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HLIO

HELIOS TECHNOLOGIES, INC.

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4399
SEC CIK
0001024795
Parsed reports
649

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2023 Filed Jan 31, 2023 20:17 UTC
Fulton Tricia LEVP, Chief Financial Officer
Exercise / conversionCommon Stock 975 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005666 · doc4.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,411.7394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:41 UTC
Arduini MatteoPresident, QRC
GrantRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002902 · doc4.xml · derivative · entry 3

Arduini Matteo · CIK 0001776741 · President, QRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:41 UTC
Arduini MatteoPresident, QRC
GrantRestricted Stock Units · Derivative 3,082 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002902 · doc4.xml · derivative · entry 2

Arduini Matteo · CIK 0001776741 · President, QRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082

Underlying: Common Stock · 3,082 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:41 UTC
Arduini MatteoPresident, QRC
GrantPerformance-Based Restricted Stock Units · Derivative 3,083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002902 · doc4.xml · derivative · entry 1

Arduini Matteo · CIK 0001776741 · President, QRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

Underlying: Common Stock · 3,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.exercise_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.expiration_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:42 UTC
Fulton Tricia LEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002903 · doc4.xml · derivative · entry 3

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:42 UTC
Fulton Tricia LEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 7,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002903 · doc4.xml · derivative · entry 2

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,934

Underlying: Common Stock · 7,934 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:42 UTC
Fulton Tricia LEVP, Chief Financial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 7,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002903 · doc4.xml · derivative · entry 1

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935

Underlying: Common Stock · 7,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.exercise_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.expiration_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:39 UTC
Wichlacz Lee FrancisPresident, Electronics
GrantRestricted Stock Units · Derivative 1,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002901 · doc4.xml · derivative · entry 2

Wichlacz Lee Francis · CIK 0001958409 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:39 UTC
Wichlacz Lee FrancisPresident, Electronics
GrantPerformance-Based Restricted Stock Units · Derivative 1,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002901 · doc4.xml · derivative · entry 1

Wichlacz Lee Francis · CIK 0001958409 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Underlying: Common Stock · 1,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.exercise_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.expiration_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:37 UTC
Morgan Jason LemarPresident, CVT
GrantRestricted Stock Units · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002899 · doc4.xml · derivative · entry 3

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:37 UTC
Morgan Jason LemarPresident, CVT
GrantRestricted Stock Units · Derivative 3,853 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002899 · doc4.xml · derivative · entry 2

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

Underlying: Common Stock · 3,853 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:37 UTC
Morgan Jason LemarPresident, CVT
GrantPerformance-Based Restricted Stock Units · Derivative 3,853 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002899 · doc4.xml · derivative · entry 1

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

Underlying: Common Stock · 3,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.exercise_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.expiration_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:35 UTC
Greenberg Marc AGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002898 · doc4.xml · derivative · entry 3

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:35 UTC
Greenberg Marc AGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 2,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002898 · doc4.xml · derivative · entry 2

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 2,906 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:35 UTC
Greenberg Marc AGeneral Counsel and Secretary
GrantPerformance-Based Restricted Stock Units · Derivative 2,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002898 · doc4.xml · derivative · entry 1

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 2,906 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.exercise_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F1 · derivative.expiration_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:33 UTC
Matosevic JosefPresident and CEO
GrantRestricted Stock Units · Derivative 33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002897 · doc4.xml · derivative · entry 4

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 33

Underlying: Common Stock · 33 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F1 · ownership.nature: The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:33 UTC
Matosevic JosefPresident and CEO
GrantRestricted Stock Units · Derivative 39,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002897 · doc4.xml · derivative · entry 3

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,737

Underlying: Common Stock · 39,737 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:33 UTC
Matosevic JosefPresident and CEO
GrantPerformance-Based Restricted Stock Units · Derivative 39,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002897 · doc4.xml · derivative · entry 2

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,737

Underlying: Common Stock · 39,737 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F2 · derivative.exercise_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

F2 · derivative.expiration_date: Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:11 UTC
Morgan Jason LemarPresident, CVT
Exercise / conversionRestricted Stock Units · Derivative 486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002051 · doc4.xml · derivative · entry 2

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:11 UTC
Morgan Jason LemarPresident, CVT
Exercise / conversionCommon Stock 486 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002051 · doc4.xml · nonDerivative · entry 1

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942.288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:06 UTC
Fulton Tricia LEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002050 · doc4.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,336

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:06 UTC
Fulton Tricia LEVP, Chief Financial Officer
Tax withholdingCommon Stock 522 $54.41 $28,402.02
Disclosure

SEC source: 0001209191-23-002050 · doc4.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,436.69

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:06 UTC
Fulton Tricia LEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002050 · doc4.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,958.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:03 UTC
Greenberg Marc AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002048 · doc4.xml · derivative · entry 4

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:03 UTC
Greenberg Marc AGeneral Counsel and Secretary
Tax withholdingCommon Stock 147 $54.41 $7,998.27
Disclosure

SEC source: 0001209191-23-002048 · doc4.xml · nonDerivative · entry 2

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743.2686

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:03 UTC
Greenberg Marc AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002048 · doc4.xml · nonDerivative · entry 1

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:56 UTC
Arduini MatteoPresident, QRC
Exercise / conversionRestricted Stock Units · Derivative 434 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002024 · doc4.xml · derivative · entry 2

