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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 17,126 $16.22 $277,783.72
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 6

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,772

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 34,540 $16.22 $560,238.80
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 5

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Exercise / conversionRestricted Stock Units · Derivative 34,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · derivative · entry 12

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,538

Underlying: Common Stock · 34,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Tax withholdingCommon Stock 17,126 $16.22 $277,783.72
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 8

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,117.799

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Exercise / conversionCommon Stock 34,540 $16.22 $560,238.80
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 7

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,243.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 36,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · derivative · entry 12

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,064

Underlying: Common Stock · 36,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Tax withholdingCommon Stock 13,396 $16.22 $217,283.12
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 8

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,650

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionCommon Stock 36,066 $16.22 $584,990.52
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 7

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Exercise / conversionRestricted Stock Units · Derivative 10,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 17

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,940

Underlying: Common Stock · 10,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

F7 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Exercise / conversionRestricted Stock Units · Derivative 55,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 16

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,484

Underlying: Common Stock · 55,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Tax withholdingCommon Stock 4,060 $16.22 $65,853.20
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,866.0381

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Exercise / conversionCommon Stock 10,940 $16.22 $177,446.80
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,926.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Tax withholdingCommon Stock 20,608 $16.22 $334,261.76
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,619.0381

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Exercise / conversionCommon Stock 55,485 $16.22 $899,966.70
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,227.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:10 UTC
Karros Kirt PSVP, Treasurer & IR
Exercise / conversionRestricted Stock Units · Derivative 17,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022484 · form4.xml · derivative · entry 8

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,269

Underlying: Common Stock · 17,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:10 UTC
Karros Kirt PSVP, Treasurer & IR
Tax withholdingCommon Stock 6,582 $16.22 $106,760.04
Disclosure

SEC source: 0001062993-23-022484 · form4.xml · nonDerivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,998

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:10 UTC
Karros Kirt PSVP, Treasurer & IR
Exercise / conversionCommon Stock 17,270 $16.22 $280,119.40
Disclosure

SEC source: 0001062993-23-022484 · form4.xml · nonDerivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Hotard JustinEVP, GM, HPC and AI
Exercise / conversionRestricted Stock Units · Derivative 34,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022491 · form4.xml · derivative · entry 10

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,538

Underlying: Common Stock · 34,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Hotard JustinEVP, GM, HPC and AI
Tax withholdingCommon Stock 15,837 $16.22 $256,876.14
Disclosure

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 6

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,440

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Hotard JustinEVP, GM, HPC and AI
Exercise / conversionCommon Stock 34,540 $16.22 $560,238.80
Disclosure

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 5

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Hotard JustinEVP, GM, HPC and AI
Tax withholdingCommon Stock 18,696 $16.22 $303,249.12
Disclosure

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,078

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Hotard JustinEVP, GM, HPC and AI
GrantCommon Stock 40,774 $16.22 $661,354.28
Disclosure

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,774

F1 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Cox JeremySVP, Controller, CTO & CFO
Exercise / conversionRestricted Stock Units · Derivative 16,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022490 · form4.xml · derivative · entry 8

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,118

Underlying: Common Stock · 16,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 947 vested dividend equivalent rights and a de minimus adjustment of 0.0125 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Cox JeremySVP, Controller, CTO & CFO
Tax withholdingCommon Stock 6,343 $16.22 $102,883.46
Disclosure

SEC source: 0001062993-23-022490 · form4.xml · nonDerivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,149

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:12 UTC
Cox JeremySVP, Controller, CTO & CFO
Exercise / conversionCommon Stock 16,118 $16.22 $261,433.96
Disclosure

SEC source: 0001062993-23-022490 · form4.xml · nonDerivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionRestricted Stock Units · Derivative 10,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022489 · form4.xml · derivative · entry 8

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,450

Underlying: Common Stock · 10,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · price: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 629 vested dividend equivalent rights and a de minimus adjustment of 0.7660 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 629 vested dividend equivalent rights and a de minimus adjustment of 0.7660 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 629 vested dividend equivalent rights and a de minimus adjustment of 0.7660 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Tax withholdingCommon Stock 5,116 $16.22 $82,981.52
Disclosure

SEC source: 0001062993-23-022489 · form4.xml · nonDerivative · entry 4

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,922

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionCommon Stock 10,451 $16.22 $169,515.22
Disclosure

SEC source: 0001062993-23-022489 · form4.xml · nonDerivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 144,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022488 · form4.xml · derivative · entry 12

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,260

Underlying: Common Stock · 144,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 8,640 vested dividend equivalent rights and a de minimus adjustment of 0.0454 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
Neri Antonio FDirector · President and CEO
Tax withholdingCommon Stock 53,580 $16.22 $869,067.60
Disclosure

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 8

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,909,452

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionCommon Stock 144,261 $16.22 $2,339,913.42
Disclosure

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 7

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,963,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionRestricted Stock Units · Derivative 92,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022486 · form4.xml · derivative · entry 5

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,104

Underlying: Common Stock · 92,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,412 vested dividend equivalent rights and a de minimus adjustment of 0.5751 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,412 vested dividend equivalent rights and a de minimus adjustment of 0.5751 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,412 vested dividend equivalent rights and a de minimus adjustment of 0.5751 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,412 vested dividend equivalent rights and a de minimus adjustment of 0.5751 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Tax withholdingCommon Stock 44,385 $16.22 $719,924.70
Disclosure

SEC source: 0001062993-23-022486 · form4.xml · nonDerivative · entry 4

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,131

Read SEC document
December 09, 2023 Filed Dec 13, 2023 01:11 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionCommon Stock 92,105 $16.22 $1,493,943.10
Disclosure

SEC source: 0001062993-23-022486 · form4.xml · nonDerivative · entry 3

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 47,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · derivative · entry 11

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,773

Underlying: Common Stock · 47,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 23,495 $16.22 $381,088.90
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 4

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,358

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 47,387 $16.22 $768,617.14
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 20,216 $16.22 $327,903.52
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,466

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantCommon Stock 40,774 $16.22 $661,354.28
Disclosure

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,682

F1 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Exercise / conversionRestricted Stock Units · Derivative 47,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · derivative · entry 13

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,773

Underlying: Common Stock · 47,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Tax withholdingCommon Stock 23,495 $16.22 $381,088.90
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 6

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,703.799

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Exercise / conversionCommon Stock 47,387 $16.22 $768,617.14
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 5

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,198.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Tax withholdingCommon Stock 20,216 $16.22 $327,903.52
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 4

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,811.799

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
GrantCommon Stock 40,774 $16.22 $661,354.28
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 3

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,027.799

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
Tax withholdingCommon Stock 24,087 $16.22 $390,691.14
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,253.799

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:09 UTC
MacDonald Neil BEVP, GM of Compute
GrantCommon Stock 48,580 $16.22 $787,967.60
Disclosure

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,340.799

F1 · shares: On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 36,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · derivative · entry 13

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,712

Underlying: Common Stock · 36,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Tax withholdingCommon Stock 14,504 $16.22 $235,254.88
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,980

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Exercise / conversionCommon Stock 36,857 $16.22 $597,820.54
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:11 UTC
MAY ALAN RICHARDEVP, Chief People Officer
Tax withholdingCommon Stock 17,383 $16.22 $281,952.26
Disclosure

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,627

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.