HPE

SEC source: 0001062993-23-022877 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,533

SEC source: 0001062993-23-022877 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022873 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q3 cash retainer of $33,750 for Issuer's Board Year 2023.

SEC source: 0001062993-23-022879 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,124

Underlying: Common Stock · 6,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-23-022879 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,118.0381

SEC source: 0001062993-23-022879 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,888.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022874 · form4.xml · derivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,424

Underlying: Common Stock · 3,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/08/22, the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/08/22, the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-23-022874 · form4.xml · nonDerivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,865

SEC source: 0001062993-23-022874 · form4.xml · nonDerivative · entry 1

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022878 · form4.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,459

Underlying: Common Stock · 11,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units ("RSUs"), 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units ("RSUs"), 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units ("RSUs"), 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units ("RSUs"), 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

SEC source: 0001062993-23-022878 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023,641

SEC source: 0001062993-23-022878 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,035,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022765 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001062993-23-022764 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,374

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.70 to $17.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-022591 · form4.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,035.799

SEC source: 0001062993-23-022598 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,934

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/13/22.

SEC source: 0001062993-23-022596 · form4.xml · nonDerivative · entry 2

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,737

SEC source: 0001062993-23-022591 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,113.799

SEC source: 0001062993-23-022593 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,130

F1 · balance_after: To clarify, this reflects an increase of 378 shares due to an adjustment in the taxes from the 12/08/23 reported amount.

SEC source: 0001062993-23-022596 · form4.xml · nonDerivative · entry 1

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,349

SEC source: 0001062993-23-022595 · form4.xml · nonDerivative · entry 1

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.07-$16.42. Upon request, the reporting person will provide to the Issuer, any securityholder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-022517 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,118.0381

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.22-$16.51. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001062993-23-022483 · form4.xml · derivative · entry 9

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 8

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,894

SEC source: 0001062993-23-022483 · form4.xml · nonDerivative · entry 7

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022482 · form4.xml · derivative · entry 11

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 10

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,519.799

SEC source: 0001062993-23-022482 · form4.xml · nonDerivative · entry 9

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,732.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022487 · form4.xml · derivative · entry 11

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 10

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,533

SEC source: 0001062993-23-022487 · form4.xml · nonDerivative · entry 9

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 15

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 12

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,986.0381

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 11

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,284.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022484 · form4.xml · derivative · entry 7

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022484 · form4.xml · nonDerivative · entry 6

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,879

SEC source: 0001062993-23-022484 · form4.xml · nonDerivative · entry 5

Karros Kirt P · CIK 0001584883 · SVP, Treasurer & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022491 · form4.xml · derivative · entry 9

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 8

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,052

SEC source: 0001062993-23-022491 · form4.xml · nonDerivative · entry 7

Hotard Justin · CIK 0001848136 · EVP, GM, HPC and AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022490 · form4.xml · derivative · entry 7

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,591 vested dividend equivalent rights and a de minimus adjustment of 0.6131 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022490 · form4.xml · nonDerivative · entry 6

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,821

SEC source: 0001062993-23-022490 · form4.xml · nonDerivative · entry 5

Cox Jeremy · CIK 0001655286 · SVP, Controller, CTO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022489 · form4.xml · derivative · entry 7

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · price: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,036 vested dividend equivalent rights and a de minimus adjustment of 0.5266 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,036 vested dividend equivalent rights and a de minimus adjustment of 0.5266 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,036 vested dividend equivalent rights and a de minimus adjustment of 0.5266 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022489 · form4.xml · nonDerivative · entry 6

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,865

SEC source: 0001062993-23-022489 · form4.xml · nonDerivative · entry 5

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022488 · form4.xml · derivative · entry 11

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 181,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 16,383 vested dividend equivalent rights and a de minimus adjustment of 0.6544 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 10

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023,641

SEC source: 0001062993-23-022488 · form4.xml · nonDerivative · entry 9

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,091,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-022483 · form4.xml · derivative · entry 10

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,538

Underlying: Common Stock · 34,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.