Arduini Matteo · CIK 0001776741 · President, QRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869

Underlying: Common Stock · 434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:56 UTC
Arduini MatteoPresident, QRC
Exercise / conversionCommon Stock 434 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002024 · doc4.xml · nonDerivative · entry 1

Arduini Matteo · CIK 0001776741 · President, QRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:51 UTC
Matosevic JosefPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002012 · doc4.xml · derivative · entry 4

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,772

Underlying: Common Stock · 5,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:51 UTC
Matosevic JosefPresident and CEO
Tax withholdingCommon Stock 2,269 $54.41 $123,456.29
Disclosure

SEC source: 0001209191-23-002012 · doc4.xml · nonDerivative · entry 2

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:51 UTC
Matosevic JosefPresident and CEO
Exercise / conversionCommon Stock 5,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002012 · doc4.xml · nonDerivative · entry 1

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:24 UTC
Sacchi DianaDirector
GrantRestricted Stock Units · Derivative 725 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060385 · doc4.xml · derivative · entry 1

Sacchi Diana · CIK 0001720309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

Underlying: Common Stock · 725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:23 UTC GrantRestricted Stock Units · Derivative 771 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060384 · doc4.xml · derivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771

Underlying: Common Stock · 771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:23 UTC GrantRestricted Stock Units · Derivative 771 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060383 · doc4.xml · derivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771

Underlying: Common Stock · 771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:22 UTC GrantRestricted Stock Units · Derivative 818 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060382 · doc4.xml · derivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818

Underlying: Common Stock · 818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:20 UTC GrantRestricted Stock Units · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060381 · doc4.xml · derivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:19 UTC GrantRestricted Stock Units · Derivative 818 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060380 · doc4.xml · derivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818

Underlying: Common Stock · 818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:48 UTC
Morgan Jason LemarPresident, CVT
GrantStock Options (right to buy) · Derivative 4,000 $0.00 Strike: $50.60 $0.00
Disclosure

SEC source: 0001209191-22-052325 · doc4.xml · derivative · entry 1

Morgan Jason Lemar · CIK 0001866634 · President, CVT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2032-10-01

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:32 UTC
Fulton Tricia LChief Financial Officer
GrantStock Options (right to buy) · Derivative 10,500 $0.00 Strike: $50.60 $0.00
Disclosure

SEC source: 0001209191-22-052243 · doc4.xml · derivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-10-01

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:32 UTC
Matosevic JosefPresident and CEO
GrantStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $50.60 $0.00
Disclosure

SEC source: 0001209191-22-052252 · doc4.xml · derivative · entry 1

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-10-01

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:27 UTC
Arduini MatteoPresident, QRC
GrantStock Options (right to buy) · Derivative 4,000 $0.00 Strike: $50.60 $0.00
Disclosure

SEC source: 0001209191-22-052237 · doc4.xml · derivative · entry 1

Arduini Matteo · CIK 0001776741 · President, QRC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2032-10-01

F1 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:24 UTC
Greenberg Marc AGeneral Counsel and Secretary
GrantStock Options (right to buy) · Derivative 4,000 $0.00 Strike: $50.60 $0.00
Disclosure

SEC source: 0001209191-22-052225 · doc4.xml · derivative · entry 1

Greenberg Marc A · CIK 0001904959 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2032-10-01

Read SEC document
September 23, 2022 Filed Sep 27, 2022 19:33 UTC
Sacchi DianaDirector
GrantRestricted Stock Units · Derivative 786 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051347 · doc4.xml · derivative · entry 1

Sacchi Diana · CIK 0001720309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

Underlying: Common Stock · 786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
September 23, 2022 Filed Sep 27, 2022 19:32 UTC GrantRestricted Stock Units · Derivative 837 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051346 · doc4.xml · derivative · entry 1

Schuetz Alexander · CIK 0001610011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 837 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
September 23, 2022 Filed Sep 27, 2022 19:31 UTC GrantRestricted Stock Units · Derivative 887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051344 · doc4.xml · derivative · entry 1

Britt Douglas · CIK 0001330988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
September 23, 2022 Filed Sep 27, 2022 19:29 UTC GrantRestricted Stock Units · Derivative 887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051343 · doc4.xml · derivative · entry 1

Brown Laura D · CIK 0001496785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
September 23, 2022 Filed Sep 27, 2022 19:28 UTC GrantRestricted Stock Units · Derivative 1,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051342 · doc4.xml · derivative · entry 1

LEMAITRE PHILIPPE · CIK 0001059471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

Underlying: Common Stock · 1,323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
September 23, 2022 Filed Sep 27, 2022 19:27 UTC GrantRestricted Stock Units · Derivative 837 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051340 · doc4.xml · derivative · entry 1

Chenanda Cary · CIK 0001806096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 837 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.expiration_date: N/A

Read SEC document
July 01, 2022 Filed Jul 6, 2022 17:56 UTC
Matosevic JosefPresident and CEO
GrantRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040994 · doc4.xml · derivative · entry 7

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 27

Underlying: Common Stock · 27 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · ownership.nature: The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 17:56 UTC
Matosevic JosefPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040994 · doc4.xml · derivative · entry 6

Matosevic Josef · CIK 0001492606 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.