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HMN

HORACE MANN EDUCATORS CORP /DE/

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1365
SEC CIK
0000850141
Parsed reports
379

Last 12 months

Inside the activity.

2 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202602
Feb 202610
Mar 202610
Apr 202602
May 202605
Jun 202601
Jul 202601
Aug 202603
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 5, 2021 21:39 UTC
Sharpe Matthew P.Executive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 21,332 $0.00 Strike: $40.10 $0.00
Disclosure

SEC source: 0001214659-21-002792 · marketforms-51772.xml · derivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,332 shares

Expires 2031-03-03

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:39 UTC
Sharpe Matthew P.Executive Vice President
GrantCommon Stock 9,039.2 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002792 · marketforms-51772.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,985.04

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 59,932.040 vested restricted stock units and 9,053 shares of Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:39 UTC
Sharpe Matthew P.Executive Vice President
GrantCommon Stock 2,745 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002792 · marketforms-51772.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,945.84

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 3, 2022.

F2 · balance_after: Represents 50,892.840 vested restricted stock units and 9,053 shares of Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:38 UTC
Rugenstein WadeExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 19,396 $0.00 Strike: $40.10 $0.00
Disclosure

SEC source: 0001214659-21-002791 · marketforms-51771.xml · derivative · entry 2

Rugenstein Wade · CIK 0001782331 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,396 shares

Expires 2031-03-03

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:38 UTC
Rugenstein WadeExecutive Vice President
GrantCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002791 · marketforms-51771.xml · nonDerivative · entry 1

Rugenstein Wade · CIK 0001782331 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607.788

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 3, 2022.

F2 · balance_after: Represents vested restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:36 UTC
Desrochers Mark RSenior Vice President
GrantCommon Stock 2,465.795 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002789 · marketforms-51769.xml · nonDerivative · entry 2

Desrochers Mark R · CIK 0001479392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,382.795

F2 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F3 · balance_after: Represents 2,465.795 vested restricted stock units and 4,917 shares of Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:36 UTC
Desrochers Mark RSenior Vice President
GrantCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002789 · marketforms-51769.xml · nonDerivative · entry 1

Desrochers Mark R · CIK 0001479392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,917

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:38 UTC
JOHNSON KIMBERLY ASVP & Controller
GrantCommon Stock 1,644.624 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002790 · marketforms-51770.xml · nonDerivative · entry 2

JOHNSON KIMBERLY A · CIK 0001708307 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,392.962

F2 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:38 UTC
JOHNSON KIMBERLY ASVP & Controller
GrantCommon Stock 1,560 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002790 · marketforms-51770.xml · nonDerivative · entry 1

JOHNSON KIMBERLY A · CIK 0001708307 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,748.338

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:36 UTC GrantEmployee Stock Option (right to buy) · Derivative 23,272 $0.00 Strike: $40.10 $0.00
Disclosure

SEC source: 0001214659-21-002787 · marketforms-51767.xml · derivative · entry 4

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,272 shares

Expires 2031-03-03

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:36 UTC GrantCommon Stock 5,340.929 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002787 · marketforms-51767.xml · nonDerivative · entry 2

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,190.276

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 36,742.256 vested share-based restricted stock units, 9,931.556 deferred cash restricted stock units and 516.464 shares of Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:36 UTC GrantCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002787 · marketforms-51767.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,849.347

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 3, 2022.

F2 · balance_after: Represents 31,401.327 vested share-based restricted stock units, 9,931.556 deferred cash restricted stock units and 516.464 shares of Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:35 UTC
Carley Donald MGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 14,548 $0.00 Strike: $40.10 $0.00
Disclosure

SEC source: 0001214659-21-002786 · marketforms-51764.xml · derivative · entry 3

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,548 shares

Expires 2031-03-03

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:35 UTC
Carley Donald MGeneral Counsel
GrantCommon Stock 4,519.75 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002786 · marketforms-51764.xml · nonDerivative · entry 2

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,057.058

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 12,558.058 vested restricted stock units and 5,499 shares of Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:35 UTC
Carley Donald MGeneral Counsel
GrantCommon Stock 1,872 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002786 · marketforms-51764.xml · nonDerivative · entry 1

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,537.308

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 3, 2022.

