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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
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982

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0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Cox JeremySVP, Controller, CTO & CFO
GrantRestricted Stock Units · Derivative 19.966 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022383 · form4.xml · derivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,005.1541

Underlying: Common Stock · 19.966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.9660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.9660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.9660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.9660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Cox JeremySVP, Controller, CTO & CFO
GrantRestricted Stock Units · Derivative 120.1602 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022383 · form4.xml · derivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,092.3869

Underlying: Common Stock · 120.1602 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 782.2427 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022382 · form4.xml · derivative · entry 4

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,568.3387

Underlying: Common Stock · 782.2427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 143.0388 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022382 · form4.xml · derivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,900.234

Underlying: Common Stock · 143.0388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · price: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 143.0388 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 143.0388 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 143.0388 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 77.3374 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022382 · form4.xml · derivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,656.4734

Underlying: Common Stock · 77.3374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · price: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 77.3374 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 77.3374 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 77.3374 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 3,352.4636 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022381 · form4.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,863.5733

Underlying: Common Stock · 3,352.4636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,352.4636 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,352.4636 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,352.4636 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 3,352.4636 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 1,975.0631 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022381 · form4.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,520.9546

Underlying: Common Stock · 1,975.0631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,975.0631 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,975.0631 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,975.0631 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,975.0631 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 12, 2023 00:54 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 1,204.9587 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022381 · form4.xml · derivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,863.3456

Underlying: Common Stock · 1,204.9587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,204.9587 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,204.9587 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,204.9587 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,204.9587 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 19, 2023 23:00 UTC GrantRestricted Stock Units · Derivative 123.8592 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022875 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,254.8551

Underlying: Common Stock · 123.8592 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 19, 2023 22:59 UTC GrantRestricted Stock Units · Derivative 123.8592 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022872 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,254.8551

Underlying: Common Stock · 123.8592 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
October 13, 2023 Filed Dec 19, 2023 22:59 UTC GrantRestricted Stock Units · Derivative 123.8592 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022873 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,254.8551

Underlying: Common Stock · 123.8592 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:40 UTC GrantCommon Stock 2,266 $17.37 $39,360.42
Disclosure

SEC source: 0001062993-23-018821 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 280,597.9222

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $39,375 for Issuer's Board Year 2023.

F2 · balance_after: The number of shares in column 5 includes 1,712.3792 vested restricted stock unit ("RSU") dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:39 UTC GrantCommon Stock 1,655 $17.37 $28,747.35
Disclosure

SEC source: 0001062993-23-018819 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 928,762

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $28,750 for Issuer's Board Year 2023.

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September 29, 2023 Filed Oct 3, 2023 20:39 UTC GrantCommon Stock 1,943 $17.37 $33,749.91
Disclosure

SEC source: 0001062993-23-018820 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,943

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $33,750 for Issuer's Board Year 2023.

F2 · balance_after: The total direct beneficial ownership reflects a decrease of 2,008 shares due to the transfer into his JPM Chase account on 07/12/23.

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September 07, 2023 Filed Sep 11, 2023 19:08 UTC
Black Thomas E JrEVP, GM, Storage
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,950 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001062993-23-017920 · form4.xml · derivative · entry 3

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,950 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:08 UTC
Black Thomas E JrEVP, GM, Storage
SaleCommon Stock 8,950 $17.48 $156,468.38
Disclosure

SEC source: 0001062993-23-017920 · form4.xml · nonDerivative · entry 2

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.405 to $17.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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September 07, 2023 Filed Sep 11, 2023 19:08 UTC
Black Thomas E JrEVP, GM, Storage
Exercise / conversionCommon Stock 8,950 $14.67 $131,296.50
Disclosure

SEC source: 0001062993-23-017920 · form4.xml · nonDerivative · entry 1

Black Thomas E Jr · CIK 0001812397 · EVP, GM, Storage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:09 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 115,968 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001062993-23-017922 · form4.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,968 shares

Expires 2023-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:09 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 227,048 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001062993-23-017922 · form4.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227,048 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:09 UTC
MAY ALAN RICHARDEVP, Chief People Officer
SaleCommon Stock 115,968 $17.48 $2,027,085.85
Disclosure

SEC source: 0001062993-23-017922 · form4.xml · nonDerivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,511

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:09 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionCommon Stock 115,968 $8.83 $1,023,997.44
Disclosure

SEC source: 0001062993-23-017922 · form4.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 365,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:09 UTC
MAY ALAN RICHARDEVP, Chief People Officer
SaleCommon Stock 227,048 $17.48 $3,968,730.93
Disclosure

SEC source: 0001062993-23-017922 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,511

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:09 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionCommon Stock 227,048 $8.62 $1,957,153.76
Disclosure

SEC source: 0001062993-23-017922 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 476,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:10 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 434,884 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001062993-23-017923 · form4.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 434,884 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:10 UTC
Neri Antonio FDirector · President and CEO
SaleCommon Stock 434,884 $17.48 $7,601,946.27
Disclosure

SEC source: 0001062993-23-017923 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,370,291

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:10 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionCommon Stock 434,884 $8.83 $3,840,025.72
Disclosure

SEC source: 0001062993-23-017923 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,805,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of 03/14/23, the reporting person no longer has a reportable beneficial interest in 15,000 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities.

