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Nasdaq · USD

HNVR

Hanover Bancorp, Inc. /MD

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1705
SEC CIK
0001828588
Parsed reports
171

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202604
Jun 202604
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 18:56 UTC GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000018 · primary_doc.xml · nonDerivative · entry 1

Okun Philip A · CIK 0001912997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,445

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of March 1, 2025, March 1, 2026, March 1, 2027, March 1, 2028, and March 1, 2029.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:49 UTC GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000017 · primary_doc.xml · nonDerivative · entry 1

Abraham Varkey · CIK 0001910368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,529

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of March 1, 2025, March 1, 2026, March 1, 2027, March 1, 2028, and March 1, 2029.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:21 UTC
Sisti ElenaDirector
GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000015 · primary_doc.xml · nonDerivative · entry 1

Sisti Elena · CIK 0001913271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,878

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of March 1, 2025, March 1, 2026, March 1, 2027, March 1, 2028, and March 1, 2029.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:14 UTC GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000014 · primary_doc.xml · nonDerivative · entry 1

Katz Michael David M.D. · CIK 0001919798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,222

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of March 1, 2025, March 1, 2026, March 1, 2027, March 1, 2028, and March 1, 2029

Read SEC document
February 20, 2024 Filed Feb 22, 2024 17:32 UTC
Diiorio Lisa AFSVP & Chief Accounting Off.
Tax withholdingCommon Stock 428 $17.60 $7,532.80
Disclosure

SEC source: 0001619964-24-000009 · primary_doc.xml · nonDerivative · entry 1

Diiorio Lisa A · CIK 0001910412 · FSVP & Chief Accounting Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,891

F1 · shares: Reflects tax withholding on February 20, 2024 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 27, 2022.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC
Burke Lance PEVP & Chief Financial Officer
Tax withholdingCommon Stock 187 $17.60 $3,291.20
Disclosure

SEC source: 0001619964-24-000011 · primary_doc.xml · nonDerivative · entry 2

Burke Lance P · CIK 0001910427 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,971

F2 · shares: Reflects tax withholding on February 20, 2024 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 24, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC
Burke Lance PEVP & Chief Financial Officer
Tax withholdingCommon Stock 853 $17.60 $15,012.80
Disclosure

SEC source: 0001619964-24-000011 · primary_doc.xml · nonDerivative · entry 1

Burke Lance P · CIK 0001910427 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,158

F1 · shares: Reflects tax withholding on February 20, 2024 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 27, 2022.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 20:23 UTC Tax withholdingCommon Stock 532 $17.60 $9,363.20
Disclosure

SEC source: 0001619964-24-000010 · primary_doc.xml · nonDerivative · entry 2

Wilcox McClelland W · CIK 0001913286 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,087

F2 · shares: Reflects tax withholding on February 20, 2024 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 24, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 20:23 UTC Tax withholdingCommon Stock 2,442 $17.60 $42,979.20
Disclosure

SEC source: 0001619964-24-000010 · primary_doc.xml · nonDerivative · entry 1

Wilcox McClelland W · CIK 0001913286 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,619

F1 · shares: Reflects tax withholding on February 20, 2024 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 27, 2022.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:06 UTC PurchaseCommon Stock 500 $18.00 $9,000.00
Disclosure

SEC source: 0001619964-24-000008 · primary_doc.xml · nonDerivative · entry 1

Golden Robert · CIK 0001362517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,728

Read SEC document
January 29, 2024 Filed Jan 30, 2024 21:08 UTC PurchaseCommon Stock 700 $18.02 $12,614.00
Disclosure

SEC source: 0001619964-24-000006 · primary_doc.xml · nonDerivative · entry 1

Katz Michael David M.D. · CIK 0001919798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,105

Read SEC document
January 29, 2024 Filed Jan 31, 2024 20:07 UTC
Sisti ElenaDirector
PurchaseCommon Stock 2,750 $18.01 $49,527.50
Disclosure

SEC source: 0001619964-24-000007 · primary_doc.xml · nonDerivative · entry 1

Sisti Elena · CIK 0001913271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,761

Read SEC document
January 19, 2024 Filed Jan 23, 2024 16:34 UTC
Diiorio Lisa AFSVP& Chief Accounting Officer
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000005 · primary_doc.xml · nonDerivative · entry 1

Diiorio Lisa A · CIK 0001910412 · FSVP& Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,319

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2025, February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 11:21 UTC
PUORRO MICHAEL PDirector · Chairman & CEO
GrantCommon Stock 11,300 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000001 · primary_doc.xml · nonDerivative · entry 1

PUORRO MICHAEL P · CIK 0001230130 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,288

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2025, February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 16:31 UTC
Burke Lance PEVP & Chief Financial Officer
GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000004 · primary_doc.xml · nonDerivative · entry 1

Burke Lance P · CIK 0001910427 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,011

