HPE

SEC source: 0001062993-24-020415 · form4.xml · nonDerivative · entry 4

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,126

SEC source: 0001062993-24-020415 · form4.xml · nonDerivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020414 · form4.xml · derivative · entry 8

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,633

Underlying: Common Stock · 21,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · price: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which vested on 12/08/24, and 20,463 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.1411 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,171 vested dividend equivalent rights and a de minimus adjustment of 0.0586 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which vested on 12/08/24, and 20,463 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.1411 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,171 vested dividend equivalent rights and a de minimus adjustment of 0.0586 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which vested on 12/08/24, and 20,463 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.1411 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,171 vested dividend equivalent rights and a de minimus adjustment of 0.0586 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020414 · form4.xml · nonDerivative · entry 5

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,735

SEC source: 0001062993-24-020414 · form4.xml · nonDerivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020418 · form4.xml · derivative · entry 7

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,284

Underlying: Common Stock · 53,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020418 · form4.xml · nonDerivative · entry 2

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,230

SEC source: 0001062993-24-020418 · form4.xml · nonDerivative · entry 1

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020419 · form4.xml · derivative · entry 11

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,284

Underlying: Common Stock · 53,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 6

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,292

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 5

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 4

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,499

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 3

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,559

F2 · shares: On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 2

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,779

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 1

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,059

F1 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020417 · form4.xml · derivative · entry 11

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,284

Underlying: Common Stock · 53,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights.

F7 · price: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 6

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,253.719

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 5

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,602.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 4

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,460.719

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 3

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,520.719

F3 · shares: On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 2

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,740.719

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 1

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,020.719

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F1 · balance_after: The total beneficial ownership includes the acquisition of 7.5860 shares at $20.4968 per share received on 10/21/24 through dividends paid in shares.

SEC source: 0001062993-24-020422 · form4.xml · derivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,482

Underlying: Common Stock · 71,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F10 · shares: As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F11 · shares: The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights.

F10 · price: As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F11 · price: The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights.

F10 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F11 · derivative.exercise_date: The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights.

F10 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F11 · derivative.expiration_date: The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,430.2671

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,661.2671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,904.2671

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,982.2671

F4 · shares: On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,538.2671

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,317.2671

F3 · shares: On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,524.2671

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,317.2671

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F1 · balance_after: The total beneficial ownership includes 495.3580 shares at $16.15 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/24 with respect to shares held under the ESPP, and 432.0610 shares at $18.5160 per share acquired under the ESPP on 10/31/24 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of dividends paid in shares for 5.3170 shares at $16.3556 per share received on 01/14/24; 4.9530 shares at $17.6969 per share received on 04/12/24; 4.2060 shares at $20.9918 per share received on 07/19/24; and 4.3340 shares at $20.4968 per share received on 10/21/24.

SEC source: 0001062993-24-020416 · form4.xml · derivative · entry 7

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,770

Underlying: Common Stock · 31,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24, 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24, 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24, 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24, 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020416 · form4.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,859

SEC source: 0001062993-24-020416 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020421 · form4.xml · derivative · entry 7

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,540

Underlying: Common Stock · 63,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/23, the reporting person was granted 186,104 RSUs, 62,034 of which vested on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,169.3340 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,737 vested dividend equivalent rights and a de minimus adjustment of 0.4467 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/07/23, the reporting person was granted 186,104 RSUs, 62,034 of which vested on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,169.3340 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,737 vested dividend equivalent rights and a de minimus adjustment of 0.4467 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 186,104 RSUs, 62,034 of which vested on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,169.3340 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,737 vested dividend equivalent rights and a de minimus adjustment of 0.4467 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 186,104 RSUs, 62,034 of which vested on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,169.3340 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,737 vested dividend equivalent rights and a de minimus adjustment of 0.4467 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020421 · form4.xml · nonDerivative · entry 2

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,676

SEC source: 0001062993-24-020421 · form4.xml · nonDerivative · entry 1

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020420 · form4.xml · derivative · entry 11

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,108

Underlying: Common Stock · 170,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 165,426 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,118.2281 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 4,629 vested dividend equivalent rights and a de minimus adjustment of 0.8391 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 165,426 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,118.2281 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 4,629 vested dividend equivalent rights and a de minimus adjustment of 0.8391 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 165,426 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,118.2281 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 4,629 vested dividend equivalent rights and a de minimus adjustment of 0.8391 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 165,426 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,118.2281 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 4,629 vested dividend equivalent rights and a de minimus adjustment of 0.8391 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 6

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,894,438

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 5

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,961,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 4

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,791,301

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,894,634

F2 · shares: On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,632,036

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,712,098

F1 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

SEC source: 0001062993-24-020415 · form4.xml · derivative · entry 7

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,770

Underlying: Common Stock · 31,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24 and 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26.Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights

F4 · price: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24 and 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26.Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights

F4 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24 and 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26.Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights

F4 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24 and 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26.Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights

SEC source: 0001062993-24-020415 · form4.xml · nonDerivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,656

SEC source: 0001062993-24-020415 · form4.xml · nonDerivative · entry 1

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-020414 · form4.xml · derivative · entry 9

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,797

Underlying: Common Stock · 74,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · price: As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which vested on 12/07/24, and 72,374 of which will vest on each of 12/07/25, and 12/07/26. The number of derivative securities in column 5 reflects 1,364.2272 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,026 vested dividend equivalent rights and a de minimus adjustment of 0.6691 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which vested on 12/07/24, and 72,374 of which will vest on each of 12/07/25, and 12/07/26. The number of derivative securities in column 5 reflects 1,364.2272 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,026 vested dividend equivalent rights and a de minimus adjustment of 0.6691 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which vested on 12/07/24, and 72,374 of which will vest on each of 12/07/25, and 12/07/26. The number of derivative securities in column 5 reflects 1,364.2272 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,026 vested dividend equivalent rights and a de minimus adjustment of 0.6691 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001062993-24-020414 · form4.xml · nonDerivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,615

SEC source: 0001062993-24-020414 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.