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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2022 Filed Sep 21, 2022 20:25 UTC Exercise / conversionCommon Stock 47,667 $12.98 $618,717.66
Disclosure

SEC source: 0001062993-22-019825 · form4.xml · nonDerivative · entry 1

ROBBIATI TAREK · CIK 0001651113 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2022 Filed Sep 13, 2022 20:59 UTC
Rothman IrvPres & CEO Financial Services
SaleCommon Stock 70,115 $13.33 $934,815.25
Disclosure

SEC source: 0001062993-22-019519 · form4.xml · nonDerivative · entry 1

Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/06/22.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.30 to $13.39. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
July 23, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
Exercise / conversionRestricted Stock Units · Derivative 29,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · derivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,471

Underlying: Common Stock · 29,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend.

F2 · price: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend.

F2 · derivative.exercise_date: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend.

F2 · derivative.expiration_date: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 470.4746 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,616 vested RSU dividend equivalent rights and a de minimus adjustment of 0.9642 due to fractional rounding of the dividend.

Read SEC document
July 23, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
Tax withholdingCommon Stock 9,341 $13.77 $128,625.57
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,056

Read SEC document
July 23, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
Exercise / conversionCommon Stock 29,472 $13.77 $405,829.44
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 660.8552 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · derivative · entry 8

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,299.8552

Underlying: Common Stock · 660.8552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F7 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F7 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F7 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which will vest on each of 04/20/23, 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 660.8552 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 414.0773 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · derivative · entry 7

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,586.1492

Underlying: Common Stock · 414.0773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F6 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F6 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F6 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which will vest on each of 12/09/22 and 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 414.0773 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 49.8832 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · derivative · entry 6

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,798.1601

Underlying: Common Stock · 49.8832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · price: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · derivative.exercise_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · derivative.expiration_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which will vest on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 49.8832 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 300.2638 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · derivative · entry 5

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,902.4577

Underlying: Common Stock · 300.2638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F4 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F4 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F4 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Jul 26, 2022 22:48 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 143.5906 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016743 · form4.xml · derivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,399.7918

Underlying: Common Stock · 143.5906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · price: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 47,348 RSUs, 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.5906 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Oct 4, 2022 21:10 UTC GrantRestricted Stock Units · Derivative 134.047 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020372 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.047

Underlying: Common Stock · 134.047 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F5 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Oct 4, 2022 21:09 UTC GrantRestricted Stock Units · Derivative 134.047 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020370 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.047

Underlying: Common Stock · 134.047 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Oct 4, 2022 21:10 UTC GrantRestricted Stock Units · Derivative 134.047 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020371 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.047

Underlying: Common Stock · 134.047 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

F3 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 Restricted Stock Units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.

Read SEC document
July 08, 2022 Filed Dec 1, 2022 18:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 1,826.58 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023112 · form4.xml · derivative · entry 5

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,765.7232

Underlying: Common Stock · 1,826.58 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 1, 2022 18:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 586.73 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023112 · form4.xml · derivative · entry 4

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,882.7302

Underlying: Common Stock · 586.73 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · price: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · derivative.exercise_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · derivative.expiration_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0159 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 301.7143 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 1, 2022 18:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 618.12 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023112 · form4.xml · derivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,220.3132

Underlying: Common Stock · 618.12 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 300.2638 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 317.8555 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 1, 2022 18:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 98.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023112 · form4.xml · derivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849.5982

Underlying: Common Stock · 98.53 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · price: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 15,783 Restricted Stock Units ("RSUs"), 5,261 of which vested on 12/10/20, and 5,261 of which vested on 12/10/21, and 5,261 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.8635 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 50.6677 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:03 UTC
Black Thomas E JrEVP, GM, Storage
GrantRestricted Stock Units · Derivative 1,826.5836 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023748 · form4.xml · derivative · entry 4

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,765.7232

Underlying: Common Stock · 1,826.5836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:03 UTC
Black Thomas E JrEVP, GM, Storage
GrantRestricted Stock Units · Derivative 772.6305 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023748 · form4.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,024.1084

Underlying: Common Stock · 772.6305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 375.3207 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 397.3098 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:03 UTC
Black Thomas E JrEVP, GM, Storage
GrantRestricted Stock Units · Derivative 315.2963 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023748 · form4.xml · derivative · entry 2

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,722.7081

Underlying: Common Stock · 315.2963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · price: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.exercise_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.expiration_date: As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 153.1615 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 162.1348 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:05 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 1,978.8098 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,163.4695

Underlying: Common Stock · 1,978.8098 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:05 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 1,623.9961 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,649.7363

Underlying: Common Stock · 1,623.9961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:05 UTC
MAY ALAN RICHARDEVP, Chief People Officer
GrantRestricted Stock Units · Derivative 567.2524 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784.1766

Underlying: Common Stock · 567.2524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:04 UTC GrantRestricted Stock Units · Derivative 608.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023749 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,118.8674

Underlying: Common Stock · 608.87 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F6 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F6 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F6 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:04 UTC GrantRestricted Stock Units · Derivative 3,044.32 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023749 · form4.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,943.5607

Underlying: Common Stock · 3,044.32 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:04 UTC GrantRestricted Stock Units · Derivative 2,138.1 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023749 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,992.7274

Underlying: Common Stock · 2,138.1 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:04 UTC GrantRestricted Stock Units · Derivative 660.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023749 · form4.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,347.5158

Underlying: Common Stock · 660.56 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Mar 8, 2023 21:06 UTC GrantRestricted Stock Units · Derivative 383.4296 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-006268 · form4.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,117.4296

Underlying: Common Stock · 383.4296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.

