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Nasdaq · USD

HON

HONEYWELL INTERNATIONAL INC

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Tapewire entity
2988
SEC CIK
0000773840
Parsed reports
1,019

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202605
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 3, 2021 01:39 UTC
Waldron John F.President & CEO, SPS
Exercise / conversionCommon Stock 1,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016571 · doc4.xml · nonDerivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:35 UTC
Madden Anne TSrVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016560 · doc4.xml · derivative · entry 6

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

Underlying: Common Stock · 1,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: Includes the reinvestment of dividend equivalents into 40 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 40 additional restricted stock units.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:35 UTC
Madden Anne TSrVP and General Counsel
Tax withholdingCommon Stock 520 $203.94 $106,048.80
Disclosure

SEC source: 0001209191-21-016560 · doc4.xml · nonDerivative · entry 2

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,226

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:35 UTC
Madden Anne TSrVP and General Counsel
Exercise / conversionCommon Stock 1,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016560 · doc4.xml · nonDerivative · entry 1

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:33 UTC
Lewis Gregory PSrVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016555 · doc4.xml · derivative · entry 6

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

Underlying: Common Stock · 1,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 40 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 40 additional restricted stock units.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:33 UTC
Lewis Gregory PSrVP & Chief Financial Officer
Tax withholdingCommon Stock 520 $203.94 $106,048.80
Disclosure

SEC source: 0001209191-21-016555 · doc4.xml · nonDerivative · entry 2

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,665

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:33 UTC
Lewis Gregory PSrVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016555 · doc4.xml · nonDerivative · entry 1

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:32 UTC
Kapur VimalPresident & CEO, HBT
Exercise / conversionRestricted Stock Units · Derivative 581 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016551 · doc4.xml · derivative · entry 9

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: Includes the reinvestment of dividend equivalents into 20 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 20 additional restricted stock units.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:32 UTC
Kapur VimalPresident & CEO, HBT
Tax withholdingCommon Stock 263 $203.94 $53,636.22
Disclosure

SEC source: 0001209191-21-016551 · doc4.xml · nonDerivative · entry 2

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,399

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:32 UTC
Kapur VimalPresident & CEO, HBT
Exercise / conversionCommon Stock 581 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016551 · doc4.xml · nonDerivative · entry 1

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:30 UTC
Gautam RajeevPresident & CEO, PMT
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016545 · doc4.xml · derivative · entry 6

Gautam Rajeev · CIK 0001671688 · President & CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: Includes the reinvestment of dividend equivalents into 46 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates vesting in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates vesting in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 46 additional restricted stock units.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:30 UTC
Gautam RajeevPresident & CEO, PMT
Tax withholdingCommon Stock 683 $203.94 $139,291.02
Disclosure

SEC source: 0001209191-21-016545 · doc4.xml · nonDerivative · entry 2

Gautam Rajeev · CIK 0001671688 · President & CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,884

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:30 UTC
Gautam RajeevPresident & CEO, PMT
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016545 · doc4.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · President & CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:29 UTC
Adamczyk DariusDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016543 · doc4.xml · derivative · entry 6

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576

Underlying: Common Stock · 4,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: Includes the reinvestment of dividend equivalents into 152 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 152 additional restricted stock units.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:29 UTC
Adamczyk DariusDirector · Chairman and CEO
Tax withholdingCommon Stock 1,957 $203.94 $399,110.58
Disclosure

SEC source: 0001209191-21-016543 · doc4.xml · nonDerivative · entry 2

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,233

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:29 UTC
Adamczyk DariusDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016543 · doc4.xml · nonDerivative · entry 1

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:28 UTC
Dallara QuePresident & CEO, HCE
Exercise / conversionRestricted Stock Units · Derivative 888 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016540 · doc4.xml · derivative · entry 6

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Common Stock · 888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 30 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 30 additional restricted stock units.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:28 UTC
Dallara QuePresident & CEO, HCE
Tax withholdingCommon Stock 401 $203.94 $81,779.94
Disclosure

SEC source: 0001209191-21-016540 · doc4.xml · nonDerivative · entry 2

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

Read SEC document
February 26, 2021 Filed Mar 3, 2021 01:28 UTC
Dallara QuePresident & CEO, HCE
Exercise / conversionCommon Stock 888 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016540 · doc4.xml · nonDerivative · entry 1

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:06 UTC
BURKE KEVINDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 768 $0.00 Strike: $56.08 $0.00
Disclosure

SEC source: 0001209191-21-014688 · doc4.xml · derivative · entry 3

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

Underlying: Common Stock · 768 shares

Expires 2022-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.

F2 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

F3 · derivative.expiration_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

F2 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F2 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:06 UTC
BURKE KEVINDirector
Tax withholdingCommon Stock 418 $209.95 $87,759.10
Disclosure

SEC source: 0001209191-21-014688 · doc4.xml · nonDerivative · entry 2

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,980

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:06 UTC
BURKE KEVINDirector
Exercise / conversionCommon Stock 768 $56.08 $43,069.44
Disclosure

SEC source: 0001209191-21-014688 · doc4.xml · nonDerivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.

