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Nasdaq · USD

HLIT

HARMONIC INC.

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Tapewire entity
4789
SEC CIK
0000851310
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202513
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2016 Filed Nov 16, 2016 18:06 UTC PurchaseCommon Stock 25,000 $4.75 $118,742.50
Disclosure

SEC source: 0001209191-16-150424 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,831

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:19 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionRestricted Stock Unit · Derivative 792 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151047 · doc4.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,398

Underlying: Common Stock · 792 shares

Expires 2017-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:19 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionCommon Stock 792 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151047 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:17 UTC
Spriester BartSVP, Video Products
Exercise / conversionRestricted Stock Unit · Derivative 2,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151046 · doc4.xml · derivative · entry 3

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 2,895 shares

Expires 2017-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:17 UTC
Spriester BartSVP, Video Products
Tax withholdingCommon Stock 1,087 $4.60 $5,000.20
Disclosure

SEC source: 0001209191-16-151046 · doc4.xml · nonDerivative · entry 2

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,471

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:17 UTC
Spriester BartSVP, Video Products
Exercise / conversionCommon Stock 2,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151046 · doc4.xml · nonDerivative · entry 1

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:15 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionRestricted Stock Unit · Derivative 3,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151044 · doc4.xml · derivative · entry 3

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,463

Underlying: Common Stock · 3,231 shares

Expires 2017-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:15 UTC
Haltmayer NevenSr. Vice President, R&D
Tax withholdingCommon Stock 1,214 $4.60 $5,584.40
Disclosure

SEC source: 0001209191-16-151044 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,934

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:15 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionCommon Stock 3,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151044 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:12 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 11,134 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151040 · doc4.xml · derivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,517

Underlying: Common Stock · 11,134 shares

Expires 2017-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:12 UTC
HARSHMAN PATRICKDirector · President and CEO
Tax withholdingCommon Stock 4,184 $4.60 $19,246.40
Disclosure

SEC source: 0001209191-16-151040 · doc4.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,681

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:12 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 11,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151040 · doc4.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:14 UTC
COVERT HAROLD LChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151043 · doc4.xml · derivative · entry 3

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,602

Underlying: Common Stock · 4,516 shares

Expires 2017-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:14 UTC
COVERT HAROLD LChief Financial Officer
Tax withholdingCommon Stock 1,697 $4.60 $7,806.20
Disclosure

SEC source: 0001209191-16-151043 · doc4.xml · nonDerivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,346

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 01:14 UTC
COVERT HAROLD LChief Financial Officer
Exercise / conversionCommon Stock 4,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151043 · doc4.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.

Read SEC document
October 27, 2016 Filed Oct 27, 2016 22:32 UTC
COVERT HAROLD LChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 36,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147192 · doc4.xml · derivative · entry 3

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,334

Underlying: Common Stock · 36,666 shares

Expires 2018-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 10/27/2016. These restricted stock units were initially granted to the Reporting Person on 11/3/2015, and were identified on a Form 4 filed by the Reporting Person on 11/5/2015.

Read SEC document
October 27, 2016 Filed Oct 27, 2016 22:32 UTC
COVERT HAROLD LChief Financial Officer
Tax withholdingCommon Stock 13,779 $4.85 $66,828.15
Disclosure

SEC source: 0001209191-16-147192 · doc4.xml · nonDerivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,527

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
October 27, 2016 Filed Oct 27, 2016 22:32 UTC
COVERT HAROLD LChief Financial Officer
Exercise / conversionCommon Stock 36,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147192 · doc4.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 10/27/2016. These restricted stock units were initially granted to the Reporting Person on 11/3/2015, and were identified on a Form 4 filed by the Reporting Person on 11/5/2015.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:09 UTC
Spriester BartSVP, Video Products
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-140365 · doc4.xml · derivative · entry 3

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2016-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares of common stock were acquired upon the vesting of restricted stock units on September 2, 2016. These restricted stock units were initially granted to the Reporting Person on September 6, 2014, and were identified on a Form 3 filed by the Reporting Person on February 4, 2015.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:09 UTC
Spriester BartSVP, Video Products
Tax withholdingCommon Stock 9,395 $5.10 $47,914.50
Disclosure

SEC source: 0001209191-16-140365 · doc4.xml · nonDerivative · entry 2

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,663

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:09 UTC
Spriester BartSVP, Video Products
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-140365 · doc4.xml · nonDerivative · entry 1

Spriester Bart · CIK 0001633975 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.