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September 07, 2023 Filed Sep 11, 2023 23:08 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,166 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001062993-23-017921 · form4.xml · derivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,166 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:08 UTC
Gold GerriEVP, Pres & CEO Financial Serv
SaleCommon Stock 14,166 $17.48 $247,627.35
Disclosure

SEC source: 0001062993-23-017921 · form4.xml · nonDerivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,584

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.38 to $17.56. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:08 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionCommon Stock 14,166 $8.83 $125,085.78
Disclosure

SEC source: 0001062993-23-017921 · form4.xml · nonDerivative · entry 1

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 28, 2023 21:51 UTC
Cox JeremySVP Controller and CTO
SaleCommon Stock 21,131 $17.66 $373,173.46
Disclosure

SEC source: 0001062993-23-015440 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.

Read SEC document
July 23, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
Exercise / conversionRestricted Stock Units · Derivative 30,288 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · derivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which vested on 07/23/23. The number of derivative securities in column 5 includes 183.9265 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The number of derivative securities in column 5 also reflects 4,431 vested dividend equivalent rights and a de minimus adjustment of 0.4024 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which vested on 07/23/23. The number of derivative securities in column 5 includes 183.9265 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The number of derivative securities in column 5 also reflects 4,431 vested dividend equivalent rights and a de minimus adjustment of 0.4024 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which vested on 07/23/23. The number of derivative securities in column 5 includes 183.9265 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The number of derivative securities in column 5 also reflects 4,431 vested dividend equivalent rights and a de minimus adjustment of 0.4024 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which vested on 07/23/23. The number of derivative securities in column 5 includes 183.9265 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The number of derivative securities in column 5 also reflects 4,431 vested dividend equivalent rights and a de minimus adjustment of 0.4024 due to fractional rounding of the dividend equivalent rights.

Read SEC document
July 23, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
Tax withholdingCommon Stock 9,157 $17.26 $158,049.82
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,746

Read SEC document
July 23, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
Exercise / conversionCommon Stock 30,288 $17.26 $522,770.88
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 436.6592 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · derivative · entry 8

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,734.474

Underlying: Common Stock · 436.6592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 436.6592 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · price: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 436.6592 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 436.6592 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F7 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 436.6592 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 344.4647 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · derivative · entry 7

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,395.4647

Underlying: Common Stock · 344.4647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 344.4647 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 344.4647 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 344.4647 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F6 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 344.4647 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 215.8364 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · derivative · entry 6

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,015.0433

Underlying: Common Stock · 215.8364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8364 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8364 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8364 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8364 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 19.5044 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · derivative · entry 5

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,985.1881

Underlying: Common Stock · 19.5044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.5044 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F4 · price: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.5044 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F4 · derivative.exercise_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.5044 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F4 · derivative.expiration_date: As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.5044 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Jul 25, 2023 20:32 UTC
Cox JeremySVP Controller and CTO
GrantRestricted Stock Units · Derivative 117.3823 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-015305 · form4.xml · derivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP Controller and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,972.2267

Underlying: Common Stock · 117.3823 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Oct 3, 2023 20:40 UTC GrantRestricted Stock Units · Derivative 120.9959 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-018821 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,130.9959

Underlying: Common Stock · 120.9959 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Oct 3, 2023 20:39 UTC GrantRestricted Stock Units · Derivative 120.9959 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-018819 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,130.9959

Underlying: Common Stock · 120.9959 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F3 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Oct 3, 2023 20:39 UTC GrantRestricted Stock Units · Derivative 120.9959 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-018820 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,130.9959

Underlying: Common Stock · 120.9959 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · price: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.exercise_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

F5 · derivative.expiration_date: As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/05/24 or the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:55 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 1,988.2347 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022386 · form4.xml · derivative · entry 5

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,159.5866

Underlying: Common Stock · 1,988.2347 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.7427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:55 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 935.9481 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022386 · form4.xml · derivative · entry 4

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,077.6666

Underlying: Common Stock · 935.9481 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.4466 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:55 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 225.4798 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022386 · form4.xml · derivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,898.4798

Underlying: Common Stock · 225.4798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 111.4215 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 114.0583 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 111.4215 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 114.0583 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 111.4215 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 114.0583 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 111.4215 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 114.0583 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:55 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 237.5425 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022386 · form4.xml · derivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,092.3869

Underlying: Common Stock · 237.5425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 120.1602 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
MacDonald Neil BEVP, GM of Compute
GrantRestricted Stock Units · Derivative 1,988.2347 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022385 · form4.xml · derivative · entry 4

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,159.5866

Underlying: Common Stock · 1,988.2347 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.49200 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.74270 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.49200 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.74270 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.49200 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.74270 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.49200 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.74270 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
MacDonald Neil BEVP, GM of Compute
GrantRestricted Stock Units · Derivative 935.9481 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022385 · form4.xml · derivative · entry 3

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,077.6666

Underlying: Common Stock · 935.9481 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.50150 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.44660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.50150 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.44660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.50150 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.44660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.50150 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.44660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 12, 2023 00:55 UTC
MacDonald Neil BEVP, GM of Compute
GrantRestricted Stock Units · Derivative 296.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022385 · form4.xml · derivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,614.9691

Underlying: Common Stock · 296.921 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 146.72440 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 150.19660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 146.72440 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 150.19660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 146.72440 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 150.19660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 146.72440 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 150.19660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

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July 14, 2023 Filed Dec 11, 2023 19:56 UTC GrantRestricted Stock Units · Derivative 2,871.8866 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,341.0533

Underlying: Common Stock · 2,871.8866 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

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July 14, 2023 Filed Dec 11, 2023 19:56 UTC GrantRestricted Stock Units · Derivative 300.3469 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,879.9263

Underlying: Common Stock · 300.3469 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.