Tapewire

NYSE · USD

HPE

Hewlett Packard Enterprise Co

Export transactions ↓
Tapewire entity
2984
SEC CIK
0001645590
Parsed reports
982

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202606
Apr 202603
May 202602
Jun 202602
Jul 202601
Aug 202600
Sep 202604
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2024 Filed Dec 11, 2024 23:26 UTC SaleCommon Stock 50,000 $23.47 $1,173,500.00
Disclosure

SEC source: 0001062993-24-020499 · form4.xml · nonDerivative · entry 2

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JPM Chase

Disclosed balance after: 104,192

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $23.44 to $23.52. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F2 · balance_after: The total indirect beneficial ownership reflects an increase of 3,244 shares due to transfer of the shares previously reported as being held directly by the reporting person into his JP Morgan Chase account on 12/09/24.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC GrantRestricted Stock Units · Derivative 173,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · derivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,085

Underlying: Common Stock · 173,085 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC Exercise / conversionRestricted Stock Units · Derivative 11,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 799 vested dividend equivalent rights and a de minimus adjustment of 0.1203 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 799 vested dividend equivalent rights and a de minimus adjustment of 0.1203 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 799 vested dividend equivalent rights and a de minimus adjustment of 0.1203 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 799 vested dividend equivalent rights and a de minimus adjustment of 0.1203 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC Exercise / conversionRestricted Stock Units · Derivative 56,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,782 vested dividend equivalent rights and a de minimus adjustment of 0.6856 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,782 vested dividend equivalent rights and a de minimus adjustment of 0.6856 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,782 vested dividend equivalent rights and a de minimus adjustment of 0.6856 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,782 vested dividend equivalent rights and a de minimus adjustment of 0.6856 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC Tax withholdingCommon Stock 4,176 $23.11 $96,507.36
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,248.2671

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC Exercise / conversionCommon Stock 11,232 $23.11 $259,571.52
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,424.2671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC Tax withholdingCommon Stock 21,182 $23.11 $489,516.02
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,192.2671

Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:27 UTC Exercise / conversionCommon Stock 56,944 $23.11 $1,315,975.84
Disclosure

SEC source: 0001062993-24-020501 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,374.2671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:23 UTC
Karros Kirt PSVP, Treasurer and FP&A
GrantRestricted Stock Units · Derivative 75,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020491 · form4.xml · derivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,725

Underlying: Common Stock · 75,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 12/09/24, the reporting person was granted 75,725 RSUs, 25,241 of which will vest on 12/09/25, and 25,242 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 12/09/24, the reporting person was granted 75,725 RSUs, 25,241 of which will vest on 12/09/25, and 25,242 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 12/09/24, the reporting person was granted 75,725 RSUs, 25,241 of which will vest on 12/09/25, and 25,242 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 12/09/24, the reporting person was granted 75,725 RSUs, 25,241 of which will vest on 12/09/25, and 25,242 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:23 UTC
Karros Kirt PSVP, Treasurer and FP&A
Exercise / conversionRestricted Stock Units · Derivative 17,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020491 · form4.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,469 vested dividend equivalent rights and a de minimus adjustment of 0.2407 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,469 vested dividend equivalent rights and a de minimus adjustment of 0.2407 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,469 vested dividend equivalent rights and a de minimus adjustment of 0.2407 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,469 vested dividend equivalent rights and a de minimus adjustment of 0.2407 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:23 UTC
Karros Kirt PSVP, Treasurer and FP&A
Tax withholdingCommon Stock 8,789 $23.11 $203,113.79
Disclosure

SEC source: 0001062993-24-020491 · form4.xml · nonDerivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,241

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:23 UTC
Karros Kirt PSVP, Treasurer and FP&A
Exercise / conversionCommon Stock 17,724 $23.11 $409,601.64
Disclosure

SEC source: 0001062993-24-020491 · form4.xml · nonDerivative · entry 1

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:27 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
GrantRestricted Stock Units · Derivative 140,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020500 · form4.xml · derivative · entry 4

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,632

Underlying: Common Stock · 140,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 12/09/24, the reporting person was granted 140,632 RSUs, 46,877 of which will vest on each of 12/09/25 and 12/09/26, and 46,878 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 12/09/24, the reporting person was granted 140,632 RSUs, 46,877 of which will vest on each of 12/09/25 and 12/09/26, and 46,878 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 12/09/24, the reporting person was granted 140,632 RSUs, 46,877 of which will vest on each of 12/09/25 and 12/09/26, and 46,878 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 12/09/24, the reporting person was granted 140,632 RSUs, 46,877 of which will vest on each of 12/09/25 and 12/09/26, and 46,878 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:27 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionRestricted Stock Units · Derivative 94,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020500 · form4.xml · derivative · entry 3

