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HORNBECK OFFSHORE SERVICES, INC.

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705
SEC CIK
0000866829
Parsed reports
351

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2020 Filed Nov 18, 2020 21:16 UTC SaleCommon Stock 35,000 $3.22 $112,700.00
Disclosure

SEC source: 0001209191-20-059072 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,137

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.22 to $3.221, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 104,132 shares of Helix Energy Solutions Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

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October 01, 2020 Filed Oct 1, 2020 21:07 UTC GrantCommon Stock 7,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052668 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,424

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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October 01, 2020 Filed Oct 1, 2020 21:05 UTC
RASK JAN ADirector
GrantCommon Stock 8,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052666 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,449

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 21:04 UTC
LOVOI JOHNDirector
GrantCommon Stock 8,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052664 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,565

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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August 01, 2020 Filed Aug 3, 2020 21:12 UTC
Nelson Amy HDirector
Tax withholdingCommon Stock 2,646 $4.19 $11,086.74
Disclosure

SEC source: 0001209191-20-044519 · doc4.xml · nonDerivative · entry 1

Nelson Amy H · CIK 0001599571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,934

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:48 UTC GrantCommon Stock 6,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039767 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,579

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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July 01, 2020 Filed Jul 1, 2020 20:44 UTC
RASK JAN ADirector
GrantCommon Stock 6,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039763 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,956

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:40 UTC
LOVOI JOHNDirector
GrantCommon Stock 6,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039759 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,072

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:21 UTC GrantCommon Stock 13,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022554 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,410

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:19 UTC
LOVOI JOHNDirector
GrantCommon Stock 14,768 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022546 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,453

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:16 UTC
RASK JAN ADirector
GrantCommon Stock 14,768 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022540 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,337

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 21:27 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
PurchaseCommon Stock 210,000 $1.79 $375,900.00
Disclosure

SEC source: 0001209191-20-018595 · doc4.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071,844

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.81, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:05 UTC
Staffeldt ErikExecutive Vice President & CFO
Exercise / conversionPerfomance Share Units · Derivative 34,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002555 · doc4.xml · derivative · entry 3

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:05 UTC
Staffeldt ErikExecutive Vice President & CFO
Tax withholdingCommon Stock 13,385 $9.63 $128,897.55
Disclosure

SEC source: 0001209191-20-002555 · doc4.xml · nonDerivative · entry 2

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,425

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 PSUs.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:05 UTC
Staffeldt ErikExecutive Vice President & CFO
Exercise / conversionCommon Stock 34,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-002555 · doc4.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:11 UTC
Neikirk Kenneth EnglishSVP, Gen Counsel & Secretary
Exercise / conversionPerformance Share Units · Derivative 17,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002562 · doc4.xml · derivative · entry 3

Neikirk Kenneth English · CIK 0001775345 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:11 UTC
Neikirk Kenneth EnglishSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 5,039 $9.63 $48,525.57
Disclosure

SEC source: 0001209191-20-002562 · doc4.xml · nonDerivative · entry 2

Neikirk Kenneth English · CIK 0001775345 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,136

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 PSUs.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:11 UTC
Neikirk Kenneth EnglishSVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 17,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-002562 · doc4.xml · nonDerivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:09 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionPerformance Share Units · Derivative 362,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002561 · doc4.xml · derivative · entry 3

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:09 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 142,767 $9.63 $1,374,846.21
Disclosure

SEC source: 0001209191-20-002561 · doc4.xml · nonDerivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,861,844

F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 PSUs.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:09 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 362,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-002561 · doc4.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,004,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:07 UTC Exercise / conversionPerformance Share Units · Derivative 121,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002559 · doc4.xml · derivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 121,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.exercise_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

F1 · derivative.expiration_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:07 UTC Tax withholdingCommon Stock 47,429 $9.63 $456,741.27
Disclosure

SEC source: 0001209191-20-002559 · doc4.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,269

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 PSUs.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 22:07 UTC Exercise / conversionCommon Stock 121,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-002559 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:51 UTC
Neikirk Kenneth EnglishSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 898 $9.63 $8,647.74
Disclosure

SEC source: 0001209191-20-001916 · doc4.xml · nonDerivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,169

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:49 UTC
Staffeldt ErikExecutive Vice President & CFO
Tax withholdingCommon Stock 2,231 $9.63 $21,484.53
Disclosure

SEC source: 0001209191-20-001911 · doc4.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,796

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:48 UTC Tax withholdingCommon Stock 7,588 $9.63 $73,072.44
Disclosure

SEC source: 0001209191-20-001902 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,816

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 restricted stock award.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:45 UTC
Neikirk Kenneth EnglishSVP, Gen Counsel & Secretary
GrantPerformance Share Units · Derivative 77,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001407 · doc4.xml · derivative · entry 2

Neikirk Kenneth English · CIK 0001775345 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,882

Underlying: Common Stock · 77,882 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2023.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:45 UTC
Neikirk Kenneth EnglishSVP, Gen Counsel & Secretary
GrantCommon Stock 38,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001407 · doc4.xml · nonDerivative · entry 1

Neikirk Kenneth English · CIK 0001775345 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,067

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:53 UTC
RASK JAN ADirector
GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001127 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,569

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:42 UTC
Staffeldt ErikExecutive Vice President & CFO
GrantPerformance Share Units · Derivative 111,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001400 · doc4.xml · derivative · entry 4

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,630

Underlying: Common Stock · 111,630 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2023.

