HOG

SEC source: 0000793952-22-000093 · wf-form4a_167148790060300.xml · nonDerivative · entry 1

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 is being amended to correct the number of shares beneficially owned in Table I of the Form 4 filed by the reporting person on February 11, 2022 which underreported the total amount of securities beneficially owned.

SEC source: 0001225208-22-001548 · doc4.xml · derivative · entry 3

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 181,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001548 · doc4.xml · nonDerivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,120.014

SEC source: 0001225208-22-001548 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,145.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001547 · doc4.xml · derivative · entry 4

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,494

Underlying: Common Stock · 2,746 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001547 · doc4.xml · nonDerivative · entry 2

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,301

SEC source: 0001225208-22-001547 · doc4.xml · nonDerivative · entry 1

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001546 · doc4.xml · derivative · entry 4

Termaat Tori · CIK 0001904944 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424

Underlying: Common Stock · 1,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001546 · doc4.xml · nonDerivative · entry 2

Termaat Tori · CIK 0001904944 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,148

SEC source: 0001225208-22-001546 · doc4.xml · nonDerivative · entry 1

Termaat Tori · CIK 0001904944 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001545 · doc4.xml · derivative · entry 4

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,337

Underlying: Common Stock · 1,668 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001545 · doc4.xml · nonDerivative · entry 2

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,570

SEC source: 0001225208-22-001545 · doc4.xml · nonDerivative · entry 1

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001544 · doc4.xml · derivative · entry 4

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,442

Underlying: Common Stock · 3,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001544 · doc4.xml · nonDerivative · entry 2

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,280

SEC source: 0001225208-22-001544 · doc4.xml · nonDerivative · entry 1

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001543 · doc4.xml · derivative · entry 3

Krishnan Jagdish · CIK 0001843400 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

Underlying: Common Stock · 2,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001543 · doc4.xml · nonDerivative · entry 2

Krishnan Jagdish · CIK 0001843400 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879

SEC source: 0001225208-22-001543 · doc4.xml · nonDerivative · entry 1

Krishnan Jagdish · CIK 0001843400 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001542 · doc4.xml · derivative · entry 4

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205

Underlying: Common Stock · 1,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001542 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

SEC source: 0001225208-22-001542 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001540 · doc4.xml · derivative · entry 3

Goetter Gina M · CIK 0001828057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

Underlying: Common Stock · 2,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001540 · doc4.xml · nonDerivative · entry 2

Goetter Gina M · CIK 0001828057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979

SEC source: 0001225208-22-001540 · doc4.xml · nonDerivative · entry 1

Goetter Gina M · CIK 0001828057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001541 · doc4.xml · derivative · entry 4

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,990

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001541 · doc4.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,586

SEC source: 0001225208-22-001541 · doc4.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001390 · doc4.xml · derivative · entry 4

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,416 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001390 · doc4.xml · nonDerivative · entry 2

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,580

SEC source: 0001225208-22-001390 · doc4.xml · nonDerivative · entry 1

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001389 · doc4.xml · derivative · entry 4

Termaat Tori · CIK 0001904944 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001389 · doc4.xml · nonDerivative · entry 2

Termaat Tori · CIK 0001904944 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,389

SEC source: 0001225208-22-001389 · doc4.xml · nonDerivative · entry 1

Termaat Tori · CIK 0001904944 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001388 · doc4.xml · derivative · entry 4

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 677 shares

Expires 2022-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001388 · doc4.xml · nonDerivative · entry 2

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

SEC source: 0001225208-22-001388 · doc4.xml · nonDerivative · entry 1

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001387 · doc4.xml · derivative · entry 4

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,895

Underlying: Common Stock · 1,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001387 · doc4.xml · nonDerivative · entry 2

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,095

SEC source: 0001225208-22-001387 · doc4.xml · nonDerivative · entry 1

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001385 · doc4.xml · derivative · entry 4

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821

Underlying: Common Stock · 564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001385 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,137

SEC source: 0001225208-22-001385 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-001386 · doc4.xml · derivative · entry 4

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,343

Underlying: Common Stock · 1,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-22-001386 · doc4.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

SEC source: 0001225208-22-001386 · doc4.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-014443 · doc4.xml · derivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options will vest and become exercisable based on a combination of (1) the achievement of stock price levels ranging from $45 to $65, as measured based on a 10-day average of the closing price, during the five years following the grant date, and (2) continued employment through December 31, 2023 or December 31, 2024.

F1 · derivative.expiration_date: The stock options will vest and become exercisable based on a combination of (1) the achievement of stock price levels ranging from $45 to $65, as measured based on a 10-day average of the closing price, during the five years following the grant date, and (2) continued employment through December 31, 2023 or December 31, 2024.

SEC source: 0001225208-21-014071 · doc4.xml · derivative · entry 4

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,385

Underlying: Common Stock · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-014071 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

SEC source: 0001225208-21-014071 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.