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2025, February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 16:27 UTC
Corbett KevinEVP & Chief Credit Officer
GrantCommon Stock 2,810 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000003 · primary_doc.xml · nonDerivative · entry 1

Corbett Kevin · CIK 0001919780 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,628

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2025, February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029

Read SEC document
January 19, 2024 Filed Jan 23, 2024 16:24 UTC GrantCommon Stock 7,745 $0.00 $0.00
Disclosure

SEC source: 0001619964-24-000002 · primary_doc.xml · nonDerivative · entry 1

Wilcox McClelland W · CIK 0001913286 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,061

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2025, February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 20:01 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 29,900 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001619964-23-000027 · primary_doc.xml · derivative · entry 3

Wilcox McClelland W · CIK 0001913286 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,900 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 20:01 UTC Tax withholdingCommon Stock 18,783 $17.40 $326,824.20
Disclosure

SEC source: 0001619964-23-000027 · primary_doc.xml · nonDerivative · entry 2

Wilcox McClelland W · CIK 0001913286 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,316

Read SEC document
December 26, 2023 Filed Dec 28, 2023 20:01 UTC Exercise / conversionCommon Stock 29,900 $4.46 $133,354.00
Disclosure

SEC source: 0001619964-23-000027 · primary_doc.xml · nonDerivative · entry 1

Wilcox McClelland W · CIK 0001913286 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 8, 2023 18:59 UTC SaleCommon Stock 1,124 $17.75 $19,954.37
Disclosure

SEC source: 0001619964-23-000026 · primary_doc.xml · nonDerivative · entry 1

Okun Philip A · CIK 0001912997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,328

Read SEC document
December 06, 2023 Filed Dec 6, 2023 15:44 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,500 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001619964-23-000025 · primary_doc.xml · derivative · entry 2

Sorrenti John R · CIK 0001913282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 15:44 UTC Exercise / conversionCommon Stock 3,500 $10.00 $35,000.00
Disclosure

SEC source: 0001619964-23-000025 · primary_doc.xml · nonDerivative · entry 1

Sorrenti John R · CIK 0001913282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 12:56 UTC
Burns Joseph FEVP & Chief Lending Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000023 · primary_doc.xml · nonDerivative · entry 1

Burns Joseph F · CIK 0002001897 · EVP & Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of December 1, 2024, December 1, 2025, December 1, 2026, December 1, 2027 and December 1, 2028.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 17:59 UTC
Vivona John PFSVP & Chief Risk Officer
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000024 · primary_doc.xml · nonDerivative · entry 1

Vivona John P · CIK 0001998966 · FSVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of December 1, 2024, December 1, 2025, December 1, 2026, December 1, 2027 and December 1, 2028.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 17:33 UTC
Sisti ElenaDirector
PurchaseCommon Stock 265 $18.00 $4,770.00
Disclosure

SEC source: 0001619964-23-000021 · primary_doc.xml · nonDerivative · entry 1

Sisti Elena · CIK 0001913271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,011

Read SEC document
February 20, 2023 Filed Feb 22, 2023 20:36 UTC
Diiorio Lisa AFSVP & C. Accounting Officer
Tax withholdingCommon Stock 428 $19.56 $8,371.68
Disclosure

SEC source: 0001619964-23-000016 · primary_doc.xml · nonDerivative · entry 1

Diiorio Lisa A · CIK 0001910412 · FSVP & C. Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,319

F1 · shares: Reflects the tax withholding on February 20, 2023 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 27, 2022.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 02:29 UTC
Wilcox McClelland WSEVP, C.Lending & Revenue Off.
Tax withholdingCommon Stock 842 $19.56 $16,469.52
Disclosure

SEC source: 0001619964-23-000018 · primary_doc.xml · nonDerivative · entry 1

Wilcox McClelland W · CIK 0001913286 · SEVP, C.Lending & Revenue Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,199

F1 · shares: Reflects tax withholding on February 20, 2023 with respect to restricted shares vested on the same date, pursuant a grant of restricted stock on January 27, 2022.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 20:40 UTC
Rouse Alice TEVP & Chief Risk Officer
Tax withholdingCommon Stock 833 $19.56 $16,293.48
Disclosure

SEC source: 0001619964-23-000017 · primary_doc.xml · nonDerivative · entry 1

Rouse Alice T · CIK 0001912994 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,807

F1 · shares: Reflects tax withholding on February 20, 2023 with respect to restricted shares vested on the same date, pursuant to two grants of restricted stock, each on January 27, 2022.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 16:13 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000015 · primary_doc.xml · nonDerivative · entry 1

Sorrenti John R · CIK 0001913282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,669

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:15 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000005 · primary_doc.xml · nonDerivative · entry 1

Golden Robert · CIK 0001362517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,228

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 15:38 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000010 · primary_doc.xml · nonDerivative · entry 1

Haspel Ahron H · CIK 0001355729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,506

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 14:24 UTC
PUORRO MICHAEL PDirector · Chairman & CEO
GrantCommon Stock 9,445 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000002 · primary_doc.xml · nonDerivative · entry 1