F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.

F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.

F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:50 UTC GrantCommon Stock 2,922 $13.26 $38,745.72
Disclosure

SEC source: 0001062993-22-015952 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 243,581.8504

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $38,750 for Issuer's Board Year 2022.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

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June 30, 2022 Filed Jul 5, 2022 21:49 UTC GrantCommon Stock 2,073 $13.26 $27,487.98
Disclosure

SEC source: 0001062993-22-015949 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,532

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $27,500 for Issuer's Board Year 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:49 UTC GrantCommon Stock 2,450 $13.26 $32,487.00
Disclosure

SEC source: 0001062993-22-015950 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $32,500 for Issuer's Board Year 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC GrantRestricted Stock Units · Derivative 32,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015370 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,510

Underlying: Common Stock · 32,510 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · price: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.exercise_date: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.expiration_date: On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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June 07, 2022 Filed Jun 9, 2022 19:02 UTC
Black Thomas E JrEVP, GM, Storage
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,999 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001062993-22-014591 · form4.xml · derivative · entry 6

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,999 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 19:02 UTC
Black Thomas E JrEVP, GM, Storage
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,348 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001062993-22-014591 · form4.xml · derivative · entry 5

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,348 shares

Expires 2022-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 19:02 UTC
Black Thomas E JrEVP, GM, Storage
SaleCommon Stock 16,999 $15.26 $259,406.44
Disclosure

SEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 4

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 19:02 UTC
Black Thomas E JrEVP, GM, Storage
Exercise / conversionCommon Stock 16,999 $8.83 $150,101.17
Disclosure

SEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 3

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 19:02 UTC
Black Thomas E JrEVP, GM, Storage
SaleCommon Stock 11,348 $15.26 $173,171.61
Disclosure

SEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 19:02 UTC
Black Thomas E JrEVP, GM, Storage
Exercise / conversionCommon Stock 11,348 $12.36 $140,261.28
Disclosure

SEC source: 0001062993-22-014591 · form4.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 18:58 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 94,705 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,705 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F8 · derivative.exercise_date: This option became exercisable beginning on this date.

F9 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 18:58 UTC
MAY ALAN RICHARDEVP, Chief People Officer
SaleCommon Stock 94,705 $15.08 $1,428,094.58
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

F1 · shares: The reported transaction reflects the reporting person's exercise and sale of his employee stock options pursuant to the Order. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.0200 to $15.1250. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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June 03, 2022 Filed Jun 7, 2022 18:58 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionCommon Stock 94,705 $10.48 $992,508.40
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction reflects the reporting person's exercise and sale of his employee stock options pursuant to the Order. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

Read SEC document
May 28, 2022 Filed Jun 1, 2022 18:37 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 16,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-014066 · form4.xml · derivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,296

Underlying: Common Stock · 16,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend.

F2 · price: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend.

F2 · derivative.exercise_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend.

F2 · derivative.expiration_date: As previously reported, on 05/28/21, the reporting person was granted 46,992 Restricted Stock Units ("RSUs"), 15,664 of which vested on 05/28/22, and 15,664 of which will vest on each of 05/28/23 and 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 486 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6956 due to fractional rounding of the dividend.

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May 28, 2022 Filed Jun 1, 2022 18:37 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 5,586 $15.79 $88,202.94
Disclosure

SEC source: 0001062993-22-014066 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,047

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May 28, 2022 Filed Jun 1, 2022 18:37 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 16,150 $15.79 $255,008.50
Disclosure

SEC source: 0001062993-22-014066 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2022 Filed May 11, 2022 19:19 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 5,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-012164 · form4.xml · derivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.

F2 · price: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.

F2 · derivative.exercise_date: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.

F2 · derivative.expiration_date: As previously reported, on 05/09/19, the reporting person was granted 15,769 Restricted Stock Units ("RSUs"), 5,256 of which vested on 05/09/20, 5,256 of which vested on 05/09/21, and 5,257 of which vested on 05/09/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 36.8266 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and 39.1826 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22. The number of derivative securities in column 5 also includes 570 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4187 due to fractional rounding of the dividend.

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May 09, 2022 Filed May 11, 2022 19:19 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 2,016 $15.84 $31,933.44
Disclosure

SEC source: 0001062993-22-012164 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,483

Read SEC document
May 09, 2022 Filed May 11, 2022 19:19 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 5,827 $15.84 $92,299.68
Disclosure

SEC source: 0001062993-22-012164 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 10, 2022 01:38 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011928 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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May 05, 2022 Filed May 10, 2022 01:38 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011927 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 RSUs, all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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May 05, 2022 Filed May 10, 2022 01:39 UTC GrantRestricted Stock Units · Derivative 14,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-011932 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 14,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/23 or the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.