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HPE

Hewlett Packard Enterprise Co

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2984
SEC CIK
0001645590
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982

Last 12 months

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0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2024 Filed Dec 11, 2024 02:31 UTC
Cox JeremySVP, Controller & CTO
SaleCommon Stock 7,771 $23.00 $178,733.00
Disclosure

SEC source: 0001062993-24-020414 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 18, 2024 Filed Dec 11, 2024 02:32 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
GrantRestricted Stock Units · Derivative 195.1696 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020417 · form4.xml · derivative · entry 9

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,959.0085

Underlying: Common Stock · 195.1696 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · price: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 11, 2024 02:34 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
GrantRestricted Stock Units · Derivative 544.7119 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020421 · form4.xml · derivative · entry 5

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,529.3736

Underlying: Common Stock · 544.7119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 544.7119 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 544.7119 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 544.7119 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 544.7119 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 11, 2024 02:33 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 852.1377 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020420 · form4.xml · derivative · entry 9

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,054.2117

Underlying: Common Stock · 852.1377 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.1377 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.1377 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.1377 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.1377 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 11, 2024 02:31 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 152.1358 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020414 · form4.xml · derivative · entry 7

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,051.4188

Underlying: Common Stock · 152.1358 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.1358 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.1358 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.1358 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 11, 2024 02:31 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 95.3291 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020414 · form4.xml · derivative · entry 6

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,542.4607

Underlying: Common Stock · 95.3291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.3291 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.3291 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.3291 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 11, 2024 23:26 UTC GrantRestricted Stock Units · Derivative 88.3925 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020499 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,244.8705

Underlying: Common Stock · 88.3925 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 17, 2024 23:04 UTC GrantRestricted Stock Units · Derivative 88.3925 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020797 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,244.8705

Underlying: Common Stock · 88.3925 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F5 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 18, 2024 Filed Dec 17, 2024 23:06 UTC GrantRestricted Stock Units · Derivative 88.3925 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020801 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,244.8705

Underlying: Common Stock · 88.3925 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F3 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:22 UTC
Neri Antonio FDirector · President and CEO
SaleCommon Stock 250,000 $20.73 $5,181,625.00
Disclosure

SEC source: 0001062993-24-017725 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,508,641

F1 · price: The price in Column 4 is a weighted average price. The prices actually ranged from $20.63 to $20.90. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 20:39 UTC
Cox JeremySVP, Controller & CTO
SaleCommon Stock 7,770 $21.00 $163,170.00
Disclosure

SEC source: 0001062993-24-017512 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,771

Read SEC document
October 02, 2024 Filed Oct 2, 2024 20:46 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
SaleCommon Stock 55,908 $19.99 $1,117,477.92
Disclosure

SEC source: 0001062993-24-017284 · form4.xml · nonDerivative · entry 1

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.95 to $20.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:45 UTC GrantCommon Stock 1,924 $20.46 $39,365.04
Disclosure

SEC source: 0001062993-24-017283 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 313,678.4376

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $39,375 for Issuer's Board Year 2024.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F3 · balance_after: The number of shares in column 5 includes 1,675.5157 vested restricted stock unit ("RSU") dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:44 UTC GrantCommon Stock 1,405 $20.46 $28,746.30
Disclosure

SEC source: 0001062993-24-017280 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,229

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $28,750 for Issuer's Board Year 2024.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:45 UTC GrantCommon Stock 1,650 $20.46 $33,759.00
Disclosure

SEC source: 0001062993-24-017282 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,244

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $33,750 for Issuer's Board Year 2024.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 20:58 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionRestricted Stock Units · Derivative 103,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017168 · form4.xml · derivative · entry 3

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 09/29/21, the reporting person was granted 283,889 restricted stock units ("RSUs"), 94,629 of which vested on 09/29/22, 94,630 of which vested on 09/29/23, and 94,630 of which vested on 09/29/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 751.4905 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 706.1940 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 595.1572 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. The number of derivative securities in column 5 also reflects 8,731 vested dividend equivalent rights and a de minimus adjustment of 0.1049 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 09/29/21, the reporting person was granted 283,889 restricted stock units ("RSUs"), 94,629 of which vested on 09/29/22, 94,630 of which vested on 09/29/23, and 94,630 of which vested on 09/29/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 751.4905 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 706.1940 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 595.1572 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. The number of derivative securities in column 5 also reflects 8,731 vested dividend equivalent rights and a de minimus adjustment of 0.1049 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 09/29/21, the reporting person was granted 283,889 restricted stock units ("RSUs"), 94,629 of which vested on 09/29/22, 94,630 of which vested on 09/29/23, and 94,630 of which vested on 09/29/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 751.4905 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 706.1940 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 595.1572 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. The number of derivative securities in column 5 also reflects 8,731 vested dividend equivalent rights and a de minimus adjustment of 0.1049 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 09/29/21, the reporting person was granted 283,889 restricted stock units ("RSUs"), 94,629 of which vested on 09/29/22, 94,630 of which vested on 09/29/23, and 94,630 of which vested on 09/29/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 751.4905 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 706.1940 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 595.1572 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. The number of derivative securities in column 5 also reflects 8,731 vested dividend equivalent rights and a de minimus adjustment of 0.1049 due to fractional rounding of the dividend equivalent rights.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 20:58 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Tax withholdingCommon Stock 47,453 $20.14 $955,703.42
Disclosure

