296 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:50 UTC |
RUSSO PATRICIA FDirector
|
GrantCommon Stock | 2,922 | $13.26 | $38,745.72 |
DisclosureSEC source: 0001062993-22-015952 · form4.xml · nonDerivative · entry 2 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Merrill Lynch Disclosed balance after: 243,581.8504 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $38,750 for Issuer's Board Year 2022. F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:49 UTC |
Lane Raymond J.Director
|
GrantCommon Stock | 2,073 | $13.26 | $27,487.98 |
DisclosureSEC source: 0001062993-22-015949 · form4.xml · nonDerivative · entry 1 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,532 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $27,500 for Issuer's Board Year 2022. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:49 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 2,450 | $13.26 | $32,487.00 |
DisclosureSEC source: 0001062993-22-015950 · form4.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $32,500 for Issuer's Board Year 2022. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:57 UTC |
SCHULTZ JOHN FEVP, COLO
|
GrantRestricted Stock Units · Derivative | 32,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015370 · form4.xml · derivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,510 Underlying: Common Stock · 32,510 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F6 · price: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F6 · derivative.exercise_date: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F6 · derivative.expiration_date: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:02 UTC |
Black Thomas E JrEVP, GM, Storage
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,999 | $0.00 Strike: $8.83 | $0.00 |
DisclosureSEC source: 0001062993-22-014591 · form4.xml · derivative · entry 6 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,999 shares Expires 2023-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested. F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:02 UTC |
Black Thomas E JrEVP, GM, Storage
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,348 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001062993-22-014591 · form4.xml · derivative · entry 5 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,348 shares Expires 2022-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested. F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:02 UTC |
Black Thomas E JrEVP, GM, Storage
|
SaleCommon Stock | 16,999 | $15.26 | $259,406.44 |
DisclosureSEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 4 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:02 UTC |
Black Thomas E JrEVP, GM, Storage
|
Exercise / conversionCommon Stock | 16,999 | $8.83 | $150,101.17 |
DisclosureSEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 3 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:02 UTC |
Black Thomas E JrEVP, GM, Storage
|
SaleCommon Stock | 11,348 | $15.26 | $173,171.61 |
DisclosureSEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 2 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:02 UTC |
Black Thomas E JrEVP, GM, Storage
|
Exercise / conversionCommon Stock | 11,348 | $12.36 | $140,261.28 |
DisclosureSEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 1 Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 18:58 UTC |
MAY ALAN RICHARDEVP, Chief People Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 94,705 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001062993-22-014471 · form4.xml · derivative · entry 6 MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,705 shares Expires 2023-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F8 · derivative.exercise_date: This option became exercisable beginning on this date. F9 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 18:58 UTC |
MAY ALAN RICHARDEVP, Chief People Officer
|
SaleCommon Stock | 94,705 | $15.08 | $1,428,094.58 |
DisclosureSEC source: 0001062993-22-014471 · form4.xml · nonDerivative · entry 2 MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,500 F1 · shares: The reported transaction reflects the reporting person's exercise and sale of his employee stock options pursuant to the Order. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.0200 to $15.1250. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 18:58 UTC |
MAY ALAN RICHARDEVP, Chief People Officer
|
Exercise / conversionCommon Stock | 94,705 | $10.48 | $992,508.40 |
DisclosureSEC source: 0001062993-22-014471 · form4.xml · nonDerivative · entry 1 MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transaction reflects the reporting person's exercise and sale of his employee stock options pursuant to the Order. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order. Read SEC document |
| May 28, 2022 Filed Jun 1, 2022 18:37 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
Exercise / conversionRestricted Stock Units · Derivative | 16,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-014066 · form4.xml · derivative · entry 3 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,296 Underlying: Common Stock · 16,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend. F2 · price: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend. F2 · derivative.exercise_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend. F2 · derivative.expiration_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend. Read SEC document |
| May 28, 2022 Filed Jun 1, 2022 18:37 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
Tax withholdingCommon Stock | 5,586 | $15.79 | $88,202.94 |
DisclosureSEC source: 0001062993-22-014066 · form4.xml · nonDerivative · entry 2 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,047 Read SEC document |
| May 28, 2022 Filed Jun 1, 2022 18:37 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
Exercise / conversionCommon Stock | 16,150 | $15.79 | $255,008.50 |
DisclosureSEC source: 0001062993-22-014066 · form4.xml · nonDerivative · entry 1 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2022 Filed May 11, 2022 19:19 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
Exercise / conversionRestricted Stock Units · Derivative | 5,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-012164 · form4.xml · derivative · entry 3 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend. F2 · price: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend. F2 · derivative.exercise_date: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend. F2 · derivative.expiration_date: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend. Read SEC document |
| May 09, 2022 Filed May 11, 2022 19:19 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
Tax withholdingCommon Stock | 2,016 | $15.84 | $31,933.44 |
DisclosureSEC source: 0001062993-22-012164 · form4.xml · nonDerivative · entry 2 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,483 Read SEC document |
| May 09, 2022 Filed May 11, 2022 19:19 UTC |
Mottram PhilEVP, GM, Intelligent Edge
|
Exercise / conversionCommon Stock | 5,827 | $15.84 | $92,299.68 |
DisclosureSEC source: 0001062993-22-012164 · form4.xml · nonDerivative · entry 1 Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 10, 2022 01:38 UTC |
RUSSO PATRICIA FDirector
|
GrantRestricted Stock Units · Derivative | 14,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-011928 · form4.xml · derivative · entry 3 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,734 Underlying: Common Stock · 14,734 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| May 05, 2022 Filed May 10, 2022 01:38 UTC |
NOSKI CHARLES HDirector
|
GrantRestricted Stock Units · Derivative | 14,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-011927 · form4.xml · derivative · entry 3 NOSKI CHARLES H · CIK 0001039894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,734 Underlying: Common Stock · 14,734 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| May 05, 2022 Filed May 10, 2022 01:39 UTC |
Lane Raymond J.Director
|
GrantRestricted Stock Units · Derivative | 14,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-011932 · form4.xml · derivative · entry 2 Lane Raymond J. · CIK 0001166598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,734 Underlying: Common Stock · 14,734 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.