HPE

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,010

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,838

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,576

F1 · shares: On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 18

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,894

Underlying: Common Stock · 68,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

F8 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

F8 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

F8 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,742.0381

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,677.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,229.0381

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,506.0381

F3 · shares: On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,099.0381

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,841.0381

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,884.0381

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,117.0381

F1 · shares: On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022484 · form4.xml · derivative · entry 9

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,879

Underlying: Common Stock · 48,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022484 · form4.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,310

SEC source: 0001062993-23-022484 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022491 · form4.xml · derivative · entry 11

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,773

Underlying: Common Stock · 47,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 4

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,737

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 3

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022490 · form4.xml · derivative · entry 9

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,121

Underlying: Common Stock · 21,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 599 vested dividend equivalent rights and a de minimus adjustment of 0.5333 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022490 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,374

SEC source: 0001062993-23-022490 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022489 · form4.xml · derivative · entry 9

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,712

Underlying: Common Stock · 36,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022489 · form4.xml · nonDerivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,587

SEC source: 0001062993-23-022489 · form4.xml · nonDerivative · entry 1

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022488 · form4.xml · derivative · entry 13

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,909

Underlying: Common Stock · 157,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 153,468 of which will vest on 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,487 vested dividend equivalent rights and a de minimus adjustment of 0.4267 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 6

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818,771

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 5

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,880,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,722,972

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,792,499

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,615,813

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,775,111

F1 · shares: On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-23-022486 · form4.xml · derivative · entry 6

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,545

Underlying: Common Stock · 94,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.8560 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.8560 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.8560 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.8560 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022486 · form4.xml · nonDerivative · entry 2

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,411

SEC source: 0001062993-23-022486 · form4.xml · nonDerivative · entry 1

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022386 · form4.xml · derivative · entry 6

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,087

Underlying: Common Stock · 155,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · price: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.exercise_date: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.expiration_date: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022385 · form4.xml · derivative · entry 5

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,087

Underlying: Common Stock · 155,087 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · price: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.exercise_date: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.expiration_date: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022380 · form4.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,315

Underlying: Common Stock · 116,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/07/23, the reporting person was granted 116,315 RSUs, 38,771 of which will vest on 12/07/24 and 38,772 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/07/23, the reporting person was granted 116,315 RSUs, 38,771 of which will vest on 12/07/24 and 38,772 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/07/23, the reporting person was granted 116,315 RSUs, 38,771 of which will vest on 12/07/24 and 38,772 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/07/23, the reporting person was granted 116,315 RSUs, 38,771 of which will vest on 12/07/24 and 38,772 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,367

Underlying: Common Stock · 209,367 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · price: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.exercise_date: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.expiration_date: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022387 · form4.xml · derivative · entry 5

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,052

Underlying: Common Stock · 93,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022384 · form4.xml · derivative · entry 6

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,087

Underlying: Common Stock · 155,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · price: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.exercise_date: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F6 · derivative.expiration_date: On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022383 · form4.xml · derivative · entry 7

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,122

Underlying: Common Stock · 217,122 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: On 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · price: On 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.exercise_date: On 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.expiration_date: On 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022382 · form4.xml · derivative · entry 5

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,052

Underlying: Common Stock · 93,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · price: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022381 · form4.xml · derivative · entry 5

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,278

Underlying: Common Stock · 496,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022379 · form4.xml · derivative · entry 2

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,104

Underlying: Common Stock · 186,104 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 12/07/23, the reporting person was granted 186,104 restricted stock units ("RSUs"), 62,034 of which will vest on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 12/07/23, the reporting person was granted 186,104 restricted stock units ("RSUs"), 62,034 of which will vest on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 12/07/23, the reporting person was granted 186,104 restricted stock units ("RSUs"), 62,034 of which will vest on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 12/07/23, the reporting person was granted 186,104 restricted stock units ("RSUs"), 62,034 of which will vest on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001062993-23-022380 · form4.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,568.3387

Underlying: Common Stock · 782.2427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 782.2427 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

SEC source: 0001062993-23-022380 · form4.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,129.224

Underlying: Common Stock · 493.7621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.7621 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.7621 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.7621 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.7621 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

SEC source: 0001062993-23-022380 · form4.xml · derivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,591.3839

Underlying: Common Stock · 315.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 315.6990 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 315.6990 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 315.6990 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 315.6990 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

SEC source: 0001062993-23-022383 · form4.xml · derivative · entry 6

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,181.4667

Underlying: Common Stock · 446.9927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 446.9927 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · price: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 446.9927 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 446.9927 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 446.9927 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

SEC source: 0001062993-23-022383 · form4.xml · derivative · entry 5

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,748.0812

Underlying: Common Stock · 352.6165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 352.6165 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 352.6165 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 352.6165 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 352.6165 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

SEC source: 0001062993-23-022383 · form4.xml · derivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,235.9875

Underlying: Common Stock · 220.9442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9442 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9442 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9442 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9442 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.