HPE

SEC source: 0001062993-23-017920 · form4.xml · derivative · entry 6

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,153.8439

Underlying: Common Stock · 2,024.267 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017920 · form4.xml · derivative · entry 5

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,604.22

Underlying: Common Stock · 952.91 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017920 · form4.xml · derivative · entry 4

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,464.7725

Underlying: Common Stock · 302.302 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 155.5776 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 146.7244 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 155.5776 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 146.7244 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 155.5776 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 146.7244 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 155.5776 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 146.7244 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017922 · form4.xml · derivative · entry 9

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,786.096

Underlying: Common Stock · 1,574.4267 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · price: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.exercise_date: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.expiration_date: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017922 · form4.xml · derivative · entry 8

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,635.4619

Underlying: Common Stock · 993.7993 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 511.4519 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 482.3474 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 511.4519 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 482.3474 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 511.4519 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 482.3474 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 511.4519 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 482.3474 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017922 · form4.xml · derivative · entry 7

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,275.6849

Underlying: Common Stock · 635.4101 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 327.0094 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 308.4007 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 327.0094 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 308.4007 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 327.0094 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 308.4007 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 327.0094 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 308.4007 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017921 · form4.xml · derivative · entry 6

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,786.096

Underlying: Common Stock · 1,574.4267 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · price: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017921 · form4.xml · derivative · entry 5

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,757.1952

Underlying: Common Stock · 287.8955 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · price: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-017921 · form4.xml · derivative · entry 4

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,579.136

Underlying: Common Stock · 155.6576 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · price: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

SEC source: 0001062993-23-008943 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,117.4296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

F3 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

SEC source: 0001062993-23-008943 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 272,478.5117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

SEC source: 0001062993-23-008948 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,117.4296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

F4 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 383.4296 vested dividend equivalent rights.

SEC source: 0001062993-23-008948 · form4.xml · nonDerivative · entry 2

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 30,069.0455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the Issuer's Board of Directors.

F2 · balance_after: The number of shares in column 5 includes 128.6975 vested restricted stock unit ("RSU") dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 136.2376 RSU dividend equivalent rights at $12.46 on 10/07/22, and 103.1927 RSU dividend equivalent rights at $16.45 on 01/13/23. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

SEC source: 0001062993-23-008945 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008945 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008946 · form4.xml · derivative · entry 2

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008946 · form4.xml · nonDerivative · entry 1

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008951 · form4.xml · derivative · entry 3

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008951 · form4.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total direct beneficial ownership reflects a decrease of 14,479 shares due to the transfer into the reporting person's Trust on 01/25/23.

SEC source: 0001062993-23-008954 · form4.xml · derivative · entry 2

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008954 · form4.xml · nonDerivative · entry 1

Ozzie Raymond E · CIK 0001439012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008944 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008944 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008950 · form4.xml · derivative · entry 5

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008950 · form4.xml · nonDerivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008947 · form4.xml · derivative · entry 2

DAMELIO FRANK A · CIK 0001194004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 01/10/23, the reporting person was granted 3,444 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: As previously reported, on 01/10/23, the reporting person was granted 3,444 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: As previously reported, on 01/10/23, the reporting person was granted 3,444 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: As previously reported, on 01/10/23, the reporting person was granted 3,444 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-008947 · form4.xml · nonDerivative · entry 1

DAMELIO FRANK A · CIK 0001194004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008949 · form4.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008949 · form4.xml · nonDerivative · entry 1

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008952 · form4.xml · derivative · entry 2

DUGAN REGINA E · CIK 0001593861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 09/22/22, the reporting person was granted 9,476 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 91.2616 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 69.1258 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 161 vested dividend equivalent rights and a de minimus adjustment of 0.6126 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 09/22/22, the reporting person was granted 9,476 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 91.2616 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 69.1258 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 161 vested dividend equivalent rights and a de minimus adjustment of 0.6126 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 09/22/22, the reporting person was granted 9,476 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 91.2616 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 69.1258 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 161 vested dividend equivalent rights and a de minimus adjustment of 0.6126 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 09/22/22, the reporting person was granted 9,476 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 91.2616 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 69.1258 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 161 vested dividend equivalent rights and a de minimus adjustment of 0.6126 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008952 · form4.xml · nonDerivative · entry 1

DUGAN REGINA E · CIK 0001593861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008953 · form4.xml · derivative · entry 2

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-008953 · form4.xml · nonDerivative · entry 1

Kurtz George · CIK 0001778564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-008872 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 257,361.0821

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $38,750 for Issuer's Board Year 2022.

F2 · balance_after: The number of shares in column 5 includes 1,613.9815 vested restricted stock unit ("RSU") dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

SEC source: 0001062993-23-008870 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910,278

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $27,500 for Issuer's Board Year 2022.

SEC source: 0001062993-23-008871 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,241

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q4 cash retainer of $32,500 for Issuer's Board Year 2022.

SEC source: 0001062993-23-008582 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/22, and intended to comply with the prior version of the rule.

SEC source: 0001062993-23-006870 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price of $14.609078. The prices actually paid ranged from $14.58 to $14.69. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-006730 · form4.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.00 to $15.12. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-006421 · form4.xml · derivative · entry 7

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 478,226 shares

Expires 2023-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became exercisable beginning on this date.

F7 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001062993-23-006421 · form4.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,511

F1 · price: The price in Column 4 is a weighted average price of $15.1062. The prices actually paid ranged from $15.00 to $15.2750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-006421 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,511

F1 · price: The price in Column 4 is a weighted average price of $15.1062. The prices actually paid ranged from $15.00 to $15.2750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-006421 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-006420 · form4.xml · derivative · entry 4

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,668 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001062993-23-006420 · form4.xml · nonDerivative · entry 3

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,162

F1 · price: The price in Column 4 is a weighted average price of $15.009691. The prices actually paid ranged from $15.00 to $15.01. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-006420 · form4.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-006420 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,162

F1 · price: The price in Column 4 is a weighted average price of $15.009691. The prices actually paid ranged from $15.00 to $15.01. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-006268 · form4.xml · nonDerivative · entry 1

Hobby Jean M. · CIK 0001646850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,161

SEC source: 0001062993-23-006102 · form4.xml · derivative · entry 4

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,801

Underlying: Common Stock · 20,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and also includes 1,261 vested dividend equivalent rights and a de minimus adjustment of 0.6904 due to fractional rounding of the dividend equivalent rights at $15.50 per RSU credited to the reporting person's account on 03/02/23.

F3 · price: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and also includes 1,261 vested dividend equivalent rights and a de minimus adjustment of 0.6904 due to fractional rounding of the dividend equivalent rights at $15.50 per RSU credited to the reporting person's account on 03/02/23.

F3 · derivative.exercise_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and also includes 1,261 vested dividend equivalent rights and a de minimus adjustment of 0.6904 due to fractional rounding of the dividend equivalent rights at $15.50 per RSU credited to the reporting person's account on 03/02/23.

F3 · derivative.expiration_date: As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 285.0894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and also includes 1,261 vested dividend equivalent rights and a de minimus adjustment of 0.6904 due to fractional rounding of the dividend equivalent rights at $15.50 per RSU credited to the reporting person's account on 03/02/23.

SEC source: 0001062993-23-006102 · form4.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,950