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 7,837 vested dividend equivalent rights and a de minimus adjustment of 0.6264 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 7,837 vested dividend equivalent rights and a de minimus adjustment of 0.6264 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 7,837 vested dividend equivalent rights and a de minimus adjustment of 0.6264 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 260,078 restricted stock units ("RSUs"), 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 7,837 vested dividend equivalent rights and a de minimus adjustment of 0.6264 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:27 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Tax withholdingCommon Stock 42,768 $23.11 $988,368.48
Disclosure

SEC source: 0001062993-24-020500 · form4.xml · nonDerivative · entry 2

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,836

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:27 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionCommon Stock 94,530 $23.11 $2,184,588.30
Disclosure

SEC source: 0001062993-24-020500 · form4.xml · nonDerivative · entry 1

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:26 UTC
Neri Antonio FDirector · President and CEO
GrantRestricted Stock Units · Derivative 407,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020497 · form4.xml · derivative · entry 4

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,832

Underlying: Common Stock · 407,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 12/09/24, the reporting person was granted 407,832 RSUs, 135,944 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 12/09/24, the reporting person was granted 407,832 RSUs, 135,944 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 12/09/24, the reporting person was granted 407,832 RSUs, 135,944 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 12/09/24, the reporting person was granted 407,832 RSUs, 135,944 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:26 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 148,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020497 · form4.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 148,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 12,434 vested dividend equivalent rights and a de minimus adjustment of 0.7883 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 12,434 vested dividend equivalent rights and a de minimus adjustment of 0.7883 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 12,434 vested dividend equivalent rights and a de minimus adjustment of 0.7883 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 12,434 vested dividend equivalent rights and a de minimus adjustment of 0.7883 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:26 UTC
Neri Antonio FDirector · President and CEO
Tax withholdingCommon Stock 55,073 $23.11 $1,272,737.03
Disclosure

SEC source: 0001062993-24-020497 · form4.xml · nonDerivative · entry 2

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,085,726

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:26 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionCommon Stock 148,055 $23.11 $3,421,551.05
Disclosure

SEC source: 0001062993-24-020497 · form4.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,140,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Gold GerriEVP, Pres & CEO Financial Serv
GrantRestricted Stock Units · Derivative 64,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020490 · form4.xml · derivative · entry 4

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,907

Underlying: Common Stock · 64,907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionRestricted Stock Units · Derivative 10,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020490 · form4.xml · derivative · entry 3

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 903 vested dividend equivalent rights and a de minimus adjustment of 0.2140 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 903 vested dividend equivalent rights and a de minimus adjustment of 0.2140 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 903 vested dividend equivalent rights and a de minimus adjustment of 0.2140 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 903 vested dividend equivalent rights and a de minimus adjustment of 0.2140 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Tax withholdingCommon Stock 5,256 $23.11 $121,466.16
Disclosure

SEC source: 0001062993-24-020490 · form4.xml · nonDerivative · entry 2

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,595

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionCommon Stock 10,725 $23.11 $247,854.75
Disclosure

SEC source: 0001062993-24-020490 · form4.xml · nonDerivative · entry 1

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Cox JeremySVP, Controller & CTO
GrantRestricted Stock Units · Derivative 64,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020489 · form4.xml · derivative · entry 4

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,907

Underlying: Common Stock · 64,907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 12/09/24, the reporting person was granted 64,907 RSUs, 21,635 of which will vest on 12/09/25, and 21,636 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Cox JeremySVP, Controller & CTO
Exercise / conversionRestricted Stock Units · Derivative 16,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020489 · form4.xml · derivative · entry 3

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,371 vested dividend equivalent rights and a de minimus adjustment of 0.5393 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,371 vested dividend equivalent rights and a de minimus adjustment of 0.5393 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,371 vested dividend equivalent rights and a de minimus adjustment of 0.5393 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,371 vested dividend equivalent rights and a de minimus adjustment of 0.5393 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Cox JeremySVP, Controller & CTO
Tax withholdingCommon Stock 6,511 $23.11 $150,469.21
Disclosure

SEC source: 0001062993-24-020489 · form4.xml · nonDerivative · entry 2

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,767

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:22 UTC
Cox JeremySVP, Controller & CTO
Exercise / conversionCommon Stock 16,543 $23.11 $382,308.73
Disclosure