F2 · balance_after: Represents 8,038.308 vested restricted stock units and 5,499 shares of Common Stock.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 20:35 UTC
ZURAITIS MARITADirector · President & CEO
SaleCommon Stock 3,333 $40.00 $133,320.00
Disclosure

SEC source: 0001214659-21-002480 · marketforms-51682.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,016.068

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · balance_after: Represents 179,523.068 vested restricted stock units and 53,493 shares of Common Stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:58 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 3,500 $38.88 $136,080.00
Disclosure

SEC source: 0001214659-21-002065 · marketforms-51533.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,945.84

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · balance_after: Represents 50,892.840 vested restricted stock units and 9,053 shares of Common Stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:19 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 3,500 $42.15 $147,525.00
Disclosure

SEC source: 0001214659-21-000646 · marketforms-50969.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,189.84

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · balance_after: Represents 50,892.840 vested restricted stock units and 4,297 shares of Common Stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:18 UTC
ZURAITIS MARITADirector · President & CEO
SaleCommon Stock 3,334 $42.15 $140,528.10
Disclosure

SEC source: 0001214659-21-000645 · marketforms-50968.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,349.068

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · balance_after: Represents 179,523.068 vested restricted stock units and 56,826 shares of Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:24 UTC SaleCommon Stock 550 $41.66 $22,912.34
Disclosure

SEC source: 0001214659-21-000185 · marketforms-50874.xml · nonDerivative · entry 1

McClure Beverley J. · CIK 0001577358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,890.443

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.32 to $42.36.

F3 · balance_after: Represents 11,158.443 vested restricted stock units and 6,732 shares of Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 20:06 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 3,500 $42.85 $149,975.00
Disclosure

SEC source: 0001214659-20-010500 · marketforms-50660.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,329.198

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · balance_after: Represents 50,532.198 vested restricted stock units and 7,797 shares of Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 20:04 UTC
ZURAITIS MARITADirector · President & CEO
SaleCommon Stock 3,334 $42.85 $142,861.90
Disclosure

SEC source: 0001214659-20-010499 · marketforms-50659.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,411.023

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · balance_after: Represents 178,251.023 vested restricted stock units and 60,160 shares of Common Stock.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 00:02 UTC SaleCommon Stock 2,500 $40.00 $100,000.00
Disclosure

SEC source: 0001214659-20-009744 · marketforms-50128.xml · nonDerivative · entry 2

Stricker Robert · CIK 0001478287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,252.21

F2 · balance_after: Represents 12,267.657 vested share-based restricted stock units, 11,017.553 deferred cash restricted stock units and 5,967 shares of Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 16:26 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 3,500 $40.09 $140,315.00
Disclosure

SEC source: 0001214659-20-009681 · marketforms-50140.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,829.198

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · balance_after: Represents 50,532.198 vested restricted stock units and 11,297 shares of Common Stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 16:22 UTC
ZURAITIS MARITADirector · President & CEO
SaleCommon Stock 3,334 $40.09 $133,660.06
Disclosure

SEC source: 0001214659-20-009680 · marketforms-50141.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,745.023

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · balance_after: Represents 178,251.023 vested restricted stock units and 63,494 shares of Common Stock.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:02 UTC SaleCommon Stock 2,500 $40.00 $100,000.00
Disclosure

SEC source: 0001214659-20-009744 · marketforms-50128.xml · nonDerivative · entry 1

Stricker Robert · CIK 0001478287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,752.21

F1 · balance_after: Represents 12,267.657 vested share-based restricted stock units, 11,017.553 deferred cash restricted stock units and 8,467 shares of Common Stock.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 20:27 UTC
ZURAITIS MARITADirector · President & CEO
SaleCommon Stock 3,334 $40.00 $133,360.00
Disclosure

SEC source: 0001214659-20-009390 · marketforms-50121.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,079.023

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · balance_after: Represents 178,251.023 vested restricted stock units and 66,828 shares of Common Stock.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 17:25 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 3,500 $34.05 $119,175.00
Disclosure

SEC source: 0001214659-20-008713 · marketforms-49863.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,329.198

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · balance_after: Represents 50,532.198 vested restricted stock units and 14,797 shares of Common Stock.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 20:42 UTC SaleCommon Stock 550 $34.07 $18,738.50
Disclosure

SEC source: 0001214659-20-008572 · marketforms-49857.xml · nonDerivative · entry 1

McClure Beverley J. · CIK 0001577358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,427.379

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · balance_after: Represents 11,079.379 vested restricted stock units and 4,348 shares of Common Stock.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 17:55 UTC
JOHNSON KIMBERLY ASVP & Controller
SaleCommon Stock 1,301 $34.15 $44,422.78
Disclosure

SEC source: 0001214659-20-008202 · marketforms-49785.xml · nonDerivative · entry 1

JOHNSON KIMBERLY A · CIK 0001708307 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,481.466

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.14 to $34.21.