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January 02, 2020 Filed Jan 3, 2020 23:42 UTC
Staffeldt ErikExecutive Vice President & CFO
Tax withholdingCommon Stock 7,261 $9.63 $69,923.43
Disclosure

SEC source: 0001209191-20-001400 · doc4.xml · nonDerivative · entry 3

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,027

F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award.

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January 02, 2020 Filed Jan 3, 2020 23:42 UTC
Staffeldt ErikExecutive Vice President & CFO
Tax withholdingCommon Stock 12,994 $9.63 $125,132.22
Disclosure

SEC source: 0001209191-20-001400 · doc4.xml · nonDerivative · entry 2

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,288

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2019 restricted stock award.

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January 02, 2020 Filed Jan 3, 2020 23:42 UTC
Staffeldt ErikExecutive Vice President & CFO
GrantCommon Stock 55,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001400 · doc4.xml · nonDerivative · entry 1

Staffeldt Erik · CIK 0001648839 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,282

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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January 02, 2020 Filed Jan 3, 2020 23:44 UTC GrantPerformance Share Units · Derivative 122,015 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001403 · doc4.xml · derivative · entry 4

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,015

Underlying: Common Stock · 122,015 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F5 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F6 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2023.

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January 02, 2020 Filed Jan 3, 2020 23:44 UTC Tax withholdingCommon Stock 9,575 $9.63 $92,207.25
Disclosure

SEC source: 0001209191-20-001403 · doc4.xml · nonDerivative · entry 3

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,404

F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 restricted stock award.

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January 02, 2020 Filed Jan 3, 2020 23:44 UTC Tax withholdingCommon Stock 12,370 $9.63 $119,123.10
Disclosure

SEC source: 0001209191-20-001403 · doc4.xml · nonDerivative · entry 2

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,979

F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2019 restricted stock award.

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January 02, 2020 Filed Jan 3, 2020 23:44 UTC GrantCommon Stock 61,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001403 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,349

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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January 02, 2020 Filed Jan 3, 2020 21:54 UTC
LOVOI JOHNDirector
GrantCommon Stock 2,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001134 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,685

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees.

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January 02, 2020 Filed Jan 3, 2020 23:40 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantPerformance Share Units · Derivative 373,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001397 · doc4.xml · derivative · entry 2

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,832

Underlying: Common Stock · 373,832 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.

F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022.

F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2023.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 23:40 UTC
KRATZ OWEN EDirector · PRESIDENT & CEO
GrantCommon Stock 186,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001397 · doc4.xml · nonDerivative · entry 1

KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,641,799

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.

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December 13, 2019 Filed Dec 13, 2019 22:48 UTC
WATT JAMES ADirector
Tax withholdingCommon Stock 7,829 $9.34 $73,122.86
Disclosure

SEC source: 0001209191-19-060490 · doc4.xml · nonDerivative · entry 1

WATT JAMES A · CIK 0001197293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,415

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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December 13, 2019 Filed Dec 13, 2019 23:18 UTC SaleCommon Stock 11,740 $9.37 $110,003.80
Disclosure

SEC source: 0001209191-19-060501 · doc4.xml · nonDerivative · entry 1

Sparks Scott Andrew · CIK 0001640450 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,342

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.37 to $9.395, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

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December 13, 2019 Filed Dec 13, 2019 22:50 UTC Tax withholdingCommon Stock 7,829 $9.34 $73,122.86
Disclosure

SEC source: 0001209191-19-060491 · doc4.xml · nonDerivative · entry 1

Gatti Amerino · CIK 0001675255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,595

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 22:46 UTC Tax withholdingCommon Stock 7,829 $9.34 $73,122.86
Disclosure

SEC source: 0001209191-19-060489 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,046

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 22:44 UTC Tax withholdingCommon Stock 7,405 $9.34 $69,162.70
Disclosure

SEC source: 0001209191-19-060488 · doc4.xml · nonDerivative · entry 1

QUINN NANCY K · CIK 0001285481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,649

F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award.

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December 12, 2019 Filed Dec 12, 2019 22:40 UTC
WATT JAMES ADirector
GrantCommon Stock 16,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060259 · doc4.xml · nonDerivative · entry 1

WATT JAMES A · CIK 0001197293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,244

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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December 12, 2019 Filed Dec 12, 2019 22:36 UTC
RASK JAN ADirector
GrantCommon Stock 16,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060256 · doc4.xml · nonDerivative · entry 1

RASK JAN A · CIK 0001184448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,648

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

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December 12, 2019 Filed Dec 12, 2019 22:47 UTC
LOVOI JOHNDirector
GrantCommon Stock 16,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060266 · doc4.xml · nonDerivative · entry 1

LOVOI JOHN · CIK 0001271502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,927

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 22:42 UTC GrantCommon Stock 16,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060262 · doc4.xml · nonDerivative · entry 1

TRANSIER WILLIAM L · CIK 0001187452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,875

F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.