SEC source: 0001062993-24-020489 · form4.xml · nonDerivative · entry 1

Cox Jeremy · CIK 0001655286 · SVP, Controller & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:32 UTC
Major Kristin KEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 16,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020418 · form4.xml · derivative · entry 6

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,224

Underlying: Common Stock · 16,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/08/22, the reporting person was granted 46,041 RSUs, 15,347 of which vested on 12/08/23, 15,347 of which vested on 12/08/24, and 15,347 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 229.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 193.0440 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 192.8574 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 878 vested dividend equivalent rights and a de minimus adjustment of 0.2869 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/08/22, the reporting person was granted 46,041 RSUs, 15,347 of which vested on 12/08/23, 15,347 of which vested on 12/08/24, and 15,347 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 229.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 193.0440 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 192.8574 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 878 vested dividend equivalent rights and a de minimus adjustment of 0.2869 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 46,041 RSUs, 15,347 of which vested on 12/08/23, 15,347 of which vested on 12/08/24, and 15,347 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 229.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 193.0440 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 192.8574 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 878 vested dividend equivalent rights and a de minimus adjustment of 0.2869 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 46,041 RSUs, 15,347 of which vested on 12/08/23, 15,347 of which vested on 12/08/24, and 15,347 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 229.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 193.0440 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 192.8574 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 878 vested dividend equivalent rights and a de minimus adjustment of 0.2869 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:32 UTC
Major Kristin KEVP, Chief People Officer
Tax withholdingCommon Stock 6,993 $23.95 $167,482.35
Disclosure

SEC source: 0001062993-24-020418 · form4.xml · nonDerivative · entry 4

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,462

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:32 UTC
Major Kristin KEVP, Chief People Officer
Exercise / conversionCommon Stock 16,225 $23.95 $388,588.75
Disclosure

SEC source: 0001062993-24-020418 · form4.xml · nonDerivative · entry 3

Major Kristin K · CIK 0002008183 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:33 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionRestricted Stock Units · Derivative 48,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020419 · form4.xml · derivative · entry 10

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,674

Underlying: Common Stock · 48,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 579.1321 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 578.5723 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,635 vested dividend equivalent rights and a de minimus adjustment of 0.8605 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 579.1321 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 578.5723 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,635 vested dividend equivalent rights and a de minimus adjustment of 0.8605 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 579.1321 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 578.5723 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,635 vested dividend equivalent rights and a de minimus adjustment of 0.8605 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 579.1321 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 578.5723 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,635 vested dividend equivalent rights and a de minimus adjustment of 0.8605 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:33 UTC
Mottram PhilEVP, GM, Intelligent Edge
Tax withholdingCommon Stock 24,135 $23.95 $578,033.25
Disclosure

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 8

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,833

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:33 UTC
Mottram PhilEVP, GM, Intelligent Edge
Exercise / conversionCommon Stock 48,676 $23.95 $1,165,790.20
Disclosure

SEC source: 0001062993-24-020419 · form4.xml · nonDerivative · entry 7

Mottram Phil · CIK 0001864624 · EVP, GM, Intelligent Edge

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:32 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
Exercise / conversionRestricted Stock Units · Derivative 46,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020417 · form4.xml · derivative · entry 10

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,567

Underlying: Common Stock · 46,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:32 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
Tax withholdingCommon Stock 22,055 $23.95 $528,217.25
Disclosure

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 8

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,765.719

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:32 UTC
MacDonald Neil BEVP, GM of Compute HPC AI
Exercise / conversionCommon Stock 46,567 $23.95 $1,115,279.65
Disclosure

SEC source: 0001062993-24-020417 · form4.xml · nonDerivative · entry 7

MacDonald Neil B · CIK 0001812556 · EVP, GM of Compute HPC AI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,820.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 66,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020422 · form4.xml · derivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,827

Underlying: Common Stock · 66,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F9 · shares: The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights.

F8 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F9 · price: The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights.

F8 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F9 · derivative.exercise_date: The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights.