PUORRO MICHAEL P · CIK 0001230130 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,988

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:11 UTC
Sisti ElenaDirector
GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000014 · primary_doc.xml · nonDerivative · entry 1

Sisti Elena · CIK 0001913271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,746

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

F2 · balance_after: Previous reports included 51,018 shares held by the reporting person's spouse as directly held, which are now reflected as indirectly held.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:07 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000013 · primary_doc.xml · nonDerivative · entry 1

Okun Philip A · CIK 0001912997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,452

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:02 UTC
Negrin MetinDirector
GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000012 · primary_doc.xml · nonDerivative · entry 1

Negrin Metin · CIK 0001913177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,607

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:59 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000011 · primary_doc.xml · nonDerivative · entry 1

Katz Michael David M.D. · CIK 0001919798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,405

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:30 UTC GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000009 · primary_doc.xml · nonDerivative · entry 1

Abraham Varkey · CIK 0001910368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,412

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

F2 · balance_after: Previous reports included 13,334 shares held by the reporting person's spouse as directly held, which are now reflected as indirectly held.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:22 UTC
Corbett KevinEVP & Chief Credit Officer
GrantCommon Stock 2,380 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000007 · primary_doc.xml · nonDerivative · entry 1

Corbett Kevin · CIK 0001919780 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,818

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:25 UTC
Rouse Alice TEVP & Chief Risk Officer
GrantCommon Stock 2,153 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000008 · primary_doc.xml · nonDerivative · entry 1

Rouse Alice T · CIK 0001912994 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,640

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 20:18 UTC
Burke Lance PEVP & Chief Financial Officer
GrantCommon Stock 2,267 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000006 · primary_doc.xml · nonDerivative · entry 1

Burke Lance P · CIK 0001910427 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,201

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 19:28 UTC
Wilcox McClelland WSEVP, C.Lending & Revenue Off.
GrantCommon Stock 6,612 $0.00 $0.00
Disclosure

SEC source: 0001619964-23-000003 · primary_doc.xml · nonDerivative · entry 1

Wilcox McClelland W · CIK 0001913286 · SEVP, C.Lending & Revenue Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,041

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting over a five year period, with 1/5 vesting on each of February 20, 2024, February 20, 2025, February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:36 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 3,557 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001619964-22-000036 · primary_doc.xml · derivative · entry 2

Sorrenti John R · CIK 0001913282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,557 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:36 UTC Exercise / conversionCommon Stock 3,557 $10.00 $35,570.00
Disclosure

SEC source: 0001619964-22-000036 · primary_doc.xml · nonDerivative · entry 1

Sorrenti John R · CIK 0001913282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 19:48 UTC PurchaseCommon Stock 40 $20.11 $804.40
Disclosure

SEC source: 0001619964-22-000033 · primary_doc.xml · nonDerivative · entry 2

Katz Michael David M.D. · CIK 0001919798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 65

F1 · ownership.nature: Held as custodian for Dr. Katz's grandchild

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August 11, 2022 Filed Aug 15, 2022 19:48 UTC PurchaseCommon Stock 25 $19.99 $499.73
Disclosure

SEC source: 0001619964-22-000033 · primary_doc.xml · nonDerivative · entry 1

Katz Michael David M.D. · CIK 0001919798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 25

F1 · ownership.nature: Held as custodian for Dr. Katz's grandchild

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August 11, 2022 Filed Aug 15, 2022 17:24 UTC
Sisti ElenaDirector
OtherCommon Stock 3,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-22-000032 · primary_doc.xml · nonDerivative · entry 1

Sisti Elena · CIK 0001913271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: Shares acquired by the reporting person as consideration for the reporting person's honoring of a guaranty of a third party's defaulted loan.

F1 · price: Shares acquired by the reporting person as consideration for the reporting person's honoring of a guaranty of a third party's defaulted loan.

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May 11, 2022 Filed May 11, 2022 16:10 UTC
Diiorio Lisa AFSVP & Chief Accounting Off.
PurchaseCommon Stock 1,000 $21.00 $21,000.00
Disclosure

SEC source: 0001619964-22-000028 · primary_doc.xml · nonDerivative · entry 1

Diiorio Lisa A · CIK 0001910412 · FSVP & Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,747

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May 11, 2022 Filed May 11, 2022 11:51 UTC PurchaseCommon Stock 2,500 $21.00 $52,500.00
Disclosure

SEC source: 0001619964-22-000025 · primary_doc.xml · nonDerivative · entry 1

Sorrenti John R · CIK 0001913282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

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May 11, 2022 Filed May 11, 2022 15:32 UTC PurchaseCommon Stock 5,000 $21.00 $105,000.00
Disclosure

SEC source: 0001619964-22-000019 · primary_doc.xml · nonDerivative · entry 1

Golden Robert · CIK 0001362517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,308

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.