SEC source: 0001062993-24-017168 · form4.xml · nonDerivative · entry 2

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,908

Read SEC document
September 29, 2024 Filed Oct 1, 2024 20:58 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionCommon Stock 103,361 $20.14 $2,081,690.54
Disclosure

SEC source: 0001062993-24-017168 · form4.xml · nonDerivative · entry 1

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 21:12 UTC
Neri Antonio FDirector · President and CEO
SaleCommon Stock 83,334 $19.72 $1,643,746.48
Disclosure

SEC source: 0001062993-24-017031 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,758,641

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.58 to $19.84. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 20:16 UTC
Neri Antonio FDirector · President and CEO
SaleCommon Stock 166,666 $18.52 $3,086,254.32
Disclosure

SEC source: 0001062993-24-016847 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,841,975

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.50 to $18.5250. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 21:00 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
SaleCommon Stock 29,000 $17.00 $493,000.00
Disclosure

SEC source: 0001062993-24-016703 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,061.133

F1 · balance_after: The total beneficial ownership includes the acquisition of 7.3610 shares at $20.9918 per share received on 07/19/24 through dividends paid in shares.

Read SEC document
July 18, 2024 Filed Sep 17, 2024 21:00 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
GrantRestricted Stock Units · Derivative 975.3899 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016703 · form4.xml · derivative · entry 4

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,451.3567

Underlying: Common Stock · 975.3899 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · price: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Sep 17, 2024 21:00 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
GrantRestricted Stock Units · Derivative 553.3396 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016703 · form4.xml · derivative · entry 3

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,580.6027

Underlying: Common Stock · 553.3396 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Sep 17, 2024 21:00 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
GrantRestricted Stock Units · Derivative 195.3585 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016703 · form4.xml · derivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,763.8389

Underlying: Common Stock · 195.3585 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · price: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Sep 20, 2024 20:16 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 3,121.2453 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016847 · form4.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 507,043.9328

Underlying: Common Stock · 3,121.2453 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,121.2453 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · price: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,121.2453 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,121.2453 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,121.2453 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Sep 20, 2024 20:16 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 1,858.4088 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016847 · form4.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,869.1032

Underlying: Common Stock · 1,858.4088 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,858.4088 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,858.4088 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,858.4088 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,858.4088 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Sep 20, 2024 20:16 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 852.9623 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016847 · form4.xml · derivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,202.074

Underlying: Common Stock · 852.9623 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.9623 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · price: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.9623 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.9623 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.9623 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 2, 2024 20:45 UTC GrantRestricted Stock Units · Derivative 88.478 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017283 · form4.xml · derivative · entry 3

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,156.478

Underlying: Common Stock · 88.478 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 2, 2024 20:44 UTC GrantRestricted Stock Units · Derivative 88.478 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017280 · form4.xml · derivative · entry 2

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,156.478

Underlying: Common Stock · 88.478 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 2, 2024 20:45 UTC GrantRestricted Stock Units · Derivative 88.478 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017282 · form4.xml · derivative · entry 3

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,156.478

Underlying: Common Stock · 88.478 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 9, 2024 20:39 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 1,365.5472 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017512 · form4.xml · derivative · entry 5

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,832.1037

Underlying: Common Stock · 1,365.5472 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · price: As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,365.5472 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,365.5472 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F5 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,365.5472 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 9, 2024 20:39 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 257.3899 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017512 · form4.xml · derivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,008.8003

Underlying: Common Stock · 257.3899 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 9, 2024 20:39 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 152.283 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017512 · form4.xml · derivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,899.283

Underlying: Common Stock · 152.283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · price: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.2830 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.exercise_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.2830 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F3 · derivative.expiration_date: As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.2830 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Oct 9, 2024 20:39 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 95.4214 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017512 · form4.xml · derivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,447.1316

Underlying: Common Stock · 95.4214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.4214 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.4214 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.4214 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.