F8 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F9 · derivative.expiration_date: The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:34 UTC Tax withholdingCommon Stock 24,815 $23.95 $594,319.25
Disclosure

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,918.2671

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:34 UTC Exercise / conversionCommon Stock 66,829 $23.95 $1,600,554.55
Disclosure

SEC source: 0001062993-24-020422 · form4.xml · nonDerivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,733.2671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:32 UTC
Karros Kirt PSVP, Treasurer and FP&A
Exercise / conversionRestricted Stock Units · Derivative 49,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020416 · form4.xml · derivative · entry 6

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,756

Underlying: Common Stock · 49,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, 47,064 of which vested on 12/08/24, and 47,064 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 592 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 591.4277 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.6205 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, 47,064 of which vested on 12/08/24, and 47,064 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 592 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 591.4277 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.6205 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, 47,064 of which vested on 12/08/24, and 47,064 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 592 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 591.4277 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.6205 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, 47,064 of which vested on 12/08/24, and 47,064 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 592 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 591.4277 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.6205 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:32 UTC
Karros Kirt PSVP, Treasurer and FP&A
Tax withholdingCommon Stock 24,310 $23.95 $582,224.50
Disclosure

SEC source: 0001062993-24-020416 · form4.xml · nonDerivative · entry 4

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,306

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:32 UTC
Karros Kirt PSVP, Treasurer and FP&A
Exercise / conversionCommon Stock 49,757 $23.95 $1,191,680.15
Disclosure

SEC source: 0001062993-24-020416 · form4.xml · nonDerivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Treasurer and FP&A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:34 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionRestricted Stock Units · Derivative 97,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020421 · form4.xml · derivative · entry 6

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,348

Underlying: Common Stock · 97,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, 92,081 of which vestd on 12/08/24, and 92,081 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.1319 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 5,269 vested dividend equivalent rights and a de minimus adjustment of 0.7772 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, 92,081 of which vestd on 12/08/24, and 92,081 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.1319 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 5,269 vested dividend equivalent rights and a de minimus adjustment of 0.7772 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, 92,081 of which vestd on 12/08/24, and 92,081 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.1319 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 5,269 vested dividend equivalent rights and a de minimus adjustment of 0.7772 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, 92,081 of which vestd on 12/08/24, and 92,081 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.1319 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 5,269 vested dividend equivalent rights and a de minimus adjustment of 0.7772 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:34 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Tax withholdingCommon Stock 41,952 $23.95 $1,004,750.40
Disclosure

SEC source: 0001062993-24-020421 · form4.xml · nonDerivative · entry 4

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,074

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:34 UTC
RUSSO FIDELMAEVP, GM, Hybrid Cloud & CTO
Exercise / conversionCommon Stock 97,350 $23.95 $2,331,532.50
Disclosure

SEC source: 0001062993-24-020421 · form4.xml · nonDerivative · entry 3

RUSSO FIDELMA · CIK 0001700118 · EVP, GM, Hybrid Cloud & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:33 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 156,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020420 · form4.xml · derivative · entry 10

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,363

Underlying: Common Stock · 156,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,856.6124 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 8,620 vested dividend equivalent rights and a de minimus adjustment of 0.2844 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,856.6124 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 8,620 vested dividend equivalent rights and a de minimus adjustment of 0.2844 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,856.6124 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 8,620 vested dividend equivalent rights and a de minimus adjustment of 0.2844 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,856.6124 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 8,620 vested dividend equivalent rights and a de minimus adjustment of 0.2844 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:33 UTC
Neri Antonio FDirector · President and CEO
Tax withholdingCommon Stock 58,057 $23.95 $1,390,465.15
Disclosure

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 8

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,992,744

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:33 UTC
Neri Antonio FDirector · President and CEO
Exercise / conversionCommon Stock 156,363 $23.95 $3,744,893.85
Disclosure

SEC source: 0001062993-24-020420 · form4.xml · nonDerivative · entry 7

Neri Antonio F · CIK 0001648401 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,050,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 02:31 UTC
Gold GerriEVP, Pres & CEO Financial Serv
Exercise / conversionRestricted Stock Units · Derivative 36,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020415 · form4.xml · derivative · entry 6

Gold Gerri · CIK 0001866815 · EVP, Pres & CEO Financial Serv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,168

Underlying: Common Stock · 36,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which vested on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 429.7547 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 429.3393 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,003 vested dividend equivalent rights and a de minimus adjustment of 0.3324 due to fractional rounding of the dividend equivalent rights

F3 · price: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which vested on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 429.7547 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 429.3393 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,003 vested dividend equivalent rights and a de minimus adjustment of 0.3324 due to fractional rounding of the dividend equivalent rights

F3 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which vested on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 429.7547 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 429.3393 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,003 vested dividend equivalent rights and a de minimus adjustment of 0.3324 due to fractional rounding of the dividend equivalent rights

F3 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which vested on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 429.7547 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 429.3393 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,003 vested dividend equivalent rights and a de minimus adjustment of 0.3324 due to fractional rounding of the dividend equivalent rights

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.