F2 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:08 UTC GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013756 · doc4.xml · nonDerivative · entry 1

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:06 UTC
Mattimore KarenSrVP, HR and Communications
Exercise / conversionStock Option (Right to Buy) · Derivative 5,119 $0.00 Strike: $66.43 $0.00
Disclosure

SEC source: 0001209191-21-013150 · doc4.xml · derivative · entry 4

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,119 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the Corporation's 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:06 UTC
Mattimore KarenSrVP, HR and Communications
Tax withholdingCommon Stock 3,240 $202.91 $657,428.40
Disclosure

SEC source: 0001209191-21-013150 · doc4.xml · nonDerivative · entry 2

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.9130 to $202.9400 inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:06 UTC
Mattimore KarenSrVP, HR and Communications
Exercise / conversionCommon Stock 5,119 $66.43 $340,055.17
Disclosure

SEC source: 0001209191-21-013150 · doc4.xml · nonDerivative · entry 1

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 21:13 UTC
Waldron John F.President & CEO, SPS
GiftCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012678 · doc4.xml · nonDerivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,112

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:47 UTC
Dallara QuePresident & CEO, HCE
GrantRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010787 · doc4.xml · derivative · entry 2

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:47 UTC
Dallara QuePresident & CEO, HCE
GrantEmployee Stock Options · Derivative 42,500 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010787 · doc4.xml · derivative · entry 1

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:44 UTC
Waldron John F.President & CEO, SPS
GrantRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010780 · doc4.xml · derivative · entry 2

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:44 UTC
Waldron John F.President & CEO, SPS
GrantEmployee Stock Options · Derivative 40,800 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010780 · doc4.xml · derivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,800

Underlying: Common Stock · 40,800 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:42 UTC
Mailloux Robert D.Vice President & Controller
GrantRestricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010777 · doc4.xml · derivative · entry 2

Mailloux Robert D. · CIK 0001490146 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Stock · 1,316 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest on February 12, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest on February 12, 2024.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:42 UTC
Mailloux Robert D.Vice President & Controller
GrantEmployee Stock Options · Derivative 8,308 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010777 · doc4.xml · derivative · entry 1

Mailloux Robert D. · CIK 0001490146 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,308

Underlying: Common Stock · 8,308 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:43 UTC
Mattimore KarenSrVP, HR and Communications
GrantRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010779 · doc4.xml · derivative · entry 2

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:43 UTC
Mattimore KarenSrVP, HR and Communications
GrantEmployee Stock Options · Derivative 18,500 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010779 · doc4.xml · derivative · entry 1

Mattimore Karen · CIK 0001815605 · SrVP, HR and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:41 UTC
Adamczyk DariusDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010775 · doc4.xml · derivative · entry 4

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:41 UTC
Adamczyk DariusDirector · Chairman and CEO
GrantEmployee Stock Options · Derivative 163,500 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010775 · doc4.xml · derivative · entry 3

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,500

Underlying: Common Stock · 163,500 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:41 UTC
Madsen Michael RPresident & CEO, AERO
GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010772 · doc4.xml · derivative · entry 2

Madsen Michael R · CIK 0001791846 · President & CEO, AERO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:41 UTC
Madsen Michael RPresident & CEO, AERO
GrantEmployee Stock Options · Derivative 34,100 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010772 · doc4.xml · derivative · entry 1

Madsen Michael R · CIK 0001791846 · President & CEO, AERO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,100

Underlying: Common Stock · 34,100 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:40 UTC
Madden Anne TSrVP and General Counsel
GrantRestricted Stock Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010769 · doc4.xml · derivative · entry 2

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:40 UTC
Madden Anne TSrVP and General Counsel
GrantEmployee Stock Options · Derivative 51,200 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010769 · doc4.xml · derivative · entry 1

Madden Anne T · CIK 0001684059 · SrVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,200

Underlying: Common Stock · 51,200 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:39 UTC
Kapur VimalPresident & CEO, HBT
GrantRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010765 · doc4.xml · derivative · entry 2

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.underlying: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:39 UTC
Kapur VimalPresident & CEO, HBT
GrantEmployee Stock Options · Derivative 28,300 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010765 · doc4.xml · derivative · entry 1

Kapur Vimal · CIK 0001742938 · President & CEO, HBT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

Underlying: Common Stock · 28,300 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:38 UTC
Lewis Gregory PSrVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010763 · doc4.xml · derivative · entry 2

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 12, 2023, February 12, 2025 and February 12, 2027, respectively.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:38 UTC
Lewis Gregory PSrVP & Chief Financial Officer
GrantEmployee Stock Options · Derivative 51,200 $0.00 Strike: $202.72 $0.00
Disclosure

SEC source: 0001209191-21-010763 · doc4.xml · derivative · entry 1

Lewis Gregory P · CIK 0001748656 · SrVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,200

Underlying: Common Stock · 51,200 shares

Expires 2031-02-11

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/12/2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:41 UTC
Adamczyk DariusDirector · Chairman and CEO
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010775 · doc4.xml · nonDerivative · entry 1

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,815

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:27 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 346.7325 $212.70 $73,750.00
Disclosure

SEC source: 0001209191-21-002253 · doc4.xml · derivative · entry 1

Odierno Raymond T · CIK 0001739703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242.5281

Underlying: Common Stock · 346.7325 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:28 UTC
Paz GeorgeDirector
GrantDeferred Compensation (Phantom Shares) · Derivative 282.0874 $212.70 $59,999.99
Disclosure

SEC source: 0001209191-21-002258 · doc4.xml · derivative · entry 1

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,098.1422

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:26 UTC SaleDeferred Compensation (Phantom Shares) · Derivative 228.435 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002248 · doc4.xml · derivative · entry 2

Lieblein Grace · CIK 0001564342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,559.8042

Underlying: Common Stock · 228.435 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · date: Settlement occurred pursuant to elections made by the Reporting Person in December 2015; the shares settled on January 4, 2021 at $207.95 per share.

F3 · price: Settlement occurred pursuant to elections made by the Reporting Person in December 2015; the shares settled on January 4, 2021 at $207.95 per share.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:26 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 282.0874 $212.70 $59,999.99
Disclosure

SEC source: 0001209191-21-002248 · doc4.xml · derivative · entry 1

Lieblein Grace · CIK 0001564342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788.2392

Underlying: Common Stock · 282.0874 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.