Read SEC document
July 18, 2024 Filed Dec 10, 2024 21:33 UTC
Mottram PhilEVP, GM, Intelligent Edge
GrantRestricted Stock Units · Derivative 408.7332 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020419 · form4.xml · derivative · entry 9

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,447.5186

Underlying: Common Stock · 408.7332 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 204.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 204.2678 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 204.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 204.2678 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 204.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 204.2678 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 204.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 204.2678 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
July 18, 2024 Filed Dec 11, 2024 02:32 UTC
Karros Kirt PSVP, Treasurer and FP&A
GrantRestricted Stock Units · Derivative 204.3666 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020416 · form4.xml · derivative · entry 5

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,723.7593

Underlying: Common Stock · 204.3666 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 102.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 102.1339 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · price: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 102.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 102.1339 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 102.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 102.1339 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 102.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 102.1339 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
July 18, 2024 Filed Dec 11, 2024 02:31 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 123.4875 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020415 · form4.xml · derivative · entry 5

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724.786

Underlying: Common Stock · 123.4875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 61.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 61.7139 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 61.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 61.7139 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 61.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 61.7139 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 61.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 61.7139 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:18 UTC GrantCommon Stock 1,860 $21.17 $39,376.20
Disclosure

SEC source: 0001062993-24-013360 · form4.xml · nonDerivative · entry 2

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 310,078.9219

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $39,375 for Issuer's Board Year 2024.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:17 UTC GrantCommon Stock 1,358 $21.17 $28,748.86
Disclosure

SEC source: 0001062993-24-013358 · form4.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,824

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $28,750 for Issuer's Board Year 2024.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:18 UTC GrantCommon Stock 1,594 $21.17 $33,744.98
Disclosure

SEC source: 0001062993-24-013359 · form4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594

F1 · shares: These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q1 cash retainer of $33,750 for Issuer's Board Year 2024.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:50 UTC
Gold GerriEVP, Pres & CEO Financial Serv
SaleCommon Stock 22,784 $21.67 $493,815.86
Disclosure

SEC source: 0001062993-24-012778 · form4.xml · nonDerivative · entry 1

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,081

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.60 to $21.80. Upon request, the reporting person will provide to the Issuer, any securityholder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,671 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001062993-24-012597 · form4.xml · derivative · entry 4

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,671 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested.

F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
SaleCommon Stock 29,000 $20.51 $594,755.20
Disclosure

SEC source: 0001062993-24-012597 · form4.xml · nonDerivative · entry 3

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,053.772

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.38 to $20.60. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
SaleCommon Stock 7,671 $20.50 $157,255.50
Disclosure

SEC source: 0001062993-24-012597 · form4.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,053.772

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
Exercise / conversionCommon Stock 7,671 $14.67 $112,533.57
Disclosure

SEC source: 0001062993-24-012597 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,724.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes the acquisition of 9.3050 shares at $16.3556 per share received on 01/16/24 through dividends paid in shares, and 8.6680 shares at $17.6969 per share received on 04/16/24 through dividends paid in shares.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
Karros Kirt PSVP, Treasurer and FP&A
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,686 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001062993-24-012596 · form4.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,686 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date and is fully vested.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
Karros Kirt PSVP, Treasurer and FP&A
SaleCommon Stock 30,686 $20.49 $628,869.68
Disclosure

SEC source: 0001062993-24-012596 · form4.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.385 to $20.645. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:42 UTC
Karros Kirt PSVP, Treasurer and FP&A
Exercise / conversionCommon Stock 30,686 $14.67 $450,163.62
Disclosure

SEC source: 0001062993-24-012596 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 365,945 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001062993-24-012508 · form4.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 365,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This performance contingent stock option vested 33.3% on each of the first, second and third anniversary of the grant date, in each case it was subject to the satisfaction of certain stock price performance conditions. The option is no longer exercisable beginning on 12/07/24.

F3 · derivative.expiration_date: This performance contingent stock option vested 33.3% on each of the first, second and third anniversary of the grant date, in each case it was subject to the satisfaction of certain stock price performance conditions. The option is no longer exercisable beginning on 12/07/24.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC
Neri Antonio FDirector · President and CEO
SaleCommon Stock 365,945 $20.07 $7,345,540.80
Disclosure

SEC source: 0001062993-24-012508 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,008,641

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.955 to $20.205. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.