F2 · balance_after: Represents 16,481.466 vested restricted stock units.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 21:39 UTC
JOHNSON KIMBERLY ASVP & Controller
SaleCommon Stock 1,428.636 $34.04 $48,623.63
Disclosure

SEC source: 0001214659-20-008090 · marketforms-49755.xml · nonDerivative · entry 1

JOHNSON KIMBERLY A · CIK 0001708307 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,782.466

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.15.

F2 · balance_after: Represents 16,481.466 vested restricted stock units and 1,301 shares of Common Stock.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 16:01 UTC SaleCommon Stock 2,010 $34.90 $70,142.57
Disclosure

SEC source: 0001214659-20-008025 · marketforms-49720.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,140.109

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.89 to $34.90.

F2 · balance_after: Represents 30,901.109 vested share-based restricted stock units, 9,773.402 deferred cash restricted stock units and 465.598 shares of Common Stock held directly.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 01:06 UTC SaleCommon Stock 4,046 $38.06 $154,010.59
Disclosure

SEC source: 0001214659-20-007730 · marketforms-49657.xml · nonDerivative · entry 2

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,149.109

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.12.

F4 · balance_after: Represents 30,901.109 vested share-based restricted stock units, 9,773.402 deferred cash restricted stock units and 2,474.598 shares of Common Stock held directly.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 01:06 UTC SaleCommon Stock 4,031 $38.35 $154,583.21
Disclosure

SEC source: 0001214659-20-007730 · marketforms-49657.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,195.109

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.33 to $38.38.

F2 · balance_after: Represents 30,901.109 vested share-based restricted stock units, 9,773.402 deferred cash restricted stock units and 6,520.598 shares of Common Stock held directly.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,901 $0.00 Strike: $31.01 $0.00
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · derivative · entry 12

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,901 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,209 $0.00 Strike: $32.35 $0.00
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · derivative · entry 11

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,209 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 11,515 $38.74 $446,070.37
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 7

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,635.303

F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.58 to $39.05.

F9 · balance_after: Represents 50,082.303 vested restricted stock units and 26,553 shares of Common Stock.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 10,901 $31.01 $338,040.01
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 6

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,150.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · balance_after: Represents 50,082.303 vested restricted stock units and 38,068 shares of Common Stock.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 3,209 $32.35 $103,811.15
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 5

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,249.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Represents 50,082.303 vested restricted stock units and 27,167 shares of Common Stock.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,995 $0.00 Strike: $31.01 $0.00
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · derivative · entry 10

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,901

Underlying: Common Stock · 1,995 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,081 $0.00 Strike: $32.35 $0.00
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · derivative · entry 9

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,209

Underlying: Common Stock · 9,081 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,113 $0.00 Strike: $28.88 $0.00
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · derivative · entry 8

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,113 shares

Expires 2024-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 10,418 $38.94 $405,631.08
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 4

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,040.303

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.81 to $39.11.

F5 · balance_after: Represents 50,082.303 vested restricted stock units and 23,958 shares of Common Stock.

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August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 1,995 $31.01 $61,864.95
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,458.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Represents 50,082.303 vested restricted stock units and 34,376 shares of Common Stock.

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August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 9,081 $32.35 $293,770.35
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,463.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents 50,082.303 vested restricted stock units and 32,381 shares of Common Stock.

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August 18, 2020 Filed Aug 20, 2020 21:10 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 1,113 $28.88 $32,143.44
Disclosure

SEC source: 0001214659-20-007401 · marketforms-49503.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,382.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 50,082.303 vested restricted stock units and 23,300 shares of Common Stock.

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August 17, 2020 Filed Aug 18, 2020 19:03 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,464 $0.00 Strike: $31.01 $0.00
Disclosure

SEC source: 0001214659-20-007305 · marketforms-49483.xml · derivative · entry 12

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,896

Underlying: Common Stock · 7,464 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:03 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,162 $0.00 Strike: $32.35 $0.00
Disclosure

SEC source: 0001214659-20-007305 · marketforms-49483.xml · derivative · entry 11

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,290

Underlying: Common Stock · 1,162 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:03 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,682 $0.00 Strike: $28.88 $0.00
Disclosure

SEC source: 0001214659-20-007305 · marketforms-49483.xml · derivative · entry 10

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113

Underlying: Common Stock · 1,682 shares

Expires 2024-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:03 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 8,626 $39.20 $338,140.06
Disclosure

SEC source: 0001214659-20-007305 · marketforms-49483.xml · nonDerivative · entry 7

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,269.303

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $39.53.

F4 · balance_after: Represents 50,082.303 vested restricted stock units and 